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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q2 2023

Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,329
+65 vs. Q1 2023
Shares held
359.0M
−31.1M (−8.0%) vs. Q1 2023
Total value
$88.0B
+$5.42B (+6.6%) vs. Q1 2023
New holders
175
935 more added
Sold out
110
860 more reduced

20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q1 2023: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ2 2023: 2,329 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,069 institutions
Value heldQ2 2023: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,069$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q2 2023

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.

Institutions holding CAT in Q2 2023
InstitutionSharesValue% of portfolioChange in sharesAction
Psagot Value Holdings Ltd. / (Israel)230$56.0K0.03%+230New
Park Place Capital Corp243$59.8K0.02%−77−24.1%Reduced
Clean Yield Group245$60.3K0.02%00.0%Unchanged
Providence Capital Advisors, LLC245$60.3K0.02%00.0%Unchanged
Coppell Advisory Solutions LLC248$60.5K0.02%+248New
Banco de Sabadell, S.A248$61.0K0.05%+248New
Center for Financial Planning, Inc.250$61.5K0.01%00.0%Unchanged
GoalVest Advisory LLC251$61.8K0.03%00.0%Unchanged
True Wealth Design, LLC253$62.2K0.02%00.0%Unchanged
West Paces Advisors Inc.257$63.2K0.02%00.0%Unchanged
Buck Wealth Strategies, LLC259$63.7K0.03%+259New
Avion Wealth268$64.0K0.02%+21+8.5%Added
Fiduciary Alliance LLC272$66.9K0.01%+272New
JJJ Advisors Inc.275$67.7K0.02%00.0%Unchanged
Barrett & Company, Inc.282$69.5K0.04%00.0%Unchanged
Earnest Partners LLC286$70.4K0.00%00.0%Unchanged
Aspire Private Capital, LLC290$71.4K0.02%00.0%Unchanged
Estabrook Capital Management300$73.8K0.01%00.0%Unchanged
Marquette Asset Management, LLC300$73.8K0.02%00.0%Unchanged
Virtus Investment Advisers, Inc.300$73.8K0.05%+300New
McClarren Financial Advisors, Inc.304$74.0K0.06%+1+0.3%Added
Impact Partnership Wealth, LLC301$74.1K0.03%+301New
Tacita Capital Inc310$76.0K0.06%00.0%Unchanged
Cornerstone Planning Group LLC314$77.3K0.03%+314New
O'Dell Group, LLC315$77.4K0.02%+315New
Ruedi Wealth Management, Inc.319$78.5K0.05%00.0%Unchanged
Column Capital Advisors, LLC326$80.2K0.01%−8−2.4%Reduced
Hillsdale Investment Management Inc.330$81.2K0.01%+20+6.5%Added
Silicon Valley Capital Partners340$83.7K0.02%+340New
Centerpoint Advisors, LLC340$84.0K0.03%00.0%Unchanged
Farmers & Merchants Trust Co of Chambersburg PA350$86.0K0.06%−325−48.1%Reduced
Cassady Schiller Wealth Management, LLC350$86.1K0.05%+300+600.0%Added
HighMark Wealth Management LLC352$86.5K0.07%+1+0.3%Added
Atticus Wealth Management, LLC356$87.6K0.03%−10−2.7%Reduced
Bell Investment Advisors, Inc358$88.1K0.02%+8+2.3%Added
Independence Bank of Kentucky362$89.1K0.04%−50−12.1%Reduced
Delos Wealth Advisors, LLC376$92.5K0.12%−632−62.7%Reduced
Motco382$94.0K0.01%+262+218.3%Added
AllSquare Wealth Management LLC448$94.0K0.06%00.0%Unchanged
Rock Creek Group, LP385$94.7K0.01%+31+8.8%Added
Prudent Man Advisors, LLC390$96.0K0.04%00.0%Unchanged
Cherry Tree Wealth Management, LLC395$97.2K0.03%+395New
Duncker Streett & Co Inc398$97.8K0.02%+2+0.5%Added
Carolinas Wealth Consulting LLC418$102.8K0.02%−68−14.0%Reduced
General Partner, Inc.418$102.8K0.09%00.0%Unchanged
Tradewinds Capital Management, LLC418$102.8K0.03%+418New
Nalls Sherbakoff Group, LLC501$103.1K0.10%+250+99.6%Added
Nordwand Advisors, LLC420$103.3K0.02%00.0%Unchanged
SOA Wealth Advisors, LLC.425$104.6K0.02%+187+78.6%Added
Financial Management Professionals, Inc.425$105.0K0.02%−1−0.2%Reduced
Bank of New Hampshire428$105.3K0.03%00.0%Unchanged
Front Row Advisors LLC430$106.0K0.05%−19−4.2%Reduced
Rowland & Co Investment Counsel431$106.1K0.03%+431New
BerganKDV Wealth Management, LLC450$110.7K0.01%−168−27.2%Reduced
Financial Freedom, LLC463$113.9K0.08%+2+0.4%Added
C M Bidwell & Associates Ltd465$114.4K0.08%+465New
SRS Capital Advisors, Inc.466$114.5K0.01%+24+5.4%Added
Covestor Ltd468$115.0K0.09%+35+8.1%Added
BOK Financial Private Wealth, Inc.468$115.2K0.01%00.0%Unchanged
Riverview Trust Co485$119.3K0.11%00.0%Unchanged
Johnson Midwest Financial, LLC488$120.1K0.11%+2+0.4%Added
Beaird Harris Wealth Management, LLC500$123.0K0.01%00.0%Unchanged
Dakota Community Bank & Trust NA505$124.3K0.73%−60−10.6%Reduced
DB Wealth Management Group, LLC506$124.5K0.08%00.0%Unchanged
Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna507$124.7K0.06%−106−17.3%Reduced
MRP Capital Investments, LLC510$125.5K0.12%+10+2.0%Added
First Personal Financial Services533$131.1K0.03%00.0%Unchanged
Pin Oak Investment Advisors Inc538$132.0K0.15%+306+131.9%Added
Capital Analysts, LLC550$134.0K0.01%+60+12.2%Added
Cape Investment Advisory, Inc.545$134.2K0.07%+3+0.6%Added
Stephens Consulting, LLC551$135.5K0.05%−15−2.7%Reduced
Northwest Bank & Trust Co557$137.0K0.13%+557New
TSFG, LLC568$140.0K0.05%+8+1.4%Added
Venturi Wealth Management, LLC573$141.1K0.01%+127+28.5%Added
Castleview Partners, LLC589$144.9K0.13%−382−39.3%Reduced
WealthPlan Investment Management, LLC590$145.2K0.04%−300−33.7%Reduced
Farther Finance Advisors, LLC595$146.4K0.03%+37+6.6%Added
Granite FO LLC600$147.6K0.10%−2,400−80.0%Reduced
West Branch Capital LLC610$150.1K0.07%−60−9.0%Reduced
Livforsakringsbolaget Skandia, Omsesidigt613$150.8K0.02%00.0%Unchanged
St. Johns Investment Management Company, LLC650$159.9K0.09%+650New
Glass Jacobson Investment Advisors llc653$160.7K0.07%+653New
Ten Capital Wealth Advisors, LLC666$163.0K0.05%−26−3.8%Reduced
Endurance Wealth Management, Inc.664$163.0K0.02%00.0%Unchanged
Pacific Center for Financial Services667$164.1K0.05%+4+0.6%Added
Private Ocean, LLC672$165.3K0.02%+477+244.6%Added
Piscataqua Savings Bank686$168.8K0.14%00.0%Unchanged
Pacifica Partners Inc.690$168.9K0.10%−25−3.5%Reduced
Hills Bank & Trust Co691$170.0K0.02%−300−30.3%Reduced
Global Financial Private Client, LLC701$173.4K0.09%00.0%Unchanged
Westside Investment Management, Inc.709$174.9K0.05%00.0%Unchanged
Godsey & Gibb Associates714$175.6K0.02%+55+8.3%Added
Ulland Investment Advisors, LLC715$176.0K0.18%00.0%Unchanged
Baystate Wealth Management LLC733$180.6K0.01%+530+261.1%Added
McIlrath & Eck, LLC739$181.7K0.04%+51+7.4%Added
Steward Financial Group LLC741$182.0K0.06%+741New
Strengthening Families & Communities, LLC749$184.0K0.08%+737+6,141.7%Added
Elgethun Capital Management765$188.1K0.06%+3+0.4%Added
Disciplined Investments, LLC776$190.9K0.10%−6−0.8%Reduced
Cohen & Steers, Inc.781$192.0K0.00%00.0%Unchanged