Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2023
Institutional positions in Caterpillar Inc as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,328
- +64 vs. Q1 2023
- Shares held
- 359.0M
- −31.1M (−8.0%) vs. Q1 2023
- Total value
- $88.0B
- +$5.42B (+6.6%) vs. Q1 2023
- New holders
- 174
- 935 more added
- Sold out
- 110
- 860 more reduced
20 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| B & T Capital Management DBA Alpha Capital Management | 21,384 | $5.12M | 1.28% | 00.0% | Unchanged |
| Bourgeon Capital Management LLC | 20,965 | $5.16M | 1.20% | −20,019−48.8% | Reduced |
| Sawtooth Solutions, LLC | 21,034 | $5.18M | 0.14% | −6,465−23.5% | Reduced |
| Koshinski Asset Management, Inc. | 21,058 | $5.18M | 0.56% | −4,755−18.4% | Reduced |
| Adviser Investments LLC | 21,216 | $5.22M | 0.11% | +16,632+362.8% | Added |
| Hallmark Capital Management Inc | 21,245 | $5.23M | 0.47% | −826−3.7% | Reduced |
| City Holding Co | 21,355 | $5.25M | 0.90% | −630−2.9% | Reduced |
| L & S Advisors Inc | 21,384 | $5.26M | 0.70% | +21,384 | New |
| Stamos Capital Partners, L.P. | 21,410 | $5.27M | 1.23% | +1,810+9.2% | Added |
| Allworth Financial LP | 21,432 | $5.27M | 0.04% | +226+1.1% | Added |
| Trinity Legacy Partners, LLC | 21,435 | $5.27M | 1.84% | −23−0.1% | Reduced |
| Churchill Management Corp | 21,443 | $5.28M | 0.09% | −225−1.0% | Reduced |
| Moors & Cabot, Inc. | 21,459 | $5.28M | 0.35% | −306−1.4% | Reduced |
| Knuff & Co LLC | 21,486 | $5.29M | 1.98% | 00.0% | Unchanged |
| Viking Fund Management LLC | 21,500 | $5.29M | 1.00% | 00.0% | Unchanged |
| Paradiem, LLC | 21,501 | $5.29M | 1.51% | +1,450+7.2% | Added |
| Ellsworth Advisors, LLC | 21,577 | $5.31M | 1.83% | +410+1.9% | Added |
| NBT Bank N A | 21,656 | $5.33M | 0.76% | −469−2.1% | Reduced |
| Financial & Tax Architects, LLC | 21,865 | $5.38M | 1.66% | +1,314+6.4% | Added |
| Searle & Co. | 20,322 | $5.39M | 1.67% | 00.0% | Unchanged |
| Brinker Capital Investments, LLC | 21,917 | $5.39M | 0.06% | +1,381+6.7% | Added |
| Orion Portfolio Solutions, LLC | 21,917 | $5.39M | 0.06% | +1,381+6.7% | Added |
| Monte Financial Group, LLC | 21,947 | $5.40M | 2.63% | +345+1.6% | Added |
| Citizens National Bank Trust Department | 22,084 | $5.43M | 1.44% | −325−1.5% | Reduced |
| Intech Investment Management LLC | 22,092 | $5.44M | 0.06% | −102,747−82.3% | Reduced |
| Raymond James Trust N.A. | 22,112 | $5.44M | 0.16% | +184+0.8% | Added |
| Consolidated Capital Management, LLC | 22,236 | $5.47M | 2.69% | +27+0.1% | Added |
| Biechele Royce Advisors | 22,406 | $5.51M | 1.92% | −836−3.6% | Reduced |
| Kavar Capital Partners Group, LLC | 22,445 | $5.52M | 1.18% | +9,280+70.5% | Added |
| Kiwi Wealth Investments Limited Partnership | 22,454 | $5.53M | 0.34% | −12,466−35.7% | Reduced |
| Metropolitan Life Insurance Co | 22,459 | $5.53M | 0.27% | −818−3.5% | Reduced |
| Employees Provident Fund Board | 22,600 | $5.56M | 0.13% | +22,600 | New |
| Northwest Investment Counselors, LLC | 22,809 | $5.61M | 1.50% | −1,201−5.0% | Reduced |
| Spinnaker Trust | 22,944 | $5.65M | 0.41% | 00.0% | Unchanged |
| Lincoln National Corp | 23,195 | $5.71M | 0.11% | −346−1.5% | Reduced |
| Advisor Partners II, LLC | 23,248 | $5.72M | 0.27% | +762+3.4% | Added |
| Meridian Wealth Management, LLC | 23,276 | $5.73M | 0.48% | +1,365+6.2% | Added |
| Narwhal Capital Management | 23,315 | $5.74M | 0.67% | +2,211+10.5% | Added |
| Buckingham Strategic Wealth, LLC | 23,362 | $5.75M | 0.08% | +4,161+21.7% | Added |
| Sentry LLC | 23,486 | $5.78M | 1.26% | +30.0% | Added |
| Hartford Financial Management Inc. | 23,514 | $5.79M | 1.43% | +696+3.1% | Added |
| Principle Wealth Partners LLC | 23,602 | $5.81M | 0.58% | +207+0.9% | Added |
| BKD Wealth Advisors, LLC | 23,606 | $5.81M | 0.17% | +4,680+24.7% | Added |
| Beacon Investment Advisory Services, Inc. | 23,617 | $5.81M | 0.27% | +133+0.6% | Added |
| Perigon Wealth Management, LLC | 23,720 | $5.84M | 0.23% | +19,319+439.0% | Added |
| Wesbanco Bank Inc | 23,755 | $5.84M | 0.25% | −374−1.6% | Reduced |
| La Banque Postale Asset Management SA | 23,958 | $5.89M | 0.14% | −858−3.5% | Reduced |
| Ilmarinen Mutual Pension Insurance Co | 24,000 | $5.91M | 0.07% | 00.0% | Unchanged |
| Fusion Capital, LLC | 24,011 | $5.91M | 3.30% | +168+0.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 24,025 | $5.91M | 0.57% | +15,794+191.9% | Added |
| Aull & Monroe Investment Management Corp | 24,434 | $6.01M | 3.03% | −120.0% | Reduced |
| Chartwell Investment Partners, LLC | 24,585 | $6.05M | 0.22% | +626+2.6% | Added |
| Community Bank & Trust, Waco, Texas | 24,625 | $6.06M | 1.82% | +2,204+9.8% | Added |
| Investment Management Corp of Ontario | 24,827 | $6.11M | 0.26% | −1,509−5.7% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 25,064 | $6.17M | 0.23% | +97+0.4% | Added |
| Capital Group Investment Management Pte. Ltd. | 25,082 | $6.17M | 0.31% | +176+0.7% | Added |
| First Financial Bank - Trust Division | 25,197 | $6.20M | 0.65% | −365−1.4% | Reduced |
| New Mexico Educational Retirement Board | 25,302 | $6.23M | 0.27% | +1,200+5.0% | Added |
| Veritable, L.P. | 25,354 | $6.24M | 0.10% | −373−1.4% | Reduced |
| Logan Capital Management Inc | 25,461 | $6.26M | 0.30% | −998−3.8% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 25,609 | $6.30M | 0.13% | −10,052−28.2% | Reduced |
| United Capital Management of KS, Inc. | 25,748 | $6.34M | 2.03% | +25,748 | New |
| Uniplan Investment Counsel, Inc. | 25,824 | $6.35M | 0.46% | −672−2.5% | Reduced |
| United Services Automobile Association | 25,929 | $6.38M | 0.18% | −141−0.5% | Reduced |
| Savant Capital, LLC | 26,073 | $6.42M | 0.10% | +814+3.2% | Added |
| Grantham, Mayo, Van Otterloo & Co. LLC | 26,189 | $6.44M | 0.03% | +22,023+528.6% | Added |
| Simplex Trading, LLC | 26,254 | $6.46M | 0.27% | +26,254 | New |
| Toroso Investments, LLC | 26,320 | $6.48M | 0.19% | +7,570+40.4% | Added |
| Addenda Capital Inc. | 26,360 | $6.49M | 0.27% | −110.0% | Reduced |
| Independent Wealth Network Inc. | 26,452 | $6.51M | 3.91% | +15+0.1% | Added |
| Silver Oak Securities, Inc | 26,500 | $6.52M | 1.05% | +325+1.2% | Added |
| Consolidated Planning Corp | 26,533 | $6.53M | 1.37% | +437+1.7% | Added |
| Miracle Mile Advisors, LLC | 26,551 | $6.53M | 0.20% | −1,470−5.2% | Reduced |
| Sigma Investment Counselors Inc | 26,661 | $6.56M | 0.48% | +287+1.1% | Added |
| Welch & Forbes LLC | 26,673 | $6.56M | 0.10% | −618−2.3% | Reduced |
| Farmers & Merchants Investments Inc | 26,722 | $6.57M | 0.25% | −915−3.3% | Reduced |
| Quantinno Capital Management LP | 26,791 | $6.59M | 0.38% | +9,418+54.2% | Added |
| Signet Financial Management, LLC | 26,989 | $6.64M | 1.05% | +203+0.8% | Added |
| Financial Partners Group, LLC | 27,031 | $6.65M | 3.35% | +800+3.0% | Added |
| Nikko Asset Management Americas, Inc. | 27,045 | $6.65M | 0.07% | −2,554−8.6% | Reduced |
| Transform Wealth, LLC | 27,257 | $6.71M | 0.60% | −796−2.8% | Reduced |
| Eagle Global Advisors LLC | 27,447 | $6.75M | 0.44% | −1,809−6.2% | Reduced |
| Integris Wealth Management, LLC | 27,808 | $6.84M | 2.42% | 00.0% | Unchanged |
| Sigma Planning Corp | 27,948 | $6.88M | 0.25% | −3,159−10.2% | Reduced |
| Ferguson Wellman Capital Management, Inc | 27,954 | $6.88M | 0.16% | −801−2.8% | Reduced |
| Kestra Private Wealth Services, LLC | 28,078 | $6.91M | 0.24% | +2,729+10.8% | Added |
| German American Bancorp, Inc. | 28,323 | $6.97M | 0.98% | +81+0.3% | Added |
| Vestcor Inc | 28,594 | $7.04M | 0.26% | −577−2.0% | Reduced |
| Avantax Advisory Services, Inc. | 29,033 | $7.14M | 0.08% | +396+1.4% | Added |
| Oak Harvest Investment Services | 29,055 | $7.15M | 1.60% | +2,800+10.7% | Added |
| Advisors Asset Management, Inc. | 29,161 | $7.18M | 0.15% | −6,767−18.8% | Reduced |
| Central Bank & Trust Co | 29,190 | $7.18M | 1.22% | +824+2.9% | Added |
| Cannell Peter B & Co Inc | 29,323 | $7.21M | 0.24% | 00.0% | Unchanged |
| Kerrisdale Advisers, LLC | 29,369 | $7.23M | 1.95% | −1,800−5.8% | Reduced |
| American National Bank | 29,436 | $7.24M | 1.22% | +653+2.3% | Added |
| Bokf, NA | 29,484 | $7.25M | 0.15% | −218−0.7% | Reduced |
| Old National Bancorp | 29,618 | $7.29M | 0.21% | −58,433−66.4% | Reduced |
| Kanawha Capital Management LLC | 29,682 | $7.30M | 0.67% | −63−0.2% | Reduced |
| SG Americas Securities, LLC | 29,908 | $7.36M | 0.06% | +24,207+424.6% | Added |
| Dodge & Cox | 29,999 | $7.38M | 0.00% | 00.0% | Unchanged |