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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q4 2022

Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,287
+332 vs. Q3 2022
Shares held
363.9M
+5.24M (+1.5%) vs. Q3 2022
Total value
$87.1B
+$28.2B (+47.7%) vs. Q3 2022
New holders
411
757 more added
Sold out
79
791 more reduced

37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q3 2022: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ4 2022: 2,287 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,328 institutionsQ3 2023: 2,408 institutionsQ4 2023: 2,582 institutionsQ1 2024: 2,713 institutionsQ2 2024: 2,712 institutionsQ3 2024: 2,837 institutionsQ4 2024: 3,009 institutionsQ1 2025: 2,902 institutionsQ2 2025: 3,022 institutionsQ3 2025: 3,150 institutionsQ4 2025: 3,542 institutionsQ1 2026: 3,772 institutionsQ2 2026: 4,070 institutions
Value heldQ4 2022: $87.1B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,772$232.0B
Q4 20253,542$188.7B
Q3 20253,150$159.0B
Q2 20253,022$128.0B
Q1 20252,902$109.0B
Q4 20243,009$123.4B
Q3 20242,837$133.6B
Q2 20242,712$114.5B
Q1 20242,713$127.6B
Q4 20232,582$104.6B
Q3 20232,408$97.3B
Q2 20232,328$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q4 2022

Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.

Institutions holding CAT in Q4 2022
InstitutionSharesValue% of portfolioChange in sharesAction
Endurance Wealth Management, Inc.664$159.0K0.02%+4+0.6%Added
Glass Jacobson Investment Advisors llc663$158.8K0.08%+663New
McIlrath & Eck, LLC651$156.0K0.04%00.0%Unchanged
Phocas Financial Corp.645$154.5K0.02%+645New
Pathway Financial Advisers, LLC635$152.3K0.06%+635New
Rise Advisors, LLC636$152.3K0.12%+71+12.6%Added
Versant Capital Management, Inc631$151.2K0.05%+13+2.1%Added
Farmers & Merchants Trust Co of Chambersburg PA600$144.0K0.10%+75+14.3%Added
Paradigm Asset Management Co LLC600$143.7K0.04%00.0%Unchanged
Capital Analysts, LLC594$142.0K0.01%−13−2.1%Reduced
WFA of San Diego, LLC582$139.4K0.11%+582New
Laurel Wealth Advisors LLC570$136.6K0.03%00.0%Unchanged
Covestor Ltd565$135.0K0.11%−37−6.1%Reduced
Dakota Community Bank & Trust NA565$135.0K0.77%00.0%Unchanged
Piscataqua Savings Bank551$132.0K0.11%00.0%Unchanged
Fiduciary Alliance LLC551$132.0K0.03%+551New
Nomura Holdings Inc541$128.0K0.00%−1,700−75.9%Reduced
Beaird Harris Wealth Management, LLC531$127.2K0.02%+31+6.2%Added
Livforsakringsbolaget Skandia, Omsesidigt513$122.9K0.01%00.0%Unchanged
DB Wealth Management Group, LLC506$121.2K0.08%00.0%Unchanged
Godsey & Gibb Associates500$119.8K0.02%00.0%Unchanged
MRP Capital Investments, LLC500$119.8K0.13%+500New
Carolinas Wealth Consulting LLC486$116.3K0.03%−16−3.2%Reduced
Johnson Midwest Financial, LLC484$116.0K0.42%+2+0.4%Added
BerganKDV Wealth Management, LLC478$114.5K0.01%00.0%Unchanged
BOK Financial Private Wealth, Inc.468$112.1K0.01%+468New
My Personal CFO, LLC465$111.4K0.11%+465New
Atticus Wealth Management, LLC463$110.9K0.05%−14−2.9%Reduced
Financial Freedom, LLC459$109.9K0.07%+459New
Farther Finance Advisors, LLC452$108.3K0.04%+452New
Old North State Trust, LLC450$108.0K0.07%00.0%Unchanged
AllSquare Wealth Management LLC448$107.3K0.07%00.0%Unchanged
Front Row Advisors LLC447$107.0K0.06%−1−0.2%Reduced
Rowland & Co Investment Counsel431$103.0K0.03%+431New
Bank of New Hampshire428$103.0K0.03%00.0%Unchanged
SRS Capital Advisors, Inc.424$101.6K0.01%+2+0.5%Added
LSV Asset Management400$96.0K0.00%+400New
American State Bank (Iowa)400$95.8K0.07%+400New
Duncker Streett & Co Inc394$94.4K0.02%+49+14.2%Added
Park Place Capital Corp394$94.0K0.03%+394New
General Partner, Inc.391$93.7K0.09%+391New
Madden Securities Corp390$93.4K0.05%+390New
Prudent Man Advisors, LLC390$93.0K0.04%+390New
HighMark Wealth Management LLC380$91.1K0.07%+2+0.5%Added
Coppell Advisory Solutions LLC358$85.8K0.03%+358New
Coppell Advisory Solutions Corp.358$85.8K0.03%+358New
Bell Investment Advisors, Inc357$85.5K0.02%+103+40.6%Added
Cornerstone Planning Group LLC344$84.7K0.04%+344New
First Personal Financial Services353$84.6K0.02%00.0%Unchanged
One Wealth Advisors, LLC344$82.4K0.02%+344New
Column Capital Advisors, LLC343$82.2K0.01%00.0%Unchanged
Centerpoint Advisors, LLC340$81.0K0.04%00.0%Unchanged
SOA Wealth Advisors, LLC.336$80.5K0.02%+2+0.6%Added
Ellevest, Inc.335$80.3K0.01%+149+80.1%Added
JJJ Advisors Inc.300$76.5K0.02%00.0%Unchanged
Ruedi Wealth Management, Inc.319$76.5K0.05%+319New
JNBA Financial Advisors319$76.4K0.01%00.0%Unchanged
Brown, Lisle/Cummings, Inc.315$75.5K0.04%−50−13.7%Reduced
EWG Elevate Inc.313$75.0K0.04%+313New
Rock Creek Group, LP312$74.7K0.01%00.0%Unchanged
McClarren Financial Advisors, Inc.303$72.0K0.07%+2+0.7%Added
Estabrook Capital Management300$71.9K0.01%00.0%Unchanged
Marquette Asset Management, LLC300$71.9K0.02%00.0%Unchanged
Dividend Assets Capital, LLC294$70.0K0.01%00.0%Unchanged
Aspire Private Capital, LLC290$69.5K0.02%−1−0.3%Reduced
Earnest Partners LLC286$68.5K0.00%00.0%Unchanged
Barrett & Company, Inc.282$67.7K0.04%00.0%Unchanged
Freedom Wealth Alliance, LLC258$61.8K0.09%+258New
True Wealth Design, LLC253$60.5K0.03%+253New
Baldrige Asset Management LLC250$60.0K0.03%00.0%Unchanged
Center for Financial Planning, Inc.250$59.9K0.01%00.0%Unchanged
Tacita Capital Inc245$59.0K0.04%00.0%Unchanged
Clean Yield Group245$58.7K0.03%00.0%Unchanged
Providence Capital Advisors, LLC245$58.7K0.02%00.0%Unchanged
Pin Oak Investment Advisors Inc232$56.0K0.07%00.0%Unchanged
Horrell Capital Management, Inc.226$54.0K0.02%00.0%Unchanged
Moser Wealth Advisors, LLC220$52.7K0.04%00.0%Unchanged
Bray Capital Advisors220$52.6K0.02%+1+0.5%Added
West Paces Advisors Inc.218$52.2K0.02%00.0%Unchanged
Canton Hathaway, LLC217$52.0K0.02%00.0%Unchanged
Leelyn Smith, LLC215$51.5K0.01%−1−0.5%Reduced
Sierra Capital LLC213$51.0K0.01%00.0%Unchanged
Coastal Capital Group, Inc.306$50.2K0.01%00.0%Unchanged
Investors Research Corp209$50.1K0.01%00.0%Unchanged
Oliver Lagore Vanvalin Investment Group205$49.1K0.03%+124+153.1%Added
Financial Connections Group, Inc.207$49.0K0.04%+179+639.3%Added
Baystate Wealth Management LLC199$48.0K0.00%−20−9.1%Reduced
Morgan Dempsey Capital Management LLC200$47.9K0.01%00.0%Unchanged
Kraematon Investment Advisors, Inc200$47.9K0.05%+200New
Headlands Technologies LLC190$46.0K0.04%+190New
Creative Capital Management Investments LLC190$46.0K0.04%+190New
Wolff Wiese Magana LLC189$45.3K0.04%−5−2.6%Reduced
KB Financial Partners, LLC187$45.0K0.02%00.0%Unchanged
Hillsdale Investment Management Inc.180$43.1K0.00%+80+80.0%Added
Chelsea Counsel Co180$43.1K0.02%+180New
VitalStone Financial, LLC182$43.0K0.03%+182New
New England Capital Financial Advisors LLC171$42.6K0.03%+171New
MBM Wealth Consultants, LLC176$42.0K0.02%00.0%Unchanged
DB Fitzpatrick & Co, Inc168$40.2K0.05%00.0%Unchanged
Avion Wealth246$40.0K0.01%00.0%Unchanged