Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bell Investment Advisors, Inc | 254 | $42.0K | 0.01% | −23−8.3% | Reduced |
| Professional Financial Advisors, LLC | 257 | $42.0K | 0.03% | 00.0% | Unchanged |
| Monolith Advisors | 269 | $44.0K | 0.05% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 273 | $45.0K | 0.03% | −113−29.3% | Reduced |
| Earnest Partners LLC | 286 | $47.0K | 0.00% | 00.0% | Unchanged |
| Dividend Assets Capital, LLC | 294 | $48.0K | 0.01% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 291 | $48.0K | 0.02% | 00.0% | Unchanged |
| Marquette Asset Management, LLC | 300 | $49.0K | 0.02% | 00.0% | Unchanged |
| Estate Counselors, LLC | 303 | $49.0K | 0.01% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 301 | $49.0K | 0.05% | +301 | New |
| Estabrook Capital Management | 300 | $49.2K | 0.01% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 306 | $50.0K | 0.01% | +50+19.5% | Added |
| Rock Creek Group, LP | 312 | $51.0K | 0.01% | −118−27.4% | Reduced |
| JNBA Financial Advisors | 319 | $52.0K | 0.01% | −28−8.1% | Reduced |
| O'Dell Group, LLC | 314 | $52.0K | 0.02% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 300 | $54.0K | 0.02% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 334 | $54.0K | 0.02% | +2+0.6% | Added |
| Centerpoint Advisors, LLC | 340 | $56.0K | 0.03% | −150−30.6% | Reduced |
| Column Capital Advisors, LLC | 343 | $56.0K | 0.01% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 345 | $57.0K | 0.01% | 00.0% | Unchanged |
| First Personal Financial Services | 353 | $58.0K | 0.02% | 00.0% | Unchanged |
| Motco | 351 | $58.0K | 0.00% | +43+14.0% | Added |
| Brown, Lisle/Cummings, Inc. | 365 | $59.9K | 0.03% | 00.0% | Unchanged |
| Mizuho Securities Co. Ltd. | 367 | $60.0K | 0.02% | −270−42.4% | Reduced |
| Heritage Wealth Management, LLC | 366 | $60.0K | 0.02% | +20+5.8% | Added |
| HighMark Wealth Management LLC | 378 | $62.0K | 0.05% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $66.0K | 0.09% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 282 | $67.7K | 0.05% | +282 | New |
| SRS Capital Advisors, Inc. | 422 | $69.0K | 0.01% | −205−32.7% | Reduced |
| Bank of New Hampshire | 428 | $70.0K | 0.02% | −50−10.5% | Reduced |
| Crewe Advisors LLC | 437 | $72.0K | 0.01% | +51+13.2% | Added |
| AllSquare Wealth Management LLC | 448 | $74.0K | 0.05% | 00.0% | Unchanged |
| Front Row Advisors LLC | 448 | $74.0K | 0.04% | 00.0% | Unchanged |
| Old North State Trust, LLC | 450 | $74.0K | 0.06% | +450 | New |
| BerganKDV Wealth Management, LLC | 478 | $78.0K | 0.01% | −15−3.0% | Reduced |
| Johnson Midwest Financial, LLC | 482 | $79.0K | 0.30% | +2+0.4% | Added |
| Almanack Investment Partners, LLC. | 496 | $81.0K | 0.02% | −1,082−68.6% | Reduced |
| Carolinas Wealth Consulting LLC | 502 | $82.0K | 0.02% | −55−9.9% | Reduced |
| Baldwin Brothers Inc | 500 | $82.0K | 0.01% | 00.0% | Unchanged |
| Beaird Harris Wealth Management, LLC | 500 | $82.0K | 0.02% | 00.0% | Unchanged |
| Godsey & Gibb Associates | 500 | $82.0K | 0.07% | +500 | New |
| DB Wealth Management Group, LLC | 506 | $83.0K | 0.06% | 00.0% | Unchanged |
| Oxler Private Wealth LLC | 509 | $83.6K | 0.05% | +3+0.6% | Added |
| Livforsakringsbolaget Skandia, Omsesidigt | 513 | $84.0K | 0.01% | −2,300−81.8% | Reduced |
| Atticus Wealth Management, LLC | 477 | $85.0K | 0.04% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 525 | $86.0K | 0.07% | +100+23.5% | Added |
| Jefferies Group LLC | 526 | $86.3K | 0.00% | +526 | New |
| Piscataqua Savings Bank | 551 | $90.0K | 0.09% | 00.0% | Unchanged |
| Rise Advisors, LLC | 565 | $93.0K | 0.08% | +64+12.8% | Added |
| Dakota Community Bank & Trust NA | 565 | $93.0K | 0.65% | +565 | New |
| CarsonAllaria Wealth Management, Ltd. | 576 | $94.0K | 0.09% | +2+0.3% | Added |
| Laurel Wealth Advisors LLC | 570 | $94.0K | 0.02% | 00.0% | Unchanged |
| Accel Wealth Management | 539 | $97.0K | 0.05% | −198−26.9% | Reduced |
| NVWM, LLC | 600 | $98.0K | 0.04% | −5,976−90.9% | Reduced |
| West Branch Capital LLC | 595 | $98.0K | 0.06% | 00.0% | Unchanged |
| Paradigm Asset Management Co LLC | 600 | $98.4K | 0.03% | −200−25.0% | Reduced |
| Covestor Ltd | 602 | $99.0K | 0.09% | −181−23.1% | Reduced |
| Capital Analysts, LLC | 607 | $100.0K | 0.01% | −66−9.8% | Reduced |
| Versant Capital Management, Inc | 618 | $101.0K | 0.04% | +106+20.7% | Added |
| Icon Wealth Advisors, LLC | 615 | $101.0K | 0.01% | +615 | New |
| Close Asset Management Ltd | 626 | $103.0K | 0.01% | +255+68.7% | Added |
| Centiva Capital, LP | 651 | $107.0K | 0.01% | −5,644−89.7% | Reduced |
| McIlrath & Eck, LLC | 651 | $107.0K | 0.03% | 00.0% | Unchanged |
| Endurance Wealth Management, Inc. | 660 | $108.0K | 0.02% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 657 | $108.0K | 0.04% | +3+0.5% | Added |
| Sound Income Strategies, LLC | 686 | $113.0K | 0.02% | −2−0.3% | Reduced |
| Pacifica Partners Inc. | 665 | $115.0K | 0.08% | 00.0% | Unchanged |
| Global Financial Private Client, LLC | 681 | $116.6K | 0.07% | 00.0% | Unchanged |
| TSFG, LLC | 711 | $117.0K | 0.05% | −4−0.6% | Reduced |
| Ulland Investment Advisors, LLC | 715 | $117.0K | 0.13% | 00.0% | Unchanged |
| Foster Dykema Cabot & Co Inc | 724 | $119.0K | 0.01% | 00.0% | Unchanged |
| Ten Capital Wealth Advisors, LLC | 729 | $120.0K | 0.05% | +182+33.3% | Added |
| Sageworth Trust Co | 750 | $123.0K | 0.01% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 755 | $124.0K | 0.01% | −48−6.0% | Reduced |
| Pinnacle Bancorp, Inc. | 769 | $126.0K | 0.05% | 00.0% | Unchanged |
| First National Bank of South Miami | 773 | $127.0K | 0.10% | −119−13.3% | Reduced |
| Cohen & Steers, Inc. | 781 | $128.0K | 0.00% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 784 | $129.0K | 0.06% | −2−0.3% | Reduced |
| Core Alternative Capital | 810 | $133.0K | 0.02% | +572+240.3% | Added |
| Loring Wolcott & Coolidge Fiduciary Advisors LLP | 860 | $141.0K | 0.00% | −776−47.4% | Reduced |
| Orion Capital Management LLC | 869 | $143.0K | 0.12% | 00.0% | Unchanged |
| Tilia Fiduciary Partners, Inc. | 828 | $149.0K | 0.15% | −46−5.3% | Reduced |
| Independence Bank of Kentucky | 917 | $150.0K | 0.07% | +40+4.6% | Added |
| State of Wyoming | 914 | $150.0K | 0.07% | +532+139.3% | Added |
| Capital Directions Investment Advisors, LLC | 0 | $152.0K | 0.06% | −928−100.0% | Reduced |
| JTC Employer Solutions Trusteee Ltd | 920 | $152.0K | 0.03% | 00.0% | Unchanged |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 948 | $155.0K | 0.01% | +154+19.4% | Added |
| Tyler-Stone Wealth Management | 976 | $160.0K | 0.12% | −597−38.0% | Reduced |
| Eagle Bay Advisors LLC | 974 | $160.0K | 0.10% | +183+23.1% | Added |
| Plante Moran Financial Advisors, LLC | 978 | $160.0K | 0.03% | +891+1,024.1% | Added |
| Castleview Partners, LLC | 977 | $160.0K | 0.15% | −23−2.3% | Reduced |
| Financial Perspectives, Inc | 980 | $160.8K | 0.09% | 00.0% | Unchanged |
| Jupiter Wealth Management LLC | 1,000 | $164.0K | 0.16% | −6,965−87.4% | Reduced |
| Payden & Rygel | 1,000 | $164.0K | 0.01% | 00.0% | Unchanged |
| M&R Capital Management Inc | 1,004 | $164.0K | 0.05% | 00.0% | Unchanged |
| S.A. Mason LLC | 1,000 | $164.0K | 0.13% | 00.0% | Unchanged |
| Magnolia Capital Management Ltd | 1,000 | $164.0K | 0.17% | 00.0% | Unchanged |
| 1832 Asset Management L.P. | 1,004 | $165.0K | 0.00% | +270+36.8% | Added |
| Hills Bank & Trust Co | 1,007 | $166.0K | 0.02% | −725−41.9% | Reduced |
| Kessler Investment Group, LLC | 1,034 | $170.0K | 0.14% | +49+5.0% | Added |