Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,071 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2024
Institutional positions in Caterpillar Inc as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,713
- +172 vs. Q4 2023
- Shares held
- 349.0M
- −5.16M (−1.5%) vs. Q4 2023
- Total value
- $127.6B
- +$23.1B (+22.2%) vs. Q4 2023
- New holders
- 263
- 951 more added
- Sold out
- 91
- 1,084 more reduced
41 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,071 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWA Asset Management Group, LLC | 7,509 | $2.75M | 0.17% | +2,048+37.5% | Added |
| Modern Wealth Management, LLC | 7,520 | $2.76M | 0.26% | +1,398+22.8% | Added |
| Foundations Investment Advisors, LLC | 7,534 | $2.76M | 0.07% | +1,376+22.3% | Added |
| D. Scott Neal, Inc. | 7,549 | $2.77M | 1.81% | 00.0% | Unchanged |
| Focused Wealth Management, Inc | 7,572 | $2.77M | 0.43% | +160+2.2% | Added |
| Exchange Bank | 7,578 | $2.78M | 2.28% | 00.0% | Unchanged |
| L2 Asset Management, LLC | 7,590 | $2.78M | 0.91% | +1,057+16.2% | Added |
| ClariVest Asset Management LLC | 7,591 | $2.78M | 0.29% | −17,493−69.7% | Reduced |
| Valley Brook Capital Group | 7,605 | $2.79M | 2.23% | +405+5.6% | Added |
| JBR Co Financial Management Inc | 7,622 | $2.79M | 2.23% | 00.0% | Unchanged |
| Weaver Capital Management LLC | 7,665 | $2.81M | 0.97% | +1,194+18.5% | Added |
| Daymark Wealth Partners, LLC | 127,341 | $2.81M | 0.15% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 7,679 | $2.81M | 0.02% | +6,644+641.9% | Added |
| Trust Investment Advisors | 7,687 | $2.82M | 2.03% | −48−0.6% | Reduced |
| Insigneo Advisory Services, LLC | 7,711 | $2.83M | 0.34% | +1,309+20.4% | Added |
| Transform Wealth, LLC | 7,741 | $2.84M | 0.27% | −6,398−45.3% | Reduced |
| Field & Main Bank | 7,746 | $2.84M | 1.10% | −12−0.2% | Reduced |
| Investors Asset Management of Georgia Inc | 7,762 | $2.84M | 1.34% | −731−8.6% | Reduced |
| Gifford Fong Associates | 7,800 | $2.86M | 0.79% | 00.0% | Unchanged |
| Penobscot Investment Management Company, Inc. | 7,935 | $2.91M | 0.31% | +380+5.0% | Added |
| MidWestOne Financial Group, Inc. | 7,958 | $2.92M | 0.52% | 00.0% | Unchanged |
| Oxbow Advisors, LLC | 7,963 | $2.92M | 0.40% | −243−3.0% | Reduced |
| Family Management Corp | 7,989 | $2.93M | 0.54% | +7,989 | New |
| Cohen Klingenstein LLC | 8,000 | $2.93M | 0.11% | 00.0% | Unchanged |
| Zhang Financial LLC | 8,019 | $2.94M | 0.22% | +1,426+21.6% | Added |
| Sumitomo Life Insurance Co | 8,020 | $2.94M | 0.08% | −305−3.7% | Reduced |
| Bowen Hanes & Co Inc | 8,029 | $2.94M | 0.08% | −30−0.4% | Reduced |
| Fruth Investment Management | 8,033 | $2.94M | 0.76% | 00.0% | Unchanged |
| Altshuler Shaham Ltd | 8,042 | $2.95M | 0.12% | −2,714−25.2% | Reduced |
| Greater Midwest Financial Group, LLC | 8,043 | $2.95M | 1.85% | −175−2.1% | Reduced |
| FLC Capital Advisors | 8,052 | $2.95M | 0.75% | −235−2.8% | Reduced |
| Court Place Advisors, LLC | 8,063 | $2.95M | 0.95% | −276−3.3% | Reduced |
| Argent Advisors, Inc. | 8,065 | $2.96M | 1.17% | −62−0.8% | Reduced |
| United Community Bank | 8,072 | $2.96M | 1.15% | −112−1.4% | Reduced |
| Ashton Thomas Private Wealth, LLC | 8,075 | $2.96M | 0.17% | −2,040−20.2% | Reduced |
| Radnor Capital Management, LLC | 8,087 | $2.96M | 0.51% | −265−3.2% | Reduced |
| MB, Levis & Associates, LLC | 8,087 | $2.96M | 1.59% | −13−0.2% | Reduced |
| Ignite Planners, LLC | 8,176 | $2.97M | 0.83% | −1,251−13.3% | Reduced |
| Old Port Advisors | 8,150 | $2.99M | 0.91% | −62−0.8% | Reduced |
| Y.D. More Investments Ltd | 8,164 | $2.99M | 0.53% | +5,075+164.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 8,186 | $3.00M | 0.24% | −14,816−64.4% | Reduced |
| Parallel Advisors, LLC | 8,197 | $3.00M | 0.08% | +1,602+24.3% | Added |
| Westpac Banking Corp | 8,203 | $3.01M | 0.23% | −12−0.1% | Reduced |
| World Equity Group, Inc. | 8,238 | $3.02M | 0.62% | −1,588−16.2% | Reduced |
| Chapin Davis, Inc. | 8,255 | $3.02M | 1.10% | 00.0% | Unchanged |
| Smith, Salley & Associates | 8,277 | $3.03M | 0.24% | −395−4.6% | Reduced |
| Boltwood Capital Management | 8,279 | $3.03M | 0.94% | −149−1.8% | Reduced |
| Stamos Capital Partners, L.P. | 8,290 | $3.04M | 0.69% | −9,620−53.7% | Reduced |
| Concord Wealth Partners | 8,302 | $3.04M | 0.55% | +1,715+26.0% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 8,347 | $3.06M | 1.78% | −180−2.1% | Reduced |
| Berkshire Bank | 8,392 | $3.08M | 0.76% | −542−6.1% | Reduced |
| Loudon Investment Management, LLC | 8,418 | $3.08M | 1.77% | −625−6.9% | Reduced |
| V-Square Quantitative Management LLC | 8,464 | $3.10M | 0.52% | +2,141+33.9% | Added |
| Capital Asset Advisory Services LLC | 8,196 | $3.11M | 0.18% | −618−7.0% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 8,527 | $3.12M | 1.24% | −120−1.4% | Reduced |
| Jaffetilchin Investment Partners, LLC | 8,606 | $3.15M | 0.28% | +2,815+48.6% | Added |
| Becker Capital Management Inc | 8,612 | $3.16M | 0.11% | −239−2.7% | Reduced |
| Rothschild Investment LLC | 8,652 | $3.17M | 0.23% | +305+3.7% | Added |
| Atlantic Union Bankshares Corp | 8,674 | $3.18M | 0.27% | −393−4.3% | Reduced |
| Park National Corp | 8,686 | $3.18M | 0.12% | −230−2.6% | Reduced |
| Choate Investment Advisors | 8,720 | $3.20M | 0.09% | +2,649+43.6% | Added |
| Ellis Investment Partners, LLC | 8,770 | $3.21M | 0.70% | −2,008−18.6% | Reduced |
| CoreCap Advisors, LLC | 8,780 | $3.22M | 0.17% | +2,131+32.0% | Added |
| Hanson & Doremus Investment Management | 8,790 | $3.22M | 0.55% | −33−0.4% | Reduced |
| Core Wealth Advisors, Inc. | 8,801 | $3.22M | 1.10% | −728−7.6% | Reduced |
| Tritonpoint Wealth, LLC | 10,696 | $3.23M | 0.34% | −1,839−14.7% | Reduced |
| Bryn Mawr Trust Co | 8,859 | $3.25M | 0.12% | +8,859 | New |
| Adirondack Trust Co | 8,864 | $3.25M | 1.36% | −60−0.7% | Reduced |
| Boston Private Wealth LLC | 8,875 | $3.25M | 0.07% | −16−0.2% | Reduced |
| Change Path, LLC | 8,881 | $3.25M | 0.13% | +4,978+127.5% | Added |
| Douglass Winthrop Advisors, LLC | 8,885 | $3.26M | 0.07% | +315+3.7% | Added |
| Lowe Brockenbrough & Co Inc | 8,890 | $3.26M | 0.22% | +1,020+13.0% | Added |
| Cullen Investment Group, Ltd. | 8,953 | $3.27M | 0.51% | +326+3.8% | Added |
| J.W. Cole Advisors, Inc. | 8,932 | $3.27M | 0.17% | +359+4.2% | Added |
| Nilsine Partners, LLC | 8,929 | $3.27M | 0.45% | +205+2.3% | Added |
| Qtron Investments LLC | 8,953 | $3.28M | 0.46% | +1,582+21.5% | Added |
| Jump Financial, LLC | 8,955 | $3.28M | 0.09% | +7,382+469.3% | Added |
| River Street Advisors LLC | 8,967 | $3.29M | 2.22% | +5+0.1% | Added |
| South Dakota Investment Council | 8,974 | $3.29M | 0.07% | −250−2.7% | Reduced |
| Acadian Asset Management LLC | 9,037 | $3.31M | 0.01% | +1,327+17.2% | Added |
| Imprint Wealth LLC | 9,124 | $3.32M | 0.80% | +2,488+37.5% | Added |
| Ti-Trust, Inc | 9,097 | $3.33M | 2.45% | 00.0% | Unchanged |
| Meeder Advisory Services, Inc. | 9,101 | $3.33M | 0.34% | +522+6.1% | Added |
| JPL Wealth Management, LLC | 9,201 | $3.37M | 1.86% | +1,108+13.7% | Added |
| Avitas Wealth Management LLC | 9,263 | $3.39M | 0.52% | +140+1.5% | Added |
| Graphene Investments SAS | 9,300 | $3.41M | 2.05% | −1,800−16.2% | Reduced |
| Aire Advisors, LLC | 9,341 | $3.42M | 0.77% | +10.0% | Added |
| Buckley Wealth Management, LLC | 9,347 | $3.43M | 1.10% | −25−0.3% | Reduced |
| Independent Financial Group, LLC | 9,368 | $3.43M | 0.16% | +1,640+21.2% | Added |
| LMG Wealth Partners, LLC | 9,395 | $3.44M | 0.87% | +357+3.9% | Added |
| Hennessy Advisors Inc | 9,400 | $3.44M | 0.15% | −1,200−11.3% | Reduced |
| Global Trust Asset Management, LLC | 9,413 | $3.45M | 1.42% | +1,004+11.9% | Added |
| First National Bank & Trust Co of Newtown | 9,426 | $3.45M | 0.70% | −63−0.7% | Reduced |
| McKinley Carter Wealth Services, Inc. | 9,441 | $3.46M | 0.23% | −184−1.9% | Reduced |
| Seizert Capital Partners, LLC | 9,467 | $3.47M | 0.16% | +9,467 | New |
| Palisade Asset Management, LLC | 9,472 | $3.47M | 0.34% | 00.0% | Unchanged |
| RB Capital Management, LLC | 9,477 | $3.47M | 0.93% | +191+2.1% | Added |
| Sound View Wealth Advisors Group, LLC | 9,478 | $3.47M | 0.37% | −785−7.6% | Reduced |
| Cambridge Advisors Inc. | 9,546 | $3.50M | 0.82% | −969−9.2% | Reduced |
| NorthRock Partners, LLC | 9,555 | $3.50M | 0.13% | +296+3.2% | Added |