Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,409
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 911 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JB Capital LLC | 1,040 | $283.9K | 0.02% | +2+0.2% | Added |
| Peterson Wealth Advisors, LLC | 1,041 | $284.1K | 0.08% | −53−4.8% | Reduced |
| Hourglass Capital, LLC | 1,042 | $284.5K | 0.10% | 00.0% | Unchanged |
| Cornerstone Wealth Group, LLC | 1,042 | $284.5K | 0.05% | +35+3.5% | Added |
| Calton & Associates, Inc. | 1,047 | $286.0K | 0.42% | +1,047 | New |
| Selective Wealth Management, Inc. | 1,079 | $286.0K | 0.16% | −152−12.3% | Reduced |
| Greylin Investment Mangement Inc | 1,050 | $286.6K | 0.05% | 00.0% | Unchanged |
| Beacon Capital Management, LLC | 1,165 | $286.7K | 0.08% | 00.0% | Unchanged |
| Salomon & Ludwin, LLC | 1,051 | $287.0K | 0.03% | +40+4.0% | Added |
| Beddow Capital Management Inc | 1,050 | $287.0K | 0.14% | 00.0% | Unchanged |
| Mogy Joel R Investment Counsel Inc | 1,060 | $289.4K | 0.02% | 00.0% | Unchanged |
| BluePath Capital Management, LLC | 1,060 | $289.5K | 0.27% | +1,060 | New |
| Hengehold Capital Management LLC | 1,062 | $289.9K | 0.04% | −50−4.5% | Reduced |
| Commonwealth Financial Services, LLC | 1,063 | $290.1K | 0.09% | +1,063 | New |
| Martingale Asset Management L P | 1,063 | $290.2K | 0.01% | +83+8.5% | Added |
| Lloyd Advisory Services, LLC. | 1,065 | $290.7K | 0.10% | +1,065 | New |
| Norden Group LLC | 1,065 | $290.7K | 0.10% | +1,065 | New |
| Cedar Brook Financial Partners, LLC | 1,068 | $291.6K | 0.08% | +8+0.8% | Added |
| Raub Brock Capital Management LP | 1,069 | $291.8K | 0.06% | 00.0% | Unchanged |
| Prudent Man Advisors, LLC | 390 | $291.9K | 0.12% | 00.0% | Unchanged |
| Compass Financial Group, INC | 1,069 | $292.0K | 0.09% | +2+0.2% | Added |
| Jackson Wealth Management, LLC | 1,068 | $292.0K | 0.04% | −1,281−54.5% | Reduced |
| Vestmark Advisory Solutions, Inc. | 1,070 | $292.2K | 0.02% | −10,399−90.7% | Reduced |
| Beacon Financial Group | 1,044 | $293.0K | 0.04% | −67−6.0% | Reduced |
| Silvant Capital Management LLC | 1,076 | $293.7K | 0.02% | 00.0% | Unchanged |
| Legacy Financial Group, Inc. | 1,078 | $294.3K | 0.15% | 00.0% | Unchanged |
| Consilium Wealth Advisory, LLC | 1,078 | $294.3K | 0.21% | 00.0% | Unchanged |
| Pettyjohn, Wood & White, Inc | 1,087 | $296.8K | 0.07% | +22+2.1% | Added |
| Middleton & Co Inc | 1,090 | $297.6K | 0.04% | 00.0% | Unchanged |
| NFP Retirement, Inc. | 1,091 | $297.8K | 0.06% | +3+0.3% | Added |
| Summit Global Investments | 1,089 | $298.0K | 0.02% | −535−32.9% | Reduced |
| Golden Green, Inc. | 1,092 | $298.1K | 0.31% | +1,092 | New |
| Kolinsky Wealth Management, LLC | 1,097 | $299.4K | 0.30% | +1,097 | New |
| Jarislowsky, Fraser Ltd | 1,097 | $299.5K | 0.00% | 00.0% | Unchanged |
| Royal Capital Wealth Management, LLC | 1,100 | $300.3K | 0.29% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 1,106 | $301.9K | 0.03% | −50−4.3% | Reduced |
| Future Financial Wealth Managment LLC | 1,106 | $301.9K | 0.33% | −2−0.2% | Reduced |
| Register Financial Advisors LLC | 1,108 | $302.5K | 0.22% | −133−10.7% | Reduced |
| Evoke Wealth, LLC | 1,108 | $302.6K | 0.01% | +94+9.3% | Added |
| Purus Wealth Management, LLC | 1,116 | $304.7K | 0.21% | +11+1.0% | Added |
| Davidson Trust Co | 1,117 | $304.9K | 0.23% | 00.0% | Unchanged |
| Brogan Financial, Inc. | 1,117 | $305.0K | 0.27% | −71−6.0% | Reduced |
| Spring Capital Management, LLC | 1,120 | $305.8K | 0.26% | 00.0% | Unchanged |
| Measured Wealth Private Client Group, LLC | 1,120 | $305.8K | 0.12% | +83+8.0% | Added |
| Institutional & Family Asset Management, LLC | 1,123 | $306.6K | 0.05% | +5+0.4% | Added |
| Childress Capital Advisors, LLC | 1,126 | $307.4K | 0.10% | +1,126 | New |
| Financial Advisors, LLC | 1,130 | $308.5K | 0.08% | 00.0% | Unchanged |
| Wealth Dimensions Group, Ltd. | 1,131 | $308.7K | 0.11% | −77−6.4% | Reduced |
| Tiedemann Advisors, LLC | 1,131 | $308.8K | 0.01% | +5+0.4% | Added |
| Lake Street Financial LLC | 1,118 | $308.9K | 0.06% | +151+15.6% | Added |
| Corundum Trust Company, INC | 1,136 | $310.1K | 0.93% | −5−0.4% | Reduced |
| Kure Advisory, LLC | 1,139 | $310.9K | 0.18% | +1,139 | New |
| Liberty Wealth Management LLC | 1,140 | $311.0K | 0.08% | −32−2.7% | Reduced |
| FSB Premier Wealth Management, Inc. | 1,143 | $312.1K | 0.17% | 00.0% | Unchanged |
| Sweeney & Michel, LLC | 1,329 | $312.2K | 0.16% | 00.0% | Unchanged |
| SkyOak Wealth, LLC | 1,148 | $313.5K | 0.09% | 00.0% | Unchanged |
| Destination Wealth Management | 1,150 | $313.9K | 0.01% | +107+10.3% | Added |
| Herold Advisors, Inc. | 1,150 | $313.9K | 0.10% | −100−8.0% | Reduced |
| Winslow Asset Management Inc | 1,155 | $315.0K | 0.07% | −75−6.1% | Reduced |
| Eagle Bay Advisors LLC | 1,158 | $316.1K | 0.15% | +293+33.9% | Added |
| Investment Advisory Services Inc | 1,160 | $316.8K | 0.14% | +75+6.9% | Added |
| Migdal Insurance & Financial Holdings Ltd. | 1,160 | $317.0K | 0.01% | +1,160 | New |
| Dentgroup LLC | 1,161 | $317.1K | 0.23% | +1+0.1% | Added |
| Capital Advisors Wealth Management, LLC | 1,162 | $317.3K | 0.08% | 00.0% | Unchanged |
| Edmp, Inc. | 1,164 | $317.8K | 0.32% | 00.0% | Unchanged |
| LJI Wealth Management, LLC | 1,165 | $318.0K | 0.09% | −17,846−93.9% | Reduced |
| Richard W. Paul & Associates, LLC | 1,165 | $318.0K | 0.15% | +1,151+8,221.4% | Added |
| Austin Private Wealth, LLC | 1,168 | $318.9K | 0.05% | −9−0.8% | Reduced |
| Aua Capital Management, LLC | 1,170 | $319.4K | 0.23% | +237+25.4% | Added |
| Regatta Capital Group, LLC | 1,172 | $320.0K | 0.10% | 00.0% | Unchanged |
| Secure Asset Management, LLC | 1,174 | $320.4K | 0.10% | +1,174 | New |
| Jessup Wealth Management, Inc | 1,174 | $320.5K | 0.18% | +5+0.4% | Added |
| Apexium Financial, LP | 1,174 | $320.6K | 0.03% | +1+0.1% | Added |
| Mount Vernon Associates Inc | 1,176 | $321.0K | 0.35% | 00.0% | Unchanged |
| Keb Asset Management, LLC | 1,179 | $321.9K | 0.13% | 00.0% | Unchanged |
| Dudley Capital Management, LLC | 1,179 | $321.9K | 0.23% | −19−1.6% | Reduced |
| Summit X, LLC | 1,193 | $322.1K | 0.10% | −653−35.4% | Reduced |
| Bremer Bank National Association | 1,183 | $323.0K | 0.06% | +66+5.9% | Added |
| Westover Capital Advisors, LLC | 1,184 | $323.2K | 0.12% | 00.0% | Unchanged |
| WNY Asset Management, LLC | 1,186 | $323.8K | 0.06% | +66+5.9% | Added |
| TruWealth Advisors, LLC | 1,186 | $323.8K | 0.03% | −5−0.4% | Reduced |
| Marotta Asset Management | 1,192 | $325.5K | 0.08% | 00.0% | Unchanged |
| Five Oceans Advisors | 1,194 | $326.0K | 0.21% | +9+0.8% | Added |
| CJM Wealth Advisers, Ltd. | 1,196 | $326.6K | 0.16% | +1+0.1% | Added |
| Hutchinson Capital Management | 1,199 | $327.3K | 0.08% | −4−0.3% | Reduced |
| Fca Corp | 1,200 | $327.6K | 0.12% | 00.0% | Unchanged |
| Cornerstone Retirement Group, Inc. | 1,200 | $327.6K | 0.09% | 00.0% | Unchanged |
| Pacific Global Investment Management CO | 1,203 | $328.4K | 0.07% | −53−4.2% | Reduced |
| Greenline Partners, LLC | 1,205 | $329.0K | 0.06% | 00.0% | Unchanged |
| Copperwynd Financial, LLC | 1,205 | $329.0K | 0.15% | +153+14.5% | Added |
| BSW Wealth Partners | 1,206 | $329.4K | 0.07% | −32−2.6% | Reduced |
| Objective Capital Management, LLC | 1,207 | $329.5K | 0.29% | 00.0% | Unchanged |
| Blueprint Investment Partners LLC | 1,214 | $331.4K | 0.11% | +1,214 | New |
| Next Level Private LLC | 1,220 | $331.5K | 0.22% | 00.0% | Unchanged |
| Canal Capital Management, LLC | 1,215 | $331.8K | 0.07% | +22+1.8% | Added |
| State of Wyoming | 1,216 | $332.0K | 0.07% | −275−18.4% | Reduced |
| Old Point Trust & Financial Services N A | 1,217 | $332.2K | 0.15% | +44+3.8% | Added |
| Resource Consulting Group Inc | 1,223 | $333.9K | 0.06% | 00.0% | Unchanged |
| Members Capital Advisors Inc | 1,225 | $334.4K | 0.42% | −6,772−84.7% | Reduced |
| Garrett Wealth Advisory Group, LLC | 1,227 | $335.0K | 0.15% | +1,227 | New |