Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2023
Institutional positions in Caterpillar Inc as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,284
- +48 vs. Q4 2022
- Shares held
- 390.3M
- +27.3M (+7.5%) vs. Q4 2022
- Total value
- $82.6B
- −$4.30B (−4.9%) vs. Q4 2022
- New holders
- 165
- 873 more added
- Sold out
- 117
- 864 more reduced
51 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Savant Capital, LLC | 25,259 | $5.78M | 0.11% | +97+0.4% | Added |
| Kestra Private Wealth Services, LLC | 25,349 | $5.80M | 0.23% | −738−2.8% | Reduced |
| Quadrature Capital Ltd | 25,430 | $5.82M | 0.16% | +25,430 | New |
| First Financial Bank - Trust Division | 25,562 | $5.85M | 0.63% | −504−1.9% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 25,571 | $5.85M | 0.28% | +15,833+162.6% | Added |
| Veritable, L.P. | 25,727 | $5.89M | 0.10% | −188−0.7% | Reduced |
| Koshinski Asset Management, Inc. | 25,813 | $5.91M | 0.58% | −173−0.7% | Reduced |
| Banque Cantonale Vaudoise | 25,816 | $5.91M | 0.29% | −21−0.1% | Reduced |
| Prelude Capital Management, LLC | 25,992 | $5.95M | 0.41% | +23,488+938.0% | Added |
| United Services Automobile Association | 26,070 | $5.96M | 0.19% | −57,156−68.7% | Reduced |
| Consolidated Planning Corp | 26,096 | $5.97M | 1.55% | −4,200−13.9% | Reduced |
| Silver Oak Securities, Inc | 26,175 | $5.99M | 0.98% | −738−2.7% | Reduced |
| Financial Partners Group, LLC | 26,231 | $6.00M | 3.14% | −65−0.2% | Reduced |
| Oak Harvest Investment Services | 26,255 | $6.01M | 1.38% | −674−2.5% | Reduced |
| Investment Management Corp of Ontario | 26,336 | $6.03M | 0.25% | +9,075+52.6% | Added |
| Addenda Capital Inc. | 26,371 | $6.03M | 0.25% | −203−0.8% | Reduced |
| Sigma Investment Counselors Inc | 26,374 | $6.04M | 0.47% | −126−0.5% | Reduced |
| Independent Wealth Network Inc. | 26,437 | $6.05M | 3.87% | +18+0.1% | Added |
| Logan Capital Management Inc | 26,459 | $6.05M | 0.29% | +10.0% | Added |
| Uniplan Investment Counsel, Inc. | 26,496 | $6.06M | 0.43% | −161−0.6% | Reduced |
| Signet Financial Management, LLC | 26,786 | $6.13M | 1.03% | +100+0.4% | Added |
| Valeo Financial Advisors, LLC | 26,814 | $6.14M | 0.30% | +12,047+81.6% | Added |
| Exchange Traded Concepts, LLC | 27,188 | $6.22M | 0.17% | +27,157+87,603.2% | Added |
| Welch & Forbes LLC | 27,291 | $6.25M | 0.11% | −697−2.5% | Reduced |
| Gluskin Sheff & Assoc Inc | 27,340 | $6.26M | 0.34% | −2,046−7.0% | Reduced |
| Sawtooth Solutions, LLC | 27,499 | $6.29M | 0.16% | +23,034+515.9% | Added |
| Farmers & Merchants Investments Inc | 27,637 | $6.32M | 0.25% | +73+0.3% | Added |
| Integris Wealth Management, LLC | 27,808 | $6.36M | 2.34% | 00.0% | Unchanged |
| Empowered Funds, LLC | 27,928 | $6.39M | 0.38% | +13,109+88.5% | Added |
| Miracle Mile Advisors, LLC | 28,021 | $6.41M | 0.21% | +98+0.4% | Added |
| Transform Wealth, LLC | 28,053 | $6.42M | 0.61% | +11,595+70.5% | Added |
| German American Bancorp, Inc. | 28,242 | $6.46M | 0.97% | −882−3.0% | Reduced |
| Central Bank & Trust Co | 28,366 | $6.49M | 1.16% | +7,874+38.4% | Added |
| 1832 Asset Management L.P. | 28,400 | $6.50M | 0.01% | −31,914−52.9% | Reduced |
| Avantax Advisory Services, Inc. | 28,637 | $6.55M | 0.08% | +264+0.9% | Added |
| Ferguson Wellman Capital Management, Inc | 28,755 | $6.58M | 0.17% | −590−2.0% | Reduced |
| American National Bank | 28,783 | $6.59M | 1.22% | +4,576+18.9% | Added |
| Becker Capital Management Inc | 29,099 | $6.66M | 0.26% | −1,308−4.3% | Reduced |
| Vestcor Inc | 29,171 | $6.67M | 0.24% | +11,300+63.2% | Added |
| Eagle Global Advisors LLC | 29,256 | $6.69M | 0.45% | +721+2.5% | Added |
| Cannell Peter B & Co Inc | 29,323 | $6.71M | 0.24% | −235−0.8% | Reduced |
| Bokf, NA | 29,702 | $6.80M | 0.14% | −3,407−10.3% | Reduced |
| Nikko Asset Management Americas, Inc. | 29,599 | $6.80M | 0.08% | −8,062−21.4% | Reduced |
| Kanawha Capital Management LLC | 29,745 | $6.81M | 0.65% | +68+0.2% | Added |
| Dodge & Cox | 29,999 | $6.86M | 0.00% | −50−0.2% | Reduced |
| HB Wealth Management, LLC | 30,311 | $6.94M | 0.12% | +271+0.9% | Added |
| TownSquare Capital, LLC | 30,323 | $6.94M | 0.15% | +6,803+28.9% | Added |
| Cetera Advisors LLC | 30,357 | $6.95M | 0.12% | −5,992−16.5% | Reduced |
| Segall Bryant & Hamill, LLC | 30,805 | $7.05M | 0.08% | +156+0.5% | Added |
| Cullinan Associates Inc | 31,102 | $7.12M | 0.42% | −7,360−19.1% | Reduced |
| Sigma Planning Corp | 31,107 | $7.12M | 0.24% | +6,859+28.3% | Added |
| Lyell Wealth Management, LP | 31,168 | $7.13M | 1.00% | +2,705+9.5% | Added |
| Kerrisdale Advisers, LLC | 31,169 | $7.13M | 2.11% | +21,929+237.3% | Added |
| Brookfield Asset Management Inc. | 31,478 | $7.20M | 0.03% | +31,478 | New |
| Longbow Finance SA | 31,615 | $7.23M | 0.91% | +320+1.0% | Added |
| First American Trust, FSB | 31,636 | $7.24M | 1.07% | −8,425−21.0% | Reduced |
| Brookstone Capital Management | 32,264 | $7.27M | 0.14% | +778+2.5% | Added |
| Oppenheimer Asset Management Inc. | 32,191 | $7.37M | 0.11% | −25,205−43.9% | Reduced |
| Federation des caisses Desjardins du Quebec | 32,199 | $7.37M | 0.08% | −3,013−8.6% | Reduced |
| Meiji Yasuda Asset Management Co Ltd. | 32,542 | $7.45M | 0.39% | −15,535−32.3% | Reduced |
| Welch Group, LLC | 33,351 | $7.63M | 0.44% | −70−0.2% | Reduced |
| JustInvest LLC | 33,464 | $7.66M | 0.27% | +2,886+9.4% | Added |
| Louisiana State Employees Retirement System | 33,800 | $7.73M | 0.20% | +200+0.6% | Added |
| Rafferty Asset Management, LLC | 33,965 | $7.77M | 0.05% | +1,960+6.1% | Added |
| Shelter Mutual Insurance Co | 34,200 | $7.83M | 2.18% | 00.0% | Unchanged |
| Pacer Advisors, Inc. | 34,656 | $7.93M | 0.03% | +32,472+1,486.8% | Added |
| Snowden Capital Advisors LLC | 34,847 | $7.97M | 0.31% | −9,819−22.0% | Reduced |
| Kiwi Wealth Investments Limited Partnership | 34,920 | $7.99M | 0.52% | −805−2.3% | Reduced |
| Asahi Life Asset Management Co., Ltd. | 34,964 | $8.00M | 2.54% | +1,130+3.3% | Added |
| Philadelphia Trust Co | 35,345 | $8.09M | 0.82% | −149−0.4% | Reduced |
| Point72 Middle East FZE | 35,461 | $8.11M | 0.46% | +35,461 | New |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,523 | $8.13M | 0.95% | −948−2.6% | Reduced |
| Dai-Ichi Life Insurance Company, Ltd | 35,661 | $8.16M | 0.18% | +3,957+12.5% | Added |
| Bank of Nova Scotia | 35,713 | $8.17M | 0.02% | −10,407−22.6% | Reduced |
| Advisors Asset Management, Inc. | 35,928 | $8.22M | 0.17% | −3,422−8.7% | Reduced |
| Tufton Capital Management | 36,313 | $8.31M | 1.80% | −941−2.5% | Reduced |
| Whittier Trust Co of Nevada Inc | 36,384 | $8.33M | 0.31% | −882−2.4% | Reduced |
| Parsons Capital Management Inc | 36,565 | $8.37M | 0.67% | −407−1.1% | Reduced |
| Prospera Financial Services Inc | 36,582 | $8.37M | 0.34% | +2,092+6.1% | Added |
| Synovus Financial Corp | 36,761 | $8.41M | 0.09% | −213−0.6% | Reduced |
| Handelsbanken Fonder AB | 36,804 | $8.42M | 0.05% | 00.0% | Unchanged |
| Putnam Investments LLC | 37,234 | $8.52M | 0.01% | +17,948+93.1% | Added |
| Atria Wealth Solutions, Inc. | 37,234 | $8.52M | 0.13% | −1,456−3.8% | Reduced |
| ClariVest Asset Management LLC | 37,280 | $8.53M | 0.38% | +37,280 | New |
| Nomura Holdings Inc | 37,460 | $8.57M | 0.08% | +36,919+6,824.2% | Added |
| Illinois Municipal Retirement Fund | 37,515 | $8.59M | 0.18% | −594−1.6% | Reduced |
| PGGM Investments | 37,592 | $8.60M | 0.14% | +12,517+49.9% | Added |
| Fayez Sarofim & Co | 37,598 | $8.60M | 0.03% | +1,619+4.5% | Added |
| James Investment Research Inc | 37,671 | $8.62M | 1.14% | +1,037+2.8% | Added |
| Squarepoint Ops LLC | 38,029 | $8.70M | 0.06% | −8,610−18.5% | Reduced |
| Prudential PLC | 38,043 | $8.71M | 0.10% | +66+0.2% | Added |
| Ethic Inc. | 38,077 | $8.71M | 0.35% | +9,806+34.7% | Added |
| Prime Capital Investment Advisors, LLC | 38,103 | $8.72M | 0.36% | +21,851+134.5% | Added |
| Simmons Bank | 38,217 | $8.75M | 0.75% | +1,100+3.0% | Added |
| MainStreet Investment Advisors LLC | 38,833 | $8.89M | 0.98% | +38,833 | New |
| CBOE Vest Financial, LLC | 39,307 | $9.00M | 1.22% | −8,468−17.7% | Reduced |
| Prio Wealth Limited Partnership | 39,310 | $9.00M | 0.34% | −735−1.8% | Reduced |
| National Asset Management, Inc. | 39,362 | $9.01M | 0.24% | +15,282+63.5% | Added |
| Tudor Investment Corp Et Al | 39,401 | $9.02M | 0.17% | +39,401 | New |
| LS Investment Advisors, LLC | 39,659 | $9.08M | 1.68% | −839−2.1% | Reduced |