Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2023
Institutional positions in Caterpillar Inc as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,583
- +211 vs. Q3 2023
- Shares held
- 354.5M
- −1.08M (−0.3%) vs. Q3 2023
- Total value
- $104.6B
- +$7.48B (+7.7%) vs. Q3 2023
- New holders
- 318
- 924 more added
- Sold out
- 107
- 955 more reduced
37 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Houlihan Financial Resource Group, Ltd. | 754 | $223.0K | 0.11% | +754 | New |
| Peddock Capital Advisors, LLC | 755 | $223.2K | 0.07% | 00.0% | Unchanged |
| Stewart & Patten Co LLC | 756 | $223.5K | 0.03% | −77−9.2% | Reduced |
| LongView Wealth Management | 765 | $223.6K | 0.10% | +765 | New |
| Kingfisher Capital LLC | 756 | $224.0K | 0.06% | 00.0% | Unchanged |
| Broadleaf Partners, LLC | 760 | $224.7K | 0.07% | 00.0% | Unchanged |
| Horan Capital Advisors, LLC. | 760 | $224.7K | 0.08% | +760 | New |
| Coco Enterprises, LLC | 761 | $225.0K | 0.16% | −47−5.8% | Reduced |
| Oxinas Partners Wealth Management LLC | 761 | $225.1K | 0.16% | −114−13.0% | Reduced |
| CFO4Life Group, LLC | 765 | $226.2K | 0.04% | −15−1.9% | Reduced |
| Colonial River Wealth Management, LLC | 765 | $226.2K | 0.13% | −239−23.8% | Reduced |
| Collective Family Office LLC | 771 | $228.0K | 0.08% | +771 | New |
| Cutter & CO Brokerage, Inc. | 772 | $228.3K | 0.06% | 00.0% | Unchanged |
| Cascade Investment Group, Inc. | 774 | $228.8K | 0.18% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 778 | $230.0K | 0.13% | 00.0% | Unchanged |
| Paces Ferry Wealth Advisors, LLC | 780 | $230.5K | 0.16% | +27+3.6% | Added |
| Alerus Financial NA | 780 | $230.6K | 0.02% | −153−16.4% | Reduced |
| McDonald Partners LLC | 785 | $232.0K | 0.07% | −6−0.8% | Reduced |
| Orgel Wealth Management, LLC | 785 | $232.1K | 0.01% | +785 | New |
| Redwood Investment Management, LLC | 788 | $233.0K | 0.02% | −6,481−89.2% | Reduced |
| McIlrath & Eck, LLC | 789 | $233.2K | 0.04% | +33+4.4% | Added |
| Westside Investment Management, Inc. | 789 | $233.4K | 0.06% | 00.0% | Unchanged |
| Bouchey Financial Group Ltd | 791 | $233.8K | 0.03% | +13+1.7% | Added |
| Hoey Investments, Inc | 792 | $234.2K | 0.07% | −6,196−88.7% | Reduced |
| Ballew Advisors, Inc | 816 | $234.5K | 0.18% | −34−4.0% | Reduced |
| Kolinsky Wealth Management, LLC | 793 | $234.5K | 0.21% | −304−27.7% | Reduced |
| Brady Family Wealth, LLC | 794 | $234.8K | 0.08% | −135−14.5% | Reduced |
| Foster Victor Wealth Advisors, LLC | 804 | $235.0K | 0.02% | +6+0.8% | Added |
| Rede Wealth, LLC | 795 | $235.0K | 0.11% | +19+2.4% | Added |
| Simon Quick Advisors, LLC | 795 | $235.0K | 0.02% | −130−14.1% | Reduced |
| Cook Wealth Management Group LLC | 809 | $235.2K | 0.15% | +809 | New |
| Crown Wealth Group, LLC | 796 | $235.4K | 0.14% | +796 | New |
| Morton Community Bank | 797 | $235.6K | 0.08% | +797 | New |
| Baker Ellis Asset Management LLC | 800 | $236.5K | 0.04% | −100−11.1% | Reduced |
| Axim Planning & Wealth | 800 | $236.5K | 0.22% | 00.0% | Unchanged |
| Cambridge Financial Group, LLC | 801 | $236.8K | 0.12% | +801 | New |
| Westwood Management Corp | 800 | $237.0K | 0.09% | −3,000−78.9% | Reduced |
| Koss-Olinger Consulting, LLC | 802 | $237.0K | 0.02% | +25+3.2% | Added |
| D'Orazio & Associates, Inc. | 803 | $237.3K | 0.04% | +6+0.8% | Added |
| Western Financial Corp | 803 | $237.5K | 0.16% | +803 | New |
| Carlson Capital Management | 804 | $237.6K | 0.01% | −12−1.5% | Reduced |
| Capital City Trust Co | 807 | $238.6K | 0.07% | 00.0% | Unchanged |
| One Charles Private Wealth Services, LLC | 808 | $238.8K | 0.13% | +20+2.5% | Added |
| CAP Partners, LLC | 810 | $239.6K | 0.24% | +810 | New |
| Aprio Wealth Management, LLC | 811 | $239.8K | 0.05% | +1+0.1% | Added |
| Borer Denton & Associates, Inc. | 812 | $240.1K | 0.09% | 00.0% | Unchanged |
| Concorde Asset Management, LLC | 819 | $242.2K | 0.17% | +1+0.1% | Added |
| MJP Associates Inc | 819 | $242.2K | 0.06% | +819 | New |
| Marex Group plc | 820 | $242.4K | 0.01% | +820 | New |
| Alpine Woods Capital Investors, LLC | 821 | $242.7K | 0.04% | 00.0% | Unchanged |
| Chico Wealth RIA | 823 | $243.3K | 0.25% | +823 | New |
| Bridge Advisory, LLC | 824 | $243.6K | 0.12% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 825 | $243.9K | 0.14% | −40−4.6% | Reduced |
| AlphaCore Capital LLC | 825 | $243.9K | 0.04% | 00.0% | Unchanged |
| Rebalance, LLC | 825 | $243.9K | 0.02% | +825 | New |
| waypoint wealth counsel | 828 | $244.7K | 0.21% | −156−15.9% | Reduced |
| BEAM Asset Management, LLC | 829 | $245.1K | 0.16% | −6−0.7% | Reduced |
| Lodestar Private Asset Management LLC | 830 | $245.4K | 0.04% | +35+4.4% | Added |
| Eagle Bay Advisors LLC | 831 | $245.6K | 0.16% | −327−28.2% | Reduced |
| Shufro Rose & Co LLC | 900 | $245.7K | 0.02% | 00.0% | Unchanged |
| Main Street Financial Solutions, LLC | 834 | $246.7K | 0.03% | −10−1.2% | Reduced |
| Barlow Wealth Partners, Inc. | 836 | $247.2K | 0.04% | +836 | New |
| Jag Capital Management, LLC | 838 | $247.9K | 0.04% | −8,867−91.4% | Reduced |
| Security National Bank of Sioux City Iowa | 839 | $248.1K | 0.19% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 840 | $248.4K | 0.27% | −1,034−55.2% | Reduced |
| Gemmer Asset Management LLC | 840 | $248.4K | 0.03% | −199−19.2% | Reduced |
| Blodgett Wealth Advisors, LLC | 841 | $248.5K | 0.25% | +1+0.1% | Added |
| Sterling Financial Planning, Inc. | 841 | $248.7K | 0.11% | −109−11.5% | Reduced |
| Encompass Wealth Advisors, LLC | 841 | $248.7K | 0.07% | 00.0% | Unchanged |
| Northwest Financial Advisors | 848 | $250.9K | 0.21% | +848 | New |
| Heritage Financial Services, LLC | 850 | $251.3K | 0.04% | +100+13.3% | Added |
| Vestmark Advisory Solutions, Inc. | 851 | $251.6K | 0.01% | −219−20.5% | Reduced |
| REAP Financial Group, LLC | 851 | $251.7K | 0.07% | +851 | New |
| Verum Partners LLC | 854 | $252.6K | 0.10% | +102+13.6% | Added |
| Holland Advisory Services, Inc. | 856 | $253.1K | 0.29% | +69+8.8% | Added |
| Requisite Capital Management, LLC | 860 | $254.2K | 0.06% | +5+0.6% | Added |
| Hutchens & Kramer Investment Management Group, LLC | 861 | $254.6K | 0.18% | +861 | New |
| Fi3 FINANCIAL ADVISORS, LLC | 864 | $255.4K | 0.12% | −2,032−70.2% | Reduced |
| Triumph Capital Management | 864 | $255.6K | 0.11% | +864 | New |
| Aveo Capital Partners, LLC | 865 | $255.8K | 0.03% | +21+2.5% | Added |
| American Institute for Advanced Investment Management, LLP | 870 | $257.2K | 0.23% | 00.0% | Unchanged |
| Baxter Bros Inc | 870 | $257.2K | 0.04% | −120−12.1% | Reduced |
| Foster Dykema Cabot & Partners, LLC | 870 | $257.2K | 0.03% | +870 | New |
| PCA Investment Advisory Services Inc. | 871 | $257.3K | 0.17% | +1+0.1% | Added |
| Per Stirling Capital Management, LLC. | 871 | $257.5K | 0.05% | 00.0% | Unchanged |
| Dogwood Wealth Management LLC | 872 | $257.7K | 0.20% | +872 | New |
| Carmel Capital Partners, LLC | 873 | $258.1K | 0.13% | +8+0.9% | Added |
| Adams Wealth Management | 876 | $259.0K | 0.08% | 00.0% | Unchanged |
| Act Wealth Management, LLC | 877 | $259.2K | 0.14% | +36+4.3% | Added |
| Waterford Advisors, LLC | 877 | $259.3K | 0.12% | +877 | New |
| Laffer Tengler Investments | 881 | $260.5K | 0.07% | 00.0% | Unchanged |
| HBW Advisory Services LLC | 884 | $261.0K | 0.05% | +20+2.3% | Added |
| Foster Group, Inc. | 957 | $261.4K | 0.02% | 00.0% | Unchanged |
| Pinkerton Retirement Specialists, LLC | 884 | $261.4K | 0.05% | −377−29.9% | Reduced |
| ProVise Management Group, LLC | 884 | $261.4K | 0.02% | +8+0.9% | Added |
| First PREMIER Bank | 885 | $262.0K | 0.07% | 00.0% | Unchanged |
| Headlands Technologies LLC | 888 | $262.6K | 0.08% | +561+171.6% | Added |
| WealthBridge Capital Management, LLC | 888 | $262.7K | 0.10% | −12−1.3% | Reduced |
| Financial Advisors Network, Inc. | 889 | $263.0K | 0.05% | +889 | New |
| Eclectic Associates Inc | 890 | $263.1K | 0.13% | −21−2.3% | Reduced |