Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2022
Institutional positions in Caterpillar Inc as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,287
- +332 vs. Q3 2022
- Shares held
- 363.9M
- +5.24M (+1.5%) vs. Q3 2022
- Total value
- $87.1B
- +$28.2B (+47.7%) vs. Q3 2022
- New holders
- 411
- 757 more added
- Sold out
- 79
- 791 more reduced
37 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Oliver Lagore Vanvalin Investment Group | 205 | $49.1K | 0.03% | +124+153.1% | Added |
| Investors Research Corp | 209 | $50.1K | 0.01% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 306 | $50.2K | 0.01% | 00.0% | Unchanged |
| Sierra Capital LLC | 213 | $51.0K | 0.01% | 00.0% | Unchanged |
| Leelyn Smith, LLC | 215 | $51.5K | 0.01% | −1−0.5% | Reduced |
| Canton Hathaway, LLC | 217 | $52.0K | 0.02% | 00.0% | Unchanged |
| West Paces Advisors Inc. | 218 | $52.2K | 0.02% | 00.0% | Unchanged |
| Bray Capital Advisors | 220 | $52.6K | 0.02% | +1+0.5% | Added |
| Moser Wealth Advisors, LLC | 220 | $52.7K | 0.04% | 00.0% | Unchanged |
| Horrell Capital Management, Inc. | 226 | $54.0K | 0.02% | 00.0% | Unchanged |
| Pin Oak Investment Advisors Inc | 232 | $56.0K | 0.07% | 00.0% | Unchanged |
| Clean Yield Group | 245 | $58.7K | 0.03% | 00.0% | Unchanged |
| Providence Capital Advisors, LLC | 245 | $58.7K | 0.02% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $59.0K | 0.04% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $59.9K | 0.01% | 00.0% | Unchanged |
| Baldrige Asset Management LLC | 250 | $60.0K | 0.03% | 00.0% | Unchanged |
| True Wealth Design, LLC | 253 | $60.5K | 0.03% | +253 | New |
| Freedom Wealth Alliance, LLC | 258 | $61.8K | 0.09% | +258 | New |
| Barrett & Company, Inc. | 282 | $67.7K | 0.04% | 00.0% | Unchanged |
| Earnest Partners LLC | 286 | $68.5K | 0.00% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 290 | $69.5K | 0.02% | −1−0.3% | Reduced |
| Dividend Assets Capital, LLC | 294 | $70.0K | 0.01% | 00.0% | Unchanged |
| Estabrook Capital Management | 300 | $71.9K | 0.01% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $71.9K | 0.02% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 303 | $72.0K | 0.07% | +2+0.7% | Added |
| Rock Creek Group, LP | 312 | $74.7K | 0.01% | 00.0% | Unchanged |
| EWG Elevate Inc. | 313 | $75.0K | 0.04% | +313 | New |
| Brown, Lisle/Cummings, Inc. | 315 | $75.5K | 0.04% | −50−13.7% | Reduced |
| JNBA Financial Advisors | 319 | $76.4K | 0.01% | 00.0% | Unchanged |
| Ruedi Wealth Management, Inc. | 319 | $76.5K | 0.05% | +319 | New |
| JJJ Advisors Inc. | 300 | $76.5K | 0.02% | 00.0% | Unchanged |
| Ellevest, Inc. | 335 | $80.3K | 0.01% | +149+80.1% | Added |
| SOA Wealth Advisors, LLC. | 336 | $80.5K | 0.02% | +2+0.6% | Added |
| Centerpoint Advisors, LLC | 340 | $81.0K | 0.04% | 00.0% | Unchanged |
| Column Capital Advisors, LLC | 343 | $82.2K | 0.01% | 00.0% | Unchanged |
| One Wealth Advisors, LLC | 344 | $82.4K | 0.02% | +344 | New |
| First Personal Financial Services | 353 | $84.6K | 0.02% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 344 | $84.7K | 0.04% | +344 | New |
| Bell Investment Advisors, Inc | 357 | $85.5K | 0.02% | +103+40.6% | Added |
| Coppell Advisory Solutions LLC | 358 | $85.8K | 0.03% | +358 | New |
| Coppell Advisory Solutions Corp. | 358 | $85.8K | 0.03% | +358 | New |
| HighMark Wealth Management LLC | 380 | $91.1K | 0.07% | +2+0.5% | Added |
| Prudent Man Advisors, LLC | 390 | $93.0K | 0.04% | +390 | New |
| Madden Securities Corp | 390 | $93.4K | 0.05% | +390 | New |
| General Partner, Inc. | 391 | $93.7K | 0.09% | +391 | New |
| Park Place Capital Corp | 394 | $94.0K | 0.03% | +394 | New |
| Duncker Streett & Co Inc | 394 | $94.4K | 0.02% | +49+14.2% | Added |
| American State Bank (Iowa) | 400 | $95.8K | 0.07% | +400 | New |
| LSV Asset Management | 400 | $96.0K | 0.00% | +400 | New |
| SRS Capital Advisors, Inc. | 424 | $101.6K | 0.01% | +2+0.5% | Added |
| Bank of New Hampshire | 428 | $103.0K | 0.03% | 00.0% | Unchanged |
| Rowland & Co Investment Counsel | 431 | $103.0K | 0.03% | +431 | New |
| Front Row Advisors LLC | 447 | $107.0K | 0.06% | −1−0.2% | Reduced |
| AllSquare Wealth Management LLC | 448 | $107.3K | 0.07% | 00.0% | Unchanged |
| Old North State Trust, LLC | 450 | $108.0K | 0.07% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 452 | $108.3K | 0.04% | +452 | New |
| Financial Freedom, LLC | 459 | $109.9K | 0.07% | +459 | New |
| Atticus Wealth Management, LLC | 463 | $110.9K | 0.05% | −14−2.9% | Reduced |
| My Personal CFO, LLC | 465 | $111.4K | 0.11% | +465 | New |
| BOK Financial Private Wealth, Inc. | 468 | $112.1K | 0.01% | +468 | New |
| BerganKDV Wealth Management, LLC | 478 | $114.5K | 0.01% | 00.0% | Unchanged |
| Johnson Midwest Financial, LLC | 484 | $116.0K | 0.42% | +2+0.4% | Added |
| Carolinas Wealth Consulting LLC | 486 | $116.3K | 0.03% | −16−3.2% | Reduced |
| Godsey & Gibb Associates | 500 | $119.8K | 0.02% | 00.0% | Unchanged |
| MRP Capital Investments, LLC | 500 | $119.8K | 0.13% | +500 | New |
| DB Wealth Management Group, LLC | 506 | $121.2K | 0.08% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 513 | $122.9K | 0.01% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 531 | $127.2K | 0.02% | +31+6.2% | Added |
| Nomura Holdings Inc | 541 | $128.0K | 0.00% | −1,700−75.9% | Reduced |
| Fiduciary Alliance LLC | 551 | $132.0K | 0.03% | +551 | New |
| Piscataqua Savings Bank | 551 | $132.0K | 0.11% | 00.0% | Unchanged |
| Covestor Ltd | 565 | $135.0K | 0.11% | −37−6.1% | Reduced |
| Dakota Community Bank & Trust NA | 565 | $135.0K | 0.77% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 570 | $136.6K | 0.03% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 582 | $139.4K | 0.11% | +582 | New |
| Capital Analysts, LLC | 594 | $142.0K | 0.01% | −13−2.1% | Reduced |
| Paradigm Asset Management Co LLC | 600 | $143.7K | 0.04% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 600 | $144.0K | 0.10% | +75+14.3% | Added |
| Versant Capital Management, Inc | 631 | $151.2K | 0.05% | +13+2.1% | Added |
| Rise Advisors, LLC | 636 | $152.3K | 0.12% | +71+12.6% | Added |
| Pathway Financial Advisers, LLC | 635 | $152.3K | 0.06% | +635 | New |
| Phocas Financial Corp. | 645 | $154.5K | 0.02% | +645 | New |
| McIlrath & Eck, LLC | 651 | $156.0K | 0.04% | 00.0% | Unchanged |
| Glass Jacobson Investment Advisors llc | 663 | $158.8K | 0.08% | +663 | New |
| Endurance Wealth Management, Inc. | 664 | $159.0K | 0.02% | +4+0.6% | Added |
| TSFG, LLC | 672 | $161.0K | 0.06% | −39−5.5% | Reduced |
| Global Financial Private Client, LLC | 681 | $163.1K | 0.09% | 00.0% | Unchanged |
| Ulland Investment Advisors, LLC | 715 | $171.0K | 0.20% | 00.0% | Unchanged |
| Independence Bank of Kentucky | 722 | $173.0K | 0.08% | −195−21.3% | Reduced |
| Pacifica Partners Inc. | 715 | $174.0K | 0.12% | +50+7.5% | Added |
| Accel Wealth Management | 739 | $177.0K | 0.08% | +200+37.1% | Added |
| West Branch Capital LLC | 745 | $178.5K | 0.11% | +150+25.2% | Added |
| Pinnacle Bancorp, Inc. | 751 | $180.0K | 0.07% | −18−2.3% | Reduced |
| Sageworth Trust Co | 750 | $180.0K | 0.01% | 00.0% | Unchanged |
| Elgethun Capital Management | 759 | $180.6K | 0.07% | −1,111−59.4% | Reduced |
| MinichMacGregor Wealth Management, LLC | 757 | $181.4K | 0.07% | +757 | New |
| Close Asset Management Ltd | 771 | $185.0K | 0.01% | +145+23.2% | Added |
| Disciplined Investments, LLC | 773 | $185.2K | 0.09% | −11−1.4% | Reduced |
| Heritage Wealth Management, LLC | 776 | $185.9K | 0.03% | +410+112.0% | Added |
| Cohen & Steers, Inc. | 781 | $187.0K | 0.00% | 00.0% | Unchanged |