Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bray Capital Advisors | 220 | $50.4K | 0.01% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $52.0K | 0.02% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $53.0K | 0.07% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 236 | $54.0K | 0.01% | +100+73.5% | Added |
| SOA Wealth Advisors, LLC. | 238 | $54.4K | 0.01% | −98−29.2% | Reduced |
| Clean Yield Group | 245 | $56.1K | 0.02% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $56.1K | 0.01% | 00.0% | Unchanged |
| Nalls Sherbakoff Group, LLC | 251 | $56.4K | 0.06% | +251 | New |
| Baldrige Asset Management LLC | 250 | $57.0K | 0.02% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $57.2K | 0.01% | 00.0% | Unchanged |
| GoalVest Advisory LLC | 251 | $57.4K | 0.03% | −844−77.1% | Reduced |
| True Wealth Design, LLC | 253 | $57.8K | 0.02% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 257 | $58.8K | 0.02% | +39+17.9% | Added |
| Avion Wealth | 247 | $59.0K | 0.02% | +1+0.4% | Added |
| JJJ Advisors Inc. | 275 | $61.5K | 0.02% | −25−8.3% | Reduced |
| Headlands Technologies LLC | 275 | $62.9K | 0.04% | +85+44.7% | Added |
| Barrett & Company, Inc. | 282 | $64.6K | 0.04% | 00.0% | Unchanged |
| Earnest Partners LLC | 286 | $65.4K | 0.00% | 00.0% | Unchanged |
| Creative Capital Management Investments LLC | 287 | $65.7K | 0.05% | +97+51.1% | Added |
| Aspire Private Capital, LLC | 290 | $66.4K | 0.02% | 00.0% | Unchanged |
| Estabrook Capital Management | 300 | $68.7K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $68.7K | 0.02% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 303 | $69.0K | 0.06% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 294 | $70.0K | 0.01% | 00.0% | Unchanged |
| Hillsdale Investment Management Inc. | 310 | $70.9K | 0.01% | +130+72.2% | Added |
| Tacita Capital Inc | 310 | $71.0K | 0.05% | +65+26.5% | Added |
| Ruedi Wealth Management, Inc. | 319 | $73.0K | 0.05% | 00.0% | Unchanged |
| Park Place Capital Corp | 320 | $73.2K | 0.02% | −74−18.8% | Reduced |
| Strategic Investment Solutions, Inc. | 321 | $73.4K | 0.01% | +321 | New |
| Column Capital Advisors, LLC | 334 | $76.4K | 0.01% | −9−2.6% | Reduced |
| Centerpoint Advisors, LLC | 340 | $78.0K | 0.03% | 00.0% | Unchanged |
| Bell Investment Advisors, Inc | 350 | $80.1K | 0.02% | −7−2.0% | Reduced |
| HighMark Wealth Management LLC | 351 | $80.4K | 0.06% | −29−7.6% | Reduced |
| Rock Creek Group, LP | 354 | $81.0K | 0.01% | +42+13.5% | Added |
| Credential Qtrade Securities Inc. | 364 | $83.3K | 0.01% | +297+443.3% | Added |
| Kapitalo Investimentos Ltda | 364 | $83.3K | 0.03% | +364 | New |
| Atticus Wealth Management, LLC | 366 | $83.8K | 0.03% | −97−21.0% | Reduced |
| Ellevest, Inc. | 371 | $84.9K | 0.01% | +36+10.7% | Added |
| Brown, Lisle/Cummings, Inc. | 375 | $85.8K | 0.04% | +60+19.0% | Added |
| Prudent Man Advisors, LLC | 390 | $89.0K | 0.03% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 396 | $90.5K | 0.02% | +2+0.5% | Added |
| Independence Bank of Kentucky | 412 | $94.3K | 0.04% | −310−42.9% | Reduced |
| General Partner, Inc. | 418 | $95.1K | 0.08% | +27+6.9% | Added |
| Nordwand Advisors, LLC | 420 | $96.1K | 0.02% | +420 | New |
| Financial Management Professionals, Inc. | 426 | $97.0K | 0.02% | +349+453.2% | Added |
| Bank of New Hampshire | 428 | $97.9K | 0.03% | 00.0% | Unchanged |
| Covestor Ltd | 433 | $99.0K | 0.09% | −132−23.4% | Reduced |
| Arlington Partners LLC | 441 | $100.9K | 0.01% | +403+1,060.5% | Added |
| SRS Capital Advisors, Inc. | 442 | $101.2K | 0.01% | +18+4.2% | Added |
| Venturi Wealth Management, LLC | 446 | $102.1K | 0.01% | +446 | New |
| AllSquare Wealth Management LLC | 448 | $102.5K | 0.07% | 00.0% | Unchanged |
| Front Row Advisors LLC | 449 | $103.0K | 0.05% | +2+0.4% | Added |
| Old North State Trust, LLC | 460 | $105.0K | 0.07% | +10+2.2% | Added |
| Financial Freedom, LLC | 461 | $105.5K | 0.08% | +2+0.4% | Added |
| BOK Financial Private Wealth, Inc. | 468 | $107.1K | 0.01% | 00.0% | Unchanged |
| Riverview Trust Co | 485 | $111.0K | 0.10% | −768−61.3% | Reduced |
| Johnson Midwest Financial, LLC | 486 | $111.2K | 0.16% | +2+0.4% | Added |
| Carolinas Wealth Consulting LLC | 486 | $111.2K | 0.02% | 00.0% | Unchanged |
| Capital Analysts, LLC | 490 | $112.0K | 0.01% | −104−17.5% | Reduced |
| Beaird Harris Wealth Management, LLC | 500 | $114.4K | 0.02% | −31−5.8% | Reduced |
| MRP Capital Investments, LLC | 500 | $114.4K | 0.13% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 506 | $115.8K | 0.07% | 00.0% | Unchanged |
| First Personal Financial Services | 533 | $122.0K | 0.03% | +180+51.0% | Added |
| Ofi Invest Asset Management | 28,286,912 | $123.6K | 0.64% | +28,286,912 | New |
| Cape Investment Advisory, Inc. | 542 | $123.9K | 0.08% | +542 | New |
| Pathway Financial Advisers, LLC | 544 | $125.0K | 0.05% | −91−14.3% | Reduced |
| Farther Finance Advisors, LLC | 558 | $127.7K | 0.04% | +106+23.5% | Added |
| TSFG, LLC | 560 | $128.0K | 0.05% | −112−16.7% | Reduced |
| Dakota Community Bank & Trust NA | 565 | $129.3K | 0.80% | 00.0% | Unchanged |
| Stephens Consulting, LLC | 566 | $129.5K | 0.08% | −1,050−65.0% | Reduced |
| Accel Wealth Management | 592 | $135.5K | 0.06% | −147−19.9% | Reduced |
| Paradigm Asset Management Co LLC | 600 | $137.3K | 0.04% | 00.0% | Unchanged |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 613 | $137.6K | 0.08% | +613 | New |
| Livforsakringsbolaget Skandia, Omsesidigt | 613 | $140.2K | 0.01% | +100+19.5% | Added |
| Icon Wealth Partners, LLC | 613 | $140.3K | 0.02% | +613 | New |
| BerganKDV Wealth Management, LLC | 618 | $141.5K | 0.01% | +140+29.3% | Added |
| Pacifica Partners Inc. | 715 | $148.9K | 0.09% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 659 | $150.7K | 0.02% | +159+31.8% | Added |
| Pacific Center for Financial Services | 663 | $151.8K | 0.05% | +663 | New |
| Endurance Wealth Management, Inc. | 664 | $152.0K | 0.02% | 00.0% | Unchanged |
| West Branch Capital LLC | 670 | $153.3K | 0.09% | −75−10.1% | Reduced |
| Farmers & Merchants Trust Co of Chambersburg PA | 675 | $154.0K | 0.10% | +75+12.5% | Added |
| Foster Dykema Cabot & Co Inc | 674 | $154.0K | 0.02% | +674 | New |
| Piscataqua Savings Bank | 686 | $157.0K | 0.13% | +135+24.5% | Added |
| Harel Insurance Investments & Financial Services Ltd. | 700 | $157.0K | 0.00% | −859−55.1% | Reduced |
| McIlrath & Eck, LLC | 688 | $157.4K | 0.04% | +37+5.7% | Added |
| First National Bank of South Miami | 690 | $157.9K | 0.13% | −131−16.0% | Reduced |
| Ten Capital Wealth Advisors, LLC | 692 | $158.4K | 0.05% | −192−21.7% | Reduced |
| Global Financial Private Client, LLC | 701 | $161.1K | 0.08% | +20+2.9% | Added |
| Westside Investment Management, Inc. | 709 | $162.3K | 0.05% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 715 | $164.0K | 0.19% | 00.0% | Unchanged |
| Pinnacle Bancorp, Inc. | 718 | $164.3K | 0.06% | −33−4.4% | Reduced |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 732 | $167.5K | 0.00% | −128−14.9% | Reduced |
| Sageworth Trust Co | 750 | $171.6K | 0.01% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 751 | $171.9K | 0.01% | +655+682.3% | Added |
| Elgethun Capital Management | 762 | $177.4K | 0.06% | +3+0.4% | Added |
| Disciplined Investments, LLC | 782 | $179.0K | 0.08% | +9+1.2% | Added |
| Cohen & Steers, Inc. | 781 | $179.0K | 0.00% | 00.0% | Unchanged |
| Avalon Trust Co | 784 | $179.4K | 0.02% | +784 | New |
| Rise Advisors, LLC | 789 | $180.5K | 0.14% | +153+24.1% | Added |