Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fifth Third Bancorp | 341,616 | $56.1M | 0.29% | −9,803−2.8% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 344,477 | $56.5M | 0.13% | +3,999+1.2% | Added |
| Great West Life Assurance Co | 345,183 | $56.6M | 0.16% | +989+0.3% | Added |
| State of Tennessee, Treasury Department | 350,875 | $57.6M | 0.28% | +63,258+22.0% | Added |
| First Republic Investment Management, Inc. | 368,043 | $60.4M | 0.16% | +6,746+1.9% | Added |
| Retirement Systems of Alabama | 369,672 | $60.7M | 0.28% | −1,475−0.4% | Reduced |
| Rothschild & Co Asset Management US Inc. | 389,457 | $63.9M | 1.09% | −30,202−7.2% | Reduced |
| The PNC Financial Services Group, Inc. | 389,937 | $64.0M | 0.07% | +18,327+4.9% | Added |
| STRS Ohio | 406,323 | $66.7M | 0.32% | −1,448−0.4% | Reduced |
| DekaBank Deutsche Girozentrale | 401,362 | $67.4M | 0.20% | −1,415−0.4% | Reduced |
| HighTower Advisors, LLC | 424,088 | $69.5M | 0.19% | +13,930+3.4% | Added |
| Commonwealth Equity Services, LLC | 427,664 | $70.2M | 0.19% | +2,301+0.5% | Added |
| Manufacturers Life Insurance Company, The | 428,021 | $70.2M | 0.05% | +18,260+4.5% | Added |
| Schroder Investment Management Group | 430,380 | $70.6M | 0.12% | −193,199−31.0% | Reduced |
| Korea Investment CORP | 431,674 | $70.8M | 0.22% | +52,240+13.8% | Added |
| Natixis Advisors, L.P. | 432,243 | $70.9M | 0.30% | −132,662−23.5% | Reduced |
| Mackenzie Financial Corp | 444,872 | $73.0M | 0.13% | −217,846−32.9% | Reduced |
| APG Asset Management N.V. | 436,560 | $73.1M | 0.19% | −43,082−9.0% | Reduced |
| Neuberger Berman Group LLC | 452,533 | $74.5M | 0.08% | −198,743−30.5% | Reduced |
| Zacks Investment Management | 455,605 | $74.8M | 1.19% | +6,980+1.6% | Added |
| Two Sigma Investments, LP | 472,516 | $77.5M | 0.27% | +43,072+10.0% | Added |
| Bessemer Group Inc | 475,535 | $78.0M | 0.20% | +5,377+1.1% | Added |
| First Trust Advisors LP | 488,704 | $80.2M | 0.10% | +33,169+7.3% | Added |
| Envestnet Asset Management Inc | 503,623 | $82.6M | 0.05% | −42,781−7.8% | Reduced |
| Congress Asset Management Co | 537,467 | $88.2M | 0.95% | −16,771−3.0% | Reduced |
| Old Republic International Corporation | 548,500 | $90.0M | 2.99% | 00.0% | Unchanged |
| Two Sigma Advisers, LP | 581,900 | $95.5M | 0.28% | +207,300+55.3% | Added |
| Wellington Management Group LLP | 611,101 | $100.3M | 0.02% | −1,527,038−71.4% | Reduced |
| State Board of Administration of Florida Retirement System | 618,328 | $101.5M | 0.26% | −7,722−1.2% | Reduced |
| HSBC Holdings PLC | 617,478 | $102.2M | 0.18% | −43,417−6.6% | Reduced |
| New York State Teachers Retirement System | 626,314 | $102.8M | 0.27% | −8,311−1.3% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 637,087 | $104.5M | 0.34% | +53,447+9.2% | Added |
| Stifel Financial Corp | 640,967 | $105.2M | 0.17% | −11,416−1.7% | Reduced |
| Raymond James & Associates | 655,575 | $107.6M | 0.11% | −28,556−4.2% | Reduced |
| US Bancorp | 669,633 | $109.9M | 0.23% | −6,497−1.0% | Reduced |
| Alliancebernstein L.P. | 670,478 | $110.0M | 0.05% | −144,323−17.7% | Reduced |
| Prudential Financial Inc | 678,112 | $112.2M | 0.19% | −129,369−16.0% | Reduced |
| Citigroup Inc | 690,769 | $113.3M | 0.16% | −85,764−11.0% | Reduced |
| LPL Financial LLC | 700,836 | $115.0M | 0.11% | +64,206+10.1% | Added |
| Baird Financial Group, Inc. | 727,556 | $119.4M | 0.35% | −111,664−13.3% | Reduced |
| National Pension Service | 778,751 | $129.2M | 0.27% | +9,110+1.2% | Added |
| Rhumbline Advisers | 884,482 | $145.1M | 0.22% | +16,779+1.9% | Added |
| California State Teachers Retirement System | 897,686 | $147.3M | 0.25% | −14,933−1.6% | Reduced |
| New York State Common Retirement Fund | 920,893 | $151.1M | 0.22% | −54,174−5.6% | Reduced |
| Eaton Vance Management | 961,224 | $157.7M | 0.23% | −120,390−11.1% | Reduced |
| UBS Group AG | 973,602 | $159.7M | 0.09% | −462,201−32.2% | Reduced |
| Barclays PLC | 977,373 | $160.4M | 0.18% | +531,192+119.1% | Added |
| Credit Suisse AG | 977,714 | $160.4M | 0.18% | +14,791+1.5% | Added |
| Principal Financial Group Inc | 986,681 | $161.9M | 0.13% | −30,310−3.0% | Reduced |
| Bank of Montreal | 768,398 | $169.8M | 0.13% | −110,416−12.6% | Reduced |
| ProShare Advisors LLC | 1,096,560 | $179.9M | 0.69% | +105,271+10.6% | Added |
| TD Asset Management Inc | 1,091,153 | $181.0M | 0.23% | −253,370−18.8% | Reduced |
| Lazard Asset Management LLC | 1,129,198 | $185.3M | 0.27% | −16,051−1.4% | Reduced |
| Boston Partners | 1,113,372 | $185.7M | 0.27% | +20,094+1.8% | Added |
| JPMorgan Chase & Co | 1,167,258 | $191.5M | 0.03% | −257,506−18.1% | Reduced |
| California Public Employees Retirement System | 1,201,884 | $197.2M | 0.18% | +174,361+17.0% | Added |
| Deutsche Bank AG | 1,341,971 | $220.2M | 0.13% | +133,455+11.0% | Added |
| Ameriprise Financial Inc | 1,543,416 | $253.4M | 0.09% | −423,891−21.5% | Reduced |
| Price T Rowe Associates Inc | 1,649,261 | $270.6M | 0.04% | −3,522−0.2% | Reduced |
| Capital International Investors | 1,685,538 | $276.6M | 0.08% | −220.0% | Reduced |
| Capital Research Global Investors | 1,811,256 | $297.2M | 0.10% | −1,010,935−35.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 1,863,091 | $305.7M | 0.25% | +2,379+0.1% | Added |
| Diamond Hill Capital Management Inc | 1,894,638 | $310.9M | 1.49% | −10,185−0.5% | Reduced |
| Wells Fargo & Company | 1,945,881 | $319.3M | 0.11% | −132,907−6.4% | Reduced |
| Ontario Teachers Pension Plan Board | 2,138,516 | $350.9M | 4.91% | +49,232+2.4% | Added |
| Swiss National Bank | 2,311,441 | $379.3M | 0.27% | −13,200−0.6% | Reduced |
| Dimensional Fund Advisors LP | 2,427,196 | $398.3M | 0.15% | +68,551+2.9% | Added |
| UBS Asset Management Americas Inc | 2,531,992 | $415.4M | 0.23% | −60,477−2.3% | Reduced |
| Altshuler Shaham Ltd | 2,624,672 | $435.4M | 10.69% | +836,340+46.8% | Added |
| Charles Schwab Investment Management Inc | 2,740,659 | $449.7M | 0.16% | +51,079+1.9% | Added |
| Primecap Management Co | 2,920,058 | $479.1M | 0.46% | −59,935−2.0% | Reduced |
| Invesco Ltd. | 3,259,904 | $534.9M | 0.17% | +16,932+0.5% | Added |
| Royal Bank of Canada | 3,322,905 | $545.2M | 0.18% | −295,109−8.2% | Reduced |
| Nuveen Asset Management, LLC | 3,359,966 | $551.3M | 0.22% | −22,237−0.7% | Reduced |
| Goldman Sachs Group Inc | 3,365,262 | $552.2M | 0.16% | −124,452−3.6% | Reduced |
| Legal & General Group Plc | 3,530,707 | $579.3M | 0.23% | −182,029−4.9% | Reduced |
| Amundi | 3,731,540 | $665.6M | 0.39% | +601,458+19.2% | Added |
| FMR LLC | 4,340,890 | $712.3M | 0.07% | −1,905,926−30.5% | Reduced |
| Bank of America Corp | 4,479,335 | $735.0M | 0.10% | −228,356−4.9% | Reduced |
| Norges Bank | 4,775,996 | $783.6M | 0.21% | +22,403+0.5% | Added |
| Bank of New York Mellon Corp | 5,440,783 | $892.7M | 0.22% | +92,360+1.7% | Added |
| Morgan Stanley | 5,638,943 | $925.2M | 0.13% | −511,390−8.3% | Reduced |
| Northern Trust Corp | 7,082,538 | $1.16B | 0.27% | −100,575−1.4% | Reduced |
| Fisher Asset Management, LLC | 7,290,448 | $1.20B | 0.90% | −212,820−2.8% | Reduced |
| Gates Foundation TrustSuperinvestorGates Foundation Trust | 7,353,614 | $1.21B | 3.55% | 00.0% | Unchanged |
| Geode Capital Management, LLC | 9,020,681 | $1.48B | 0.22% | +131,017+1.5% | Added |
| State Farm Mutual Automobile Insurance Co | 17,761,276 | $2.91B | 3.51% | 00.0% | Unchanged |
| Capital World Investors | 29,057,808 | $4.77B | 1.07% | +1,937,275+7.1% | Added |
| BlackRock Inc. | 36,549,140 | $6.00B | 0.20% | −145,751−0.4% | Reduced |
| State Street Corp | 40,070,278 | $6.57B | 0.42% | +291,836+0.7% | Added |
| Vanguard Group Inc | 48,573,417 | $7.97B | 0.23% | −3,7680.0% | Reduced |
| Westside Investment Management, Inc. | 709 | – | – | 00.0% | Unchanged |
| Vaughan Nelson Investment Management, L.P. | 0 | $0 | 0.00% | −449,879−100.0% | Sold out |
| Fullerton Fund Management Co Ltd. | 0 | $0 | 0.00% | −247,989−100.0% | Sold out |
| Chiron Investment Management, LLC | 0 | $0 | 0.00% | −204,331−100.0% | Sold out |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −153,486−100.0% | Sold out |
| Twinbeech Capital LP | 0 | $0 | 0.00% | −150,434−100.0% | Sold out |
| Abeille Asset Management SA | 0 | $0 | 0.00% | −140,351−100.0% | Sold out |
| Vantage Investment Partners, LLC | 0 | $0 | 0.00% | −136,500−100.0% | Sold out |
| Natixis Investment Managers International | 0 | $0 | 0.00% | −118,665−100.0% | Sold out |