Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Empower Advisory Group, LLC | 241,212 | $59.4M | 0.26% | +234,750+3,632.8% | Added |
| Susquehanna International Group, LLP | 242,650 | $59.7M | 0.10% | −288,323−54.3% | Reduced |
| TD Asset Management Inc | 246,202 | $60.6M | 0.07% | −732,761−74.9% | Reduced |
| Mn Services Vermogensbeheer B.V. | 247,628 | $60.9M | 0.57% | −20,200−7.5% | Reduced |
| Natixis Advisors, L.P. | 249,260 | $61.3M | 0.19% | +45,818+22.5% | Added |
| Pinebridge Investments, L.P. | 250,103 | $61.5M | 0.66% | +230,256+1,160.2% | Added |
| Pictet Asset Management SA | 251,240 | $61.8M | 0.07% | −1,028−0.4% | Reduced |
| Ensign Peak Advisors, Inc | 252,557 | $62.1M | 0.13% | −42,915−14.5% | Reduced |
| Meitav Dash Investments Ltd | 256,186 | $62.6M | 0.51% | +195,661+323.3% | Added |
| Truist Financial Corp | 254,672 | $62.7M | 0.10% | +3,013+1.2% | Added |
| Storebrand Asset Management AS | 255,021 | $62.7M | 0.29% | −30.0% | Reduced |
| Mackenzie Financial Corp | 259,375 | $64.2M | 0.10% | −152,821−37.1% | Reduced |
| Great West Life Assurance Co | 260,243 | $64.3M | 0.15% | −60,604−18.9% | Reduced |
| Bessemer Group Inc | 263,011 | $64.7M | 0.14% | −226,599−46.3% | Reduced |
| LSV Asset Management | 264,000 | $65.0M | 0.14% | +221,100+515.4% | Added |
| Nomura Asset Management Co Ltd | 265,204 | $65.3M | 0.30% | +21,925+9.0% | Added |
| Rockefeller Capital Management L.P. | 265,847 | $65.3M | 0.25% | +34,169+14.7% | Added |
| Swedbank AB | 269,629 | $66.3M | 0.12% | −6,002−2.2% | Reduced |
| Toronto Dominion Bank | 271,118 | $66.7M | 0.10% | +16,452+6.5% | Added |
| Standard Life Aberdeen plc | 277,687 | $68.3M | 0.16% | −70,827−20.3% | Reduced |
| State of Tennessee, Treasury Department | 278,311 | $68.5M | 0.29% | −39,737−12.5% | Reduced |
| Janney Montgomery Scott LLC | 278,708 | $68.6M | 0.24% | +3,083+1.1% | Added |
| M&T Bank Corp | 279,463 | $68.8M | 0.26% | −1,214−0.4% | Reduced |
| Public Employees Retirement System of Ohio | 287,226 | $70.7M | 0.28% | −22,998−7.4% | Reduced |
| BNP Paribas Arbitrage, SA | 290,907 | $71.6M | 0.14% | −253−0.1% | Reduced |
| State of Wisconsin Investment Board | 290,945 | $71.6M | 0.20% | −4,688−1.6% | Reduced |
| Markel Group Inc.SuperinvestorMarkel Group | 293,000 | $72.1M | 0.86% | +5,500+1.9% | Added |
| Asset Management One Co.,Ltd. | 297,039 | $73.1M | 0.31% | −2,572−0.9% | Reduced |
| Franklin Resources Inc | 299,111 | $73.6M | 0.03% | +12,814+4.5% | Added |
| Chevy Chase Trust Holdings, Inc. | 304,261 | $74.9M | 0.28% | −5,538−1.8% | Reduced |
| State of New Jersey Common Pension Fund D | 305,775 | $75.2M | 0.25% | −1,720−0.6% | Reduced |
| Retirement Systems of Alabama | 311,456 | $76.6M | 0.34% | −36,690−10.5% | Reduced |
| STRS Ohio | 313,802 | $77.2M | 0.33% | −63,223−16.8% | Reduced |
| Panagora Asset Management Inc | 315,079 | $77.5M | 0.46% | +259,788+469.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 317,665 | $78.2M | 0.14% | −17,123−5.1% | Reduced |
| AQR Capital Management LLC | 320,309 | $78.7M | 0.17% | −107,084−25.1% | Reduced |
| Massachusetts Financial Services Co | 327,131 | $80.5M | 0.03% | −349,321−51.6% | Reduced |
| Great Lakes Advisors, LLC | 334,676 | $82.3M | 0.82% | −25,022−7.0% | Reduced |
| Advisor Group Holdings, Inc. | 335,882 | $82.7M | 0.15% | +17,611+5.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 342,655 | $84.3M | 0.19% | +917+0.3% | Added |
| Old Republic International Corporation | 349,000 | $85.9M | 2.82% | 00.0% | Unchanged |
| Wellington Management Group LLP | 349,271 | $85.9M | 0.02% | −83,912−19.4% | Reduced |
| The PNC Financial Services Group, Inc. | 362,625 | $89.2M | 0.08% | −1,588−0.4% | Reduced |
| National Bank of Canada | 371,692 | $91.7M | 0.18% | +230,211+162.7% | Added |
| APG Asset Management N.V. | 415,993 | $93.8M | 0.19% | −51,042−10.9% | Reduced |
| Man Group plc | 381,480 | $93.9M | 0.29% | – | – |
| Fifth Third Bancorp | 425,536 | $104.7M | 0.46% | +11,485+2.8% | Added |
| First Trust Advisors LP | 433,771 | $106.7M | 0.12% | −36,131−7.7% | Reduced |
| Commonwealth Equity Services, LLC | 440,233 | $108.3M | 0.22% | +8,713+2.0% | Added |
| Jane Street Group, LLC | 444,814 | $109.4M | 0.15% | +241,203+118.5% | Added |
| Manufacturers Life Insurance Company, The | 472,627 | $116.3M | 0.06% | +47,126+11.1% | Added |
| Baird Financial Group, Inc. | 475,309 | $116.9M | 0.31% | −7,231−1.5% | Reduced |
| AXA S.A. | 517,856 | $117.0M | 0.39% | −12,948−2.4% | Reduced |
| HighTower Advisors, LLC | 477,294 | $117.3M | 0.23% | +14,474+3.1% | Added |
| Korea Investment CORP | 506,713 | $124.7M | 0.35% | −48,206−8.7% | Reduced |
| Zacks Investment Management | 519,416 | $127.8M | 1.60% | +9,735+1.9% | Added |
| Envestnet Asset Management Inc | 521,231 | $128.2M | 0.06% | −529,601−50.4% | Reduced |
| Millennium Management LLC | 535,520 | $131.8M | 0.14% | +314,870+142.7% | Added |
| D. E. Shaw & Co., Inc. | 541,824 | $133.3M | 0.21% | +76,140+16.4% | Added |
| DekaBank Deutsche Girozentrale | 555,961 | $136.5M | 0.31% | +70,589+14.5% | Added |
| State Board of Administration of Florida Retirement System | 566,194 | $139.3M | 0.31% | −27,414−4.6% | Reduced |
| New York State Teachers Retirement System | 583,207 | $143.5M | 0.32% | −32,225−5.2% | Reduced |
| Principal Financial Group Inc | 599,233 | $147.4M | 0.10% | −18,694−3.0% | Reduced |
| Los Angeles Capital Management LLC | 613,468 | $150.9M | 0.61% | +123,773+25.3% | Added |
| Boston Partners | 625,462 | $155.0M | 0.21% | −443,723−41.5% | Reduced |
| Raymond James & Associates | 632,624 | $155.7M | 0.13% | −11,840−1.8% | Reduced |
| Stifel Financial Corp | 637,759 | $156.9M | 0.21% | +2,002+0.3% | Added |
| Schroder Investment Management Group | 638,653 | $157.1M | 0.23% | +39,333+6.6% | Added |
| Alliancebernstein L.P. | 643,374 | $158.3M | 0.06% | +5,393+0.8% | Added |
| Prudential Financial Inc | 656,872 | $161.6M | 0.24% | −182,853−21.8% | Reduced |
| US Bancorp | 662,078 | $162.9M | 0.26% | −33,355−4.8% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 702,818 | $172.9M | 0.36% | −7,973−1.1% | Reduced |
| CI Private Wealth, LLC | 710,588 | $174.8M | 0.40% | +64,783+10.0% | Added |
| LPL Financial LLC | 723,382 | $178.0M | 0.13% | +36,443+5.3% | Added |
| Bank of Montreal | 766,630 | $189.1M | 0.12% | −67,186−8.1% | Reduced |
| Nordea Investment Management AB | 774,490 | $190.2M | 0.26% | +294,159+61.2% | Added |
| Neuberger Berman Group LLC | 837,491 | $205.9M | 0.18% | −697,811−45.5% | Reduced |
| New York State Common Retirement Fund | 837,627 | $206.1M | 0.26% | −28,574−3.3% | Reduced |
| California State Teachers Retirement System | 856,228 | $210.7M | 0.30% | −25,900−2.9% | Reduced |
| National Pension Service | 864,114 | $211.1M | 0.34% | +25,471+3.0% | Added |
| Citigroup Inc | 927,723 | $228.3M | 0.29% | −884,271−48.8% | Reduced |
| Rhumbline Advisers | 930,257 | $228.9M | 0.26% | −8,436−0.9% | Reduced |
| California Public Employees Retirement System | 983,995 | $242.1M | 0.21% | −41,383−4.0% | Reduced |
| Credit Suisse AG | 999,183 | $245.8M | 0.25% | +10,651+1.1% | Added |
| ProShare Advisors LLC | 1,001,104 | $246.3M | 0.71% | +101,479+11.3% | Added |
| Price T Rowe Associates Inc | 1,051,541 | $258.7M | 0.04% | +79,010+8.1% | Added |
| HSBC Holdings PLC | 1,054,802 | $259.7M | 0.28% | +139,097+15.2% | Added |
| Barclays PLC | 1,090,197 | $268.2M | 0.17% | +146,175+15.5% | Added |
| Deutsche Bank AG | 1,263,181 | $310.8M | 0.17% | +137,902+12.3% | Added |
| Lazard Asset Management LLC | 1,328,544 | $326.9M | 0.40% | +23,605+1.8% | Added |
| Renaissance Technologies LLC | 1,340,010 | $329.7M | 0.48% | −148,790−10.0% | Reduced |
| Voya Investment Management LLC | 1,415,091 | $348.2M | 0.36% | +1,131,142+398.4% | Added |
| Capital International Investors | 1,523,040 | $374.7M | 0.09% | +244,477+19.1% | Added |
| JPMorgan Chase & Co | 1,548,458 | $381.0M | 0.04% | +265,975+20.7% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,619,042 | $398.4M | 0.31% | −199,956−11.0% | Reduced |
| UBS Group AG | 1,668,854 | $410.6M | 0.18% | +210,741+14.5% | Added |
| Diamond Hill Capital Management Inc | 1,711,095 | $421.0M | 1.89% | +47,467+2.9% | Added |
| Wells Fargo & Company | 1,801,142 | $443.2M | 0.13% | −15,047−0.8% | Reduced |
| Capital Research Global Investors | 1,812,407 | $445.9M | 0.12% | +3170.0% | Added |
| Swiss National Bank | 1,864,800 | $458.8M | 0.31% | −200,500−9.7% | Reduced |