Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| HBC Financial Services, PLLC | 165 | $40.0K | 0.03% | 00.0% | Unchanged |
| Compass Wealth Management LLC | 165 | $39.5K | 0.01% | +165 | New |
| Koesten, Hirschmann & Crabtree, INC. | 160 | $38.3K | 0.03% | +160 | New |
| Lee Financial Co | 158 | $37.9K | 0.01% | 00.0% | Unchanged |
| Mascoma Wealth Management LLC | 155 | $37.1K | 0.01% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 150 | $36.0K | 0.02% | 00.0% | Unchanged |
| SkyView Investment Advisors, LLC | 151 | $36.0K | 0.01% | 00.0% | Unchanged |
| Arcadia Investment Management Corp | 150 | $35.9K | 0.01% | 00.0% | Unchanged |
| Richard W. Paul & Associates, LLC | 149 | $35.7K | 0.02% | +149 | New |
| Private Ocean, LLC | 149 | $35.5K | 0.00% | +8+5.7% | Added |
| Hoese & Co LLP | 150 | $35.0K | 0.04% | 00.0% | Unchanged |
| Capital Advisors, Ltd. LLC | 143 | $34.0K | 0.01% | +14+10.9% | Added |
| Moisand Fitzgerald Tamayo, LLC | 136 | $32.6K | 0.01% | +42+44.7% | Added |
| Cedar Mountain Advisors, LLC | 135 | $32.4K | 0.01% | 00.0% | Unchanged |
| Mark Sheptoff Financial Planning, LLC | 132 | $31.6K | 0.02% | 00.0% | Unchanged |
| Centennial Bank | 131 | $31.4K | 0.02% | +131 | New |
| CenterStar Asset Management, LLC | – | $31.0K | 0.06% | – | New |
| Bellevue Asset Management, LLC | 123 | $29.4K | 0.02% | +1+0.8% | Added |
| Riggs Asset Managment Co. Inc. | 122 | $29.2K | 0.01% | 00.0% | Unchanged |
| Motco | 120 | $28.7K | 0.00% | −231−65.8% | Reduced |
| Iron Horse Wealth Management, LLC | 116 | $28.0K | 0.02% | +86+286.7% | Added |
| Antonetti Capital Management LLC | 115 | $27.5K | 0.04% | 00.0% | Unchanged |
| QVR LLC | 108 | $25.9K | 0.04% | −1,095−91.0% | Reduced |
| Ossiam | 106 | $25.4K | 0.00% | −2,709−96.2% | Reduced |
| Schubert & Co | 103 | $24.7K | 0.02% | +6+6.2% | Added |
| AlphaMark Advisors, LLC | 100 | $24.0K | 0.01% | −87−46.5% | Reduced |
| TCTC Holdings, LLC | 100 | $24.0K | 0.00% | 00.0% | Unchanged |
| Twin Lakes Capital Management, LLC | 100 | $24.0K | 0.02% | 00.0% | Unchanged |
| 3Chopt Investment Partners, LLC | 100 | $24.0K | 0.01% | +100 | New |
| Capstone Investment Advisors, LLC | 96 | $23.0K | 0.00% | −7,836−98.8% | Reduced |
| Coston, McIsaac & Partners | 93 | $22.0K | 0.01% | 00.0% | Unchanged |
| Fortis Capital Advisors, LLC | 81 | $19.4K | 0.01% | +81 | New |
| Macroview Investment Management LLC | 80 | $19.2K | 0.03% | +50+166.7% | Added |
| Founders Capital Management | 80 | $19.0K | 0.01% | 00.0% | Unchanged |
| Kelly Lawrence W & Associates Inc | 79 | $18.9K | 0.01% | 00.0% | Unchanged |
| Cary Street Partners Asset Management LLC | 77 | $18.4K | 0.00% | 00.0% | Unchanged |
| Lowe Wealth Advisors, LLC | 76 | $18.2K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 77 | $18.0K | 0.00% | +9+13.2% | Added |
| Annapolis Financial Services, LLC | 74 | $17.7K | 0.01% | −20−21.3% | Reduced |
| Loomis Sayles & Co L P | 73 | $17.0K | 0.00% | 00.0% | Unchanged |
| Belmont Capital, LLC | 70 | $17.0K | 0.02% | 00.0% | Unchanged |
| Mitsubishi UFJ Morgan Stanley Securities Co., Ltd. | 70 | $17.0K | 0.15% | +40+133.3% | Added |
| Paragon Wealth Strategies, LLC | 70 | $16.8K | 0.02% | 00.0% | Unchanged |
| IAG Wealth Partners, LLC | 69 | $16.5K | 0.00% | 00.0% | Unchanged |
| Credential Qtrade Securities Inc. | 67 | $16.1K | 0.00% | 00.0% | Unchanged |
| Bellwether Advisors, LLC | 66 | $15.8K | 0.00% | 00.0% | Unchanged |
| MUFG Securities EMEA plc | 64 | $15.0K | 0.00% | −1,280−95.2% | Reduced |
| Abound Wealth Management | 61 | $14.6K | 0.01% | +31+103.3% | Added |
| Raffa Wealth Management, LLC | 59 | $14.1K | 0.01% | 00.0% | Unchanged |
| Global Wealth Strategies & Associates | 57 | $13.7K | 0.01% | +57 | New |
| Kelly Financial Services LLC | 53 | $12.7K | 0.01% | 00.0% | Unchanged |
| Cassady Schiller Wealth Management, LLC | 50 | $12.0K | 0.01% | +50 | New |
| Quarry LP | 43 | $10.3K | 0.01% | +43 | New |
| Affiance Financial, LLC | 41 | $9.82K | 0.00% | +41 | New |
| TD Capital Management LLC | 41 | $9.78K | 0.00% | 00.0% | Unchanged |
| Stuart Chaussee & Associates, Inc. | 40 | $9.58K | 0.00% | 00.0% | Unchanged |
| Arlington Partners LLC | 38 | $9.10K | 0.00% | 00.0% | Unchanged |
| Cadent Capital Advisors, LLC | 34 | $8.24K | 0.00% | +34 | New |
| RWM Asset Management, LLC | 33 | $7.91K | 0.00% | 00.0% | Unchanged |
| Exchange Traded Concepts, LLC | 31 | $7.43K | 0.00% | −20−39.2% | Reduced |
| Lam Group, Inc. | 30 | $7.19K | 0.01% | +30 | New |
| Thomas J. Herzfeld Advisors, Inc. | 29 | $6.95K | 0.00% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 29 | $6.95K | 0.00% | 00.0% | Unchanged |
| PayPay Securities Corp | 26 | $6.23K | 0.42% | +26 | New |
| Tucker Asset Management LLC | 25 | $6.00K | 0.00% | 00.0% | Unchanged |
| NewSquare Capital LLC | 25 | $5.99K | 0.00% | 00.0% | Unchanged |
| Piershale Financial Group, Inc. | 25 | $5.99K | 0.00% | +25 | New |
| DecisionPoint Financial, LLC | 25 | $5.99K | 0.00% | +25 | New |
| TFC Financial Management | 24 | $5.78K | 0.00% | 00.0% | Unchanged |
| Albion Financial Group | 23 | $5.51K | 0.00% | 00.0% | Unchanged |
| New Millennium Group LLC | 22 | $5.27K | 0.01% | +3+15.8% | Added |
| HWG Holdings LP | 22 | $5.00K | 0.00% | 00.0% | Unchanged |
| Sanctuary Wealth Management, L.L.C. | 20 | $4.79K | 0.01% | +20 | New |
| Horan Securities, Inc. | 14 | $3.37K | 0.00% | +14 | New |
| Kayne Anderson Rudnick Investment Management LLC | 13 | $3.11K | 0.00% | 00.0% | Unchanged |
| Strengthening Families & Communities, LLC | 12 | $3.00K | 0.00% | 00.0% | Unchanged |
| Red Tortoise LLC | 11 | $2.63K | 0.00% | +11 | New |
| Mizuho Securities Co. Ltd. | 10 | $2.40K | 0.01% | −357−97.3% | Reduced |
| Investment Research & Advisory Group, Inc. | 10 | $2.40K | 0.00% | 00.0% | Unchanged |
| Financial Synergies Wealth Advisors, Inc. | 8 | $1.92K | 0.00% | +8 | New |
| Proffitt & Goodson Inc | 6 | $1.32K | 0.00% | 00.0% | Unchanged |
| Semmax Financial Advisors Inc. | 5 | $1.00K | 0.00% | 00.0% | Unchanged |
| PEAK6 Investments LLC | 3 | $818 | 0.00% | −41,783−100.0% | Reduced |
| Highline Wealth Partners LLC | 3 | $719 | 0.00% | +3 | New |
| Tfo-TDC, LLC | 2 | $449 | 0.00% | −77−97.5% | Reduced |
| Independent Advisor Alliance | 65,120 | – | – | −188−0.3% | Reduced |
| Westside Investment Management, Inc. | 709 | – | – | 00.0% | Unchanged |
| Ontario Teachers Pension Plan Board | 0 | $0 | 0.00% | −2,138,516−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −314,252−100.0% | Sold out |
| Migdal Insurance & Financial Holdings Ltd. | 0 | $0 | 0.00% | −155,086−100.0% | Sold out |
| Quadrature Capital Ltd | 0 | $0 | 0.00% | −146,643−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −123,811−100.0% | Sold out |
| Bridgewater Associates, LP | 0 | $0 | 0.00% | −110,621−100.0% | Sold out |
| Natixis | 0 | $0 | 0.00% | −84,125−100.0% | Sold out |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −46,400−100.0% | Sold out |
| MUFG Americas Holdings Corp | 0 | $0 | 0.00% | −40,919−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −40,919−100.0% | Sold out |
| Cipher Capital LP | 0 | $0 | 0.00% | −38,261−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −32,345−100.0% | Sold out |