Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2023
Institutional positions in Caterpillar Inc as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,408
- +110 vs. Q2 2023
- Shares held
- 356.3M
- −2.26M (−0.6%) vs. Q2 2023
- Total value
- $97.3B
- +$9.42B (+10.7%) vs. Q2 2023
- New holders
- 190
- 910 more added
- Sold out
- 80
- 903 more reduced
30 institutions that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Legacy Advisors, LLC | 4,822 | $1.32M | 0.21% | +2,954+158.1% | Added |
| Stratos Wealth Advisors, LLC | 4,845 | $1.32M | 0.09% | +1,259+35.1% | Added |
| Garde Capital, Inc. | 4,846 | $1.32M | 0.11% | +10+0.2% | Added |
| Ingalls & Snyder LLC | 4,847 | $1.32M | 0.06% | +118+2.5% | Added |
| Gilbert & Cook, Inc. | 4,867 | $1.33M | 0.21% | +425+9.6% | Added |
| Schear Investment Advisers, LLC | 4,867 | $1.33M | 1.43% | −288−5.6% | Reduced |
| Continuum Advisory, LLC | 4,873 | $1.33M | 0.21% | +186+4.0% | Added |
| Northern Financial Advisors Inc | 4,877 | $1.33M | 1.22% | −49−1.0% | Reduced |
| Boston Family Office LLC | 4,881 | $1.33M | 0.11% | +1,760+56.4% | Added |
| Baker Tilly Wealth Management, LLC | 4,895 | $1.34M | 0.22% | −41−0.8% | Reduced |
| Wealthspire Advisors, LLC | 4,898 | $1.34M | 0.02% | +2,357+92.8% | Added |
| Exencial Wealth Advisors, LLC | 4,946 | $1.35M | 0.07% | +3,229+188.1% | Added |
| Manchester Financial Inc | 4,984 | $1.36M | 0.40% | −275−5.2% | Reduced |
| DHJJ Financial Advisors, Ltd. | 5,011 | $1.37M | 0.69% | −601−10.7% | Reduced |
| Proequities, Inc. | 5,016 | $1.37M | 0.11% | −148−2.9% | Reduced |
| ABN AMRO Bank N.V. | 5,032 | $1.38M | 0.02% | +1,000+24.8% | Added |
| Costello Asset Management, INC | 5,040 | $1.38M | 1.26% | −90−1.8% | Reduced |
| Naviter Wealth, LLC | 5,074 | $1.39M | 0.33% | +139+2.8% | Added |
| Coastal Investment Advisors, Inc. | 5,651 | $1.39M | 0.32% | −150−2.6% | Reduced |
| Xcel Wealth Management, LLC | 5,096 | $1.39M | 0.55% | −48−0.9% | Reduced |
| Comerica Securities,inc. | 5,103 | $1.39M | 0.12% | −99−1.9% | Reduced |
| GYL Financial Synergies, LLC | 5,122 | $1.40M | 0.14% | +24+0.5% | Added |
| Wolff Financial Management LLC | 5,130 | $1.40M | 0.48% | +5,130 | New |
| Amarillo National Bank | 5,136 | $1.40M | 0.29% | −100−1.9% | Reduced |
| Institute for Wealth Management, LLC. | 5,137 | $1.40M | 0.26% | −13−0.3% | Reduced |
| First County Bank | 5,142 | $1.40M | 0.73% | +131+2.6% | Added |
| Cape Cod Five Cents Savings Bank | 5,148 | $1.41M | 0.08% | +2,466+91.9% | Added |
| Garrison Point Advisors, LLC | 5,155 | $1.41M | 1.09% | −195−3.6% | Reduced |
| Accurate Wealth Management, LLC | 5,174 | $1.41M | 0.44% | +678+15.1% | Added |
| Advisors Management Group Inc | 5,172 | $1.41M | 0.43% | −46−0.9% | Reduced |
| Eagle Rock Investment Company, LLC | 5,175 | $1.41M | 0.32% | −148−2.8% | Reduced |
| SOL Capital Management CO | 5,177 | $1.41M | 0.22% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 5,177 | $1.41M | 0.07% | +2,217+74.9% | Added |
| NorthRock Partners, LLC | 5,178 | $1.41M | 0.15% | +891+20.8% | Added |
| Fosun International Ltd | 5,188 | $1.42M | 0.23% | +5,188 | New |
| International Assets Investment Management, LLC | 5,205 | $1.42M | 0.19% | +24+0.5% | Added |
| Cookson Peirce & Co Inc | 5,252 | $1.43M | 0.09% | +93+1.8% | Added |
| Old Mission Investment Co LLC | 5,260 | $1.44M | 0.56% | +22+0.4% | Added |
| Optimum Investment Advisors | 5,262 | $1.44M | 0.74% | +342+7.0% | Added |
| Cladis Investment Advisory, LLC | 5,272 | $1.44M | 1.26% | −50−0.9% | Reduced |
| Indiana Trust & Investment Management CO | 5,277 | $1.44M | 0.73% | −45−0.8% | Reduced |
| Sonora Investment Management Group, LLC | 5,278 | $1.44M | 0.12% | +147+2.9% | Added |
| Prosperity Consulting Group, LLC | 5,294 | $1.45M | 0.66% | +4,060+329.0% | Added |
| Kovack Advisors, Inc. | 5,300 | $1.45M | 0.20% | +848+19.0% | Added |
| Glen Eagle Advisors, LLC | 5,301 | $1.45M | 0.34% | −82−1.5% | Reduced |
| Douglas Lane & Associates, LLC | 5,317 | $1.45M | 0.02% | −66−1.2% | Reduced |
| Schechter Investment Advisors, LLC | 5,323 | $1.45M | 0.14% | −74−1.4% | Reduced |
| Campbell & CO Investment Adviser LLC | 5,326 | $1.45M | 0.17% | +3,166+146.6% | Added |
| Alaethes Wealth LLC | 5,367 | $1.47M | 0.80% | −260−4.6% | Reduced |
| Sequent Asset Management, LLC | 5,375 | $1.47M | 1.61% | 00.0% | Unchanged |
| HM Payson & Co | 5,392 | $1.47M | 0.03% | +109+2.1% | Added |
| Versor Investments LP | 5,426 | $1.48M | 0.30% | +1,400+34.8% | Added |
| Wolverine Trading, LLC | 5,455 | $1.49M | 0.01% | −50,545−90.3% | Reduced |
| Clarius Group, LLC | 5,465 | $1.49M | 0.14% | −1,310−19.3% | Reduced |
| RMB Capital Management, LLC | 5,475 | $1.49M | 0.05% | +77+1.4% | Added |
| True North Advisors, LLC | 5,496 | $1.50M | 0.46% | −516−8.6% | Reduced |
| Clearstead Advisors, LLC | 5,499 | $1.50M | 0.09% | +1,170+27.0% | Added |
| Bartlett & Co. LLC | 5,503 | $1.50M | 0.03% | +803+17.1% | Added |
| Bartlett & Co. Wealth Management LLC | 5,503 | $1.50M | 0.03% | +803+17.1% | Added |
| Cottage Street Advisors LLC | 5,512 | $1.50M | 1.10% | +319+6.1% | Added |
| Cigna Investments Inc | 5,522 | $1.51M | 0.35% | −742−11.8% | Reduced |
| Parkside Financial Bank & Trust | 5,556 | $1.52M | 0.35% | +86+1.6% | Added |
| Shepherd Financial Partners LLC | 5,599 | $1.53M | 0.24% | +267+5.0% | Added |
| Fifth Third Wealth Advisors LLC | 5,604 | $1.53M | 0.62% | +2,630+88.4% | Added |
| G&S Capital LLC | 5,614 | $1.53M | 0.78% | −7,192−56.2% | Reduced |
| Investment House LLC | 5,623 | $1.54M | 0.12% | 00.0% | Unchanged |
| Duff & Phelps Investment Management Co | 5,640 | $1.54M | 0.02% | −135−2.3% | Reduced |
| Princeton Capital Management LLC | 5,648 | $1.54M | 0.71% | −430−7.1% | Reduced |
| Beaton Management Co. Inc. | 5,653 | $1.54M | 1.00% | −170−2.9% | Reduced |
| SevenBridge Financial Group, LLC | 5,656 | $1.54M | 0.40% | +449+8.6% | Added |
| Lindbrook Capital, LLC | 5,664 | $1.55M | 0.17% | +135+2.4% | Added |
| Cobblestone Capital Advisors LLC | 5,676 | $1.55M | 0.11% | 00.0% | Unchanged |
| Transamerica Financial Advisors, Inc. | 5,681 | $1.55M | 0.21% | −1,010−15.1% | Reduced |
| Concord Wealth Partners | 5,682 | $1.55M | 0.33% | +3,178+126.9% | Added |
| CFM Wealth Partners LLC | 5,688 | $1.55M | 0.41% | 00.0% | Unchanged |
| Citizens Financial Group Inc | 5,699 | $1.56M | 0.06% | −1,006−15.0% | Reduced |
| Choate Investment Advisors | 5,755 | $1.57M | 0.06% | +973+20.3% | Added |
| IFP Advisors, Inc | 5,760 | $1.57M | 0.07% | −9,045−61.1% | Reduced |
| Essex Savings Bank | 5,771 | $1.58M | 0.53% | −127−2.2% | Reduced |
| Ballentine Partners, LLC | 5,786 | $1.58M | 0.04% | +165+2.9% | Added |
| TD Private Client Wealth LLC | 5,789 | $1.58M | 0.07% | −1,002−14.8% | Reduced |
| LGT Group Foundation | 5,850 | $1.59M | 0.04% | 00.0% | Unchanged |
| WBH Advisory Inc | 5,841 | $1.59M | 0.20% | −309−5.0% | Reduced |
| Mattern Wealth Management LLC | 5,860 | $1.60M | 0.47% | −74−1.2% | Reduced |
| Lifeworks Advisors, LLC | 5,887 | $1.61M | 0.63% | −13−0.2% | Reduced |
| Resources Management Corp | 5,890 | $1.61M | 0.26% | −400−6.4% | Reduced |
| Harbour Investments, Inc. | 5,890 | $1.61M | 0.08% | +673+12.9% | Added |
| Pacific Wealth Strategies Group, Inc. | 5,917 | $1.62M | 1.70% | +1,133+23.7% | Added |
| Cozad Asset Management Inc | 5,927 | $1.62M | 0.21% | −79−1.3% | Reduced |
| Good Life Advisors, LLC | 5,928 | $1.62M | 0.19% | +1,238+26.4% | Added |
| Massachusetts Wealth Management | 5,951 | $1.62M | 1.49% | 00.0% | Unchanged |
| Checchi Capital Advisers, LLC | 5,965 | $1.63M | 0.15% | −46−0.8% | Reduced |
| Toth Financial Advisory Corp | 5,966 | $1.63M | 0.25% | +2,949+97.7% | Added |
| Washington Trust Bank | 5,967 | $1.63M | 0.17% | −25−0.4% | Reduced |
| First National Bank Sioux Falls | 5,970 | $1.63M | 0.97% | 00.0% | Unchanged |
| Stonegate Investment Group, LLC | 5,982 | $1.63M | 0.06% | +5+0.1% | Added |
| Keudell/Morrison Wealth Management | 5,987 | $1.63M | 0.50% | 00.0% | Unchanged |
| Guardian Investment Management | 5,987 | $1.63M | 1.50% | 00.0% | Unchanged |
| Jaffetilchin Investment Partners, LLC | 5,987 | $1.63M | 0.18% | −43−0.7% | Reduced |
| Affinity Investment Advisors, LLC | 5,995 | $1.64M | 1.06% | −224−3.6% | Reduced |