Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Great Valley Advisor Group, Inc. | 17,321 | $4.73M | 0.20% | +3,666+26.8% | Added |
| Argyle Capital Management Inc. | 17,340 | $4.73M | 1.73% | −120−0.7% | Reduced |
| Silvercrest Asset Management Group LLC | 17,414 | $4.75M | 0.04% | +468+2.8% | Added |
| B & T Capital Management DBA Alpha Capital Management | 17,510 | $4.78M | 1.12% | −3,874−18.1% | Reduced |
| Ameritas Advisory Services, LLC | 18,062 | $4.79M | 0.24% | +7,299+67.8% | Added |
| Canandaigua National Bank & Trust Co | 17,554 | $4.79M | 0.78% | +1,839+11.7% | Added |
| Mairs & Power Inc | 17,580 | $4.80M | 0.06% | −75−0.4% | Reduced |
| Montgomery Investment Management Inc | 17,604 | $4.81M | 1.66% | −100−0.6% | Reduced |
| Country Club Bank | 17,492 | $4.83M | 0.39% | −1,182−6.3% | Reduced |
| Drexel Morgan & Co. | 17,746 | $4.84M | 1.32% | 00.0% | Unchanged |
| Beese Fulmer Investment Management, Inc. | 17,759 | $4.85M | 0.55% | −20.0% | Reduced |
| Oak Harbor Wealth Partners, LLC | 17,765 | $4.85M | 1.72% | +30.0% | Added |
| Axxcess Wealth Management, LLC | 17,785 | $4.86M | 0.17% | +9,974+127.7% | Added |
| iA Global Asset Management Inc. | 17,877 | $4.88M | 0.13% | +97+0.5% | Added |
| Ipswich Investment Management Co., Inc. | 17,929 | $4.89M | 1.34% | −160−0.9% | Reduced |
| Monte Financial Group, LLC | 18,030 | $4.92M | 2.49% | −3,917−17.8% | Reduced |
| Physicians Financial Services, Inc. | 18,195 | $4.97M | 2.03% | −50−0.3% | Reduced |
| Community Bank, N.A. | 18,230 | $4.98M | 0.70% | −2,005−9.9% | Reduced |
| Empirical Finance, LLC | 18,241 | $4.98M | 0.37% | +1,580+9.5% | Added |
| Gateway Advisory, LLC | 18,245 | $4.98M | 1.02% | +429+2.4% | Added |
| Sandhill Capital Partners LLC | 18,255 | $4.98M | 0.47% | −22−0.1% | Reduced |
| Crestwood Advisors Group LLC | 18,267 | $4.99M | 0.13% | +719+4.1% | Added |
| KMG Fiduciary Partners, LLC | 18,311 | $5.00M | 0.66% | +396+2.2% | Added |
| Kerrisdale Advisers, LLC | 18,323 | $5.00M | 1.58% | −11,046−37.6% | Reduced |
| Americana Partners, LLC | 18,138 | $5.02M | 0.54% | +17,122+1,685.2% | Added |
| Colonial Trust Advisors | 18,382 | $5.02M | 0.57% | −25−0.1% | Reduced |
| Bleakley Financial Group, LLC | 18,398 | $5.02M | 0.18% | −1,701−8.5% | Reduced |
| Kentucky Retirement Systems Insurance Trust Fund | 18,439 | $5.03M | 0.39% | −61−0.3% | Reduced |
| Aries Wealth Management | 18,628 | $5.04M | 1.97% | +500+2.8% | Added |
| Advocate Group LLC | 18,498 | $5.05M | 1.17% | +567+3.2% | Added |
| Trinity Legacy Partners, LLC | 18,532 | $5.06M | 1.75% | −2,903−13.5% | Reduced |
| Reliant Investment Management, LLC | 18,580 | $5.07M | 2.96% | +435+2.4% | Added |
| Bridge Creek Capital Management LLC | 18,794 | $5.13M | 1.95% | −425−2.2% | Reduced |
| Neville Rodie & Shaw Inc | 18,886 | $5.16M | 0.46% | −80.0% | Reduced |
| Pearl River Capital, LLC | 18,922 | $5.17M | 0.81% | +18,922 | New |
| Kiley Juergens Wealth Management, LLC | 18,926 | $5.17M | 1.87% | 00.0% | Unchanged |
| Retirement Group, LLC | 18,960 | $5.18M | 2.16% | −70.0% | Reduced |
| Columbia Asset Management | 18,963 | $5.18M | 1.15% | −450−2.3% | Reduced |
| Vident Advisory, LLC | 18,967 | $5.18M | 0.16% | +18,967 | New |
| Hallmark Capital Management Inc | 18,970 | $5.18M | 0.43% | −2,275−10.7% | Reduced |
| Burney Co | 19,036 | $5.20M | 0.24% | −68−0.4% | Reduced |
| Romano Brothers and Company | 19,141 | $5.23M | 0.81% | −63−0.3% | Reduced |
| Meiji Yasuda Life Insurance Co | 19,249 | $5.25M | 0.14% | +7,874+69.2% | Added |
| Highland Capital Management, LLC | 19,271 | $5.26M | 0.36% | −1,462−7.1% | Reduced |
| Family Legacy, Inc. | 19,384 | $5.29M | 2.21% | −12−0.1% | Reduced |
| Sawtooth Solutions, LLC | 19,417 | $5.30M | 0.17% | −1,617−7.7% | Reduced |
| Summitry LLC | 19,513 | $5.33M | 0.35% | −33−0.2% | Reduced |
| King Luther Capital Management Corp | 19,518 | $5.33M | 0.03% | −82−0.4% | Reduced |
| Wedbush Securities Inc | 19,568 | $5.34M | 0.27% | −1,017−4.9% | Reduced |
| Asset Dedication, LLC | 19,755 | $5.38M | 0.46% | −742−3.6% | Reduced |
| Valeo Financial Advisors, LLC | 19,756 | $5.39M | 0.25% | +827+4.4% | Added |
| Kingswood Wealth Advisors, LLC | 14,352 | $5.41M | 0.93% | −789−5.2% | Reduced |
| Global Retirement Partners, LLC | 20,455 | $5.42M | 0.27% | +564+2.8% | Added |
| Northeast Investment Management | 19,897 | $5.43M | 0.32% | −117−0.6% | Reduced |
| Ellsworth Advisors, LLC | 21,480 | $5.43M | 1.93% | −97−0.4% | Reduced |
| Jackson Square Capital, LLC | 19,948 | $5.45M | 2.19% | +3,128+18.6% | Added |
| Caldwell Trust Co | 20,007 | $5.46M | 0.75% | +20.0% | Added |
| AustralianSuper Pty Ltd | 20,026 | $5.47M | 0.04% | +8,218+69.6% | Added |
| Perfromance Wealth Partners, LLC | 20,178 | $5.51M | 0.27% | +2,387+13.4% | Added |
| SlateStone Wealth, LLC | 20,271 | $5.53M | 0.80% | +12,187+150.8% | Added |
| Geneva Partners, LLC | 20,276 | $5.54M | 3.67% | +10,465+106.7% | Added |
| Boit C F David | 20,400 | $5.54M | 3.79% | 00.0% | Unchanged |
| Searle & Co. | 20,322 | $5.55M | 1.89% | 00.0% | Unchanged |
| Prudential PLC | 20,326 | $5.55M | 0.06% | −16,975−45.5% | Reduced |
| Moors & Cabot, Inc. | 20,402 | $5.57M | 0.38% | −1,057−4.9% | Reduced |
| Anderson Hoagland & Co | 20,431 | $5.58M | 0.75% | +14+0.1% | Added |
| Financial Advocates Investment Management | 20,458 | $5.59M | 0.41% | +7,102+53.2% | Added |
| Bourgeon Capital Management LLC | 20,750 | $5.66M | 1.33% | −215−1.0% | Reduced |
| Tiaa Trust, National Association | 20,758 | $5.67M | 0.02% | +20,758 | New |
| Koshinski Asset Management, Inc. | 20,781 | $5.67M | 0.65% | −277−1.3% | Reduced |
| Financial & Tax Architects, LLC | 20,826 | $5.69M | 1.77% | −1,039−4.8% | Reduced |
| Ieq Capital, LLC | 20,827 | $5.69M | 0.12% | +936+4.7% | Added |
| Allworth Financial LP | 20,967 | $5.72M | 0.05% | −465−2.2% | Reduced |
| Employees Provident Fund Board | 21,000 | $5.73M | 0.13% | −1,600−7.1% | Reduced |
| Knuff & Co LLC | 21,007 | $5.73M | 2.29% | −479−2.2% | Reduced |
| Metropolitan Life Insurance Co | 21,108 | $5.76M | 0.30% | −1,351−6.0% | Reduced |
| Bank of Hawaii | 21,112 | $5.76M | 0.33% | +452+2.2% | Added |
| Metis Global Partners, LLC | 21,154 | $5.78M | 0.28% | +3,427+19.3% | Added |
| Knights of Columbus Asset Advisors LLC | 21,231 | $5.80M | 0.53% | +799+3.9% | Added |
| City Holding Co | 21,360 | $5.83M | 1.04% | +50.0% | Added |
| Paradiem, LLC | 21,395 | $5.84M | 1.75% | −106−0.5% | Reduced |
| Churchill Management Corp | 21,469 | $5.86M | 0.10% | +26+0.1% | Added |
| Adviser Investments LLC | 21,523 | $5.88M | 0.13% | +307+1.4% | Added |
| Raymond James Trust N.A. | 21,641 | $5.91M | 0.18% | −471−2.1% | Reduced |
| Consolidated Capital Management, LLC | 21,688 | $5.92M | 3.14% | −548−2.5% | Reduced |
| Citizens National Bank Trust Department | 21,779 | $5.95M | 1.63% | −305−1.4% | Reduced |
| Old National Bancorp | 21,824 | $5.96M | 0.17% | −7,794−26.3% | Reduced |
| McGuire Investment Group, LLC | 21,987 | $6.00M | 1.16% | +4,942+29.0% | Added |
| Biechele Royce Advisors | 22,015 | $6.01M | 2.22% | −391−1.7% | Reduced |
| Kavar Capital Partners Group, LLC | 22,135 | $6.04M | 1.31% | −310−1.4% | Reduced |
| Brinker Capital Investments, LLC | 22,161 | $6.05M | 0.07% | +244+1.1% | Added |
| Orion Portfolio Solutions, LLC | 22,161 | $6.05M | 0.07% | +244+1.1% | Added |
| Northwest Investment Counselors, LLC | 22,221 | $6.07M | 1.69% | −588−2.6% | Reduced |
| Walleye Capital LLC | 22,251 | $6.07M | 0.09% | +22,251 | New |
| BKD Wealth Advisors, LLC | 22,301 | $6.09M | 0.18% | −1,305−5.5% | Reduced |
| Advisors Asset Management, Inc. | 22,343 | $6.10M | 0.13% | −6,818−23.4% | Reduced |
| Silver Oak Securities, Inc | 22,766 | $6.22M | 1.35% | −3,734−14.1% | Reduced |
| Stamos Capital Partners, L.P. | 22,900 | $6.25M | 1.39% | +1,490+7.0% | Added |
| Spinnaker Trust | 23,210 | $6.34M | 0.48% | +266+1.2% | Added |
| Buckingham Strategic Wealth, LLC | 23,217 | $6.34M | 0.09% | −145−0.6% | Reduced |