Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2022
Institutional positions in Caterpillar Inc as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,992
- −51 vs. Q2 2022
- Shares held
- 360.1M
- −6.30M (−1.7%) vs. Q2 2022
- Total value
- $59.2B
- −$6.31B (−9.6%) vs. Q2 2022
- New holders
- 92
- 791 more added
- Sold out
- 143
- 729 more reduced
34 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Thoroughbred Financial Services, LLC | 5,623 | $922.0K | 0.18% | −207−3.6% | Reduced |
| Independent Financial Group, LLC | 5,633 | $924.3K | 0.08% | +239+4.4% | Added |
| Centaurus Financial, Inc. | 5,636 | $925.0K | 0.09% | −718−11.3% | Reduced |
| Tempus Wealth Planning, LLC | 5,643 | $926.0K | 0.62% | +15+0.3% | Added |
| Checchi Capital Advisers, LLC | 5,672 | $931.0K | 0.10% | −56−1.0% | Reduced |
| Symmetry Partners, LLC | 5,683 | $932.0K | 0.06% | 00.0% | Unchanged |
| Cozad Asset Management Inc | 5,692 | $934.0K | 0.15% | +380+7.2% | Added |
| Deseret Mutual Benefit Administrators | 5,698 | $935.0K | 0.26% | −1,115−16.4% | Reduced |
| NorthRock Partners, LLC | 5,737 | $941.0K | 0.11% | −314−5.2% | Reduced |
| Rational Advisors LLC | 5,763 | $946.0K | 0.07% | +388+7.2% | Added |
| Cahill Financial Advisors Inc | 5,775 | $948.0K | 0.20% | −196−3.3% | Reduced |
| Duff & Phelps Investment Management Co | 5,775 | $948.0K | 0.01% | 00.0% | Unchanged |
| Flaharty Asset Management, LLC | 5,785 | $949.0K | 0.20% | 00.0% | Unchanged |
| Adviser Investments LLC | 5,787 | $950.0K | 0.07% | +1,403+32.0% | Added |
| Haverford Trust Co | 5,810 | $953.0K | 0.01% | −219−3.6% | Reduced |
| WMS Partners, LLC | 5,835 | $957.0K | 0.13% | +124+2.2% | Added |
| True North Advisors, LLC | 5,844 | $959.0K | 0.31% | 00.0% | Unchanged |
| Sequent Asset Management, LLC | 5,861 | $961.0K | 0.72% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 5,868 | $963.0K | 0.03% | +3,427+140.4% | Added |
| Stonegate Investment Group, LLC | 5,877 | $964.0K | 0.04% | +6+0.1% | Added |
| Graypoint LLC | 5,885 | $966.0K | 0.12% | −173−2.9% | Reduced |
| Citizens Financial Group Inc | 5,903 | $968.0K | 0.04% | +11+0.2% | Added |
| Beaton Management Co. Inc. | 5,903 | $969.0K | 0.73% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 5,913 | $970.0K | 0.15% | +720+13.9% | Added |
| TKG Advisors, LLC | 5,922 | $972.0K | 0.77% | +137+2.4% | Added |
| Investment House LLC | 5,940 | $975.0K | 0.09% | +1,212+25.6% | Added |
| Diversified Trust Co | 5,957 | $977.0K | 0.04% | −2,962−33.2% | Reduced |
| First National Bank Sioux Falls | 5,970 | $979.0K | 1.02% | 00.0% | Unchanged |
| Palumbo Wealth Management LLC | 5,973 | $980.0K | 0.83% | +152+2.6% | Added |
| Cobblestone Capital Advisors LLC | 6,026 | $989.0K | 0.08% | −1,100−15.4% | Reduced |
| United Bank | 6,025 | $989.0K | 0.15% | +850+16.4% | Added |
| St Germain D J Co Inc | 5,550 | $992.0K | 0.07% | 00.0% | Unchanged |
| Bridges Investment Management Inc | 6,050 | $992.0K | 0.04% | +2,000+49.4% | Added |
| Wade G W & Inc | 6,065 | $995.0K | 0.05% | +253+4.4% | Added |
| SlateStone Wealth, LLC | 6,069 | $996.0K | 0.27% | +155+2.6% | Added |
| Delos Wealth Advisors, LLC | 6,077 | $997.0K | 1.19% | −3,319−35.3% | Reduced |
| Amarillo National Bank | 6,073 | $997.0K | 0.23% | +46+0.8% | Added |
| Coastal Investment Advisors, Inc. | 6,096 | $1.00M | 0.26% | +75+1.2% | Added |
| Fort Point Capital Partners LLC | 6,109 | $1.00M | 0.19% | −64−1.0% | Reduced |
| Parsec Financial Management, Inc. | 6,110 | $1.00M | 0.05% | −203−3.2% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,122 | $1.00M | 0.13% | −401−6.1% | Reduced |
| Glen Eagle Advisors, LLC | 6,119 | $1.00M | 0.29% | −674−9.9% | Reduced |
| Douglas Lane & Associates, LLC | 6,146 | $1.01M | 0.02% | −225−3.5% | Reduced |
| Keudell/Morrison Wealth Management | 6,141 | $1.01M | 0.38% | +178+3.0% | Added |
| Greenfield Savings Bank | 6,174 | $1.01M | 0.73% | −81−1.3% | Reduced |
| Titleist Asset Management, Ltd. | 6,182 | $1.01M | 0.24% | −627−9.2% | Reduced |
| WBH Advisory Inc | 6,219 | $1.02M | 0.15% | −47−0.8% | Reduced |
| Mattern Wealth Management LLC | 6,235 | $1.02M | 0.41% | +10+0.2% | Added |
| Essex Savings Bank | 6,261 | $1.03M | 0.41% | +100+1.6% | Added |
| Wolverine Trading, LLC | 6,190 | $1.03M | 0.04% | +6,190 | New |
| Convergence Investment Partners, LLC | 6,297 | $1.03M | 0.67% | +93+1.5% | Added |
| Transamerica Financial Advisors, Inc. | 6,291 | $1.03M | 0.15% | +1,318+26.5% | Added |
| Verdence Capital Advisors LLC | 6,304 | $1.03M | 0.14% | −19−0.3% | Reduced |
| StoneX Group Inc. | 6,332 | $1.04M | 0.14% | +615+10.8% | Added |
| Avitas Wealth Management LLC | 6,344 | $1.04M | 0.24% | −9,427−59.8% | Reduced |
| Grantham, Mayo, Van Otterloo & Co. LLC | 6,366 | $1.04M | 0.01% | −3,400−34.8% | Reduced |
| Private Asset Management Inc | 6,395 | $1.05M | 0.19% | +380+6.3% | Added |
| Ionic Capital Management LLC | 6,400 | $1.05M | 0.26% | +6,400 | New |
| Rothschild Investment Corp | 6,425 | $1.05M | 0.10% | +773+13.7% | Added |
| Siena Capital LLC | 6,433 | $1.05M | 0.69% | +301+4.9% | Added |
| Personal Capital Advisors Corp | 6,455 | $1.06M | 0.01% | +476+8.0% | Added |
| Csenge Advisory Group | 6,453 | $1.06M | 0.09% | +1,592+32.8% | Added |
| Financial Architects, Inc | 6,479 | $1.06M | 0.19% | +238+3.8% | Added |
| River Wealth Advisors LLC | 6,497 | $1.07M | 0.23% | −141−2.1% | Reduced |
| Cigna Investments Inc | 6,511 | $1.07M | 0.24% | −390−5.7% | Reduced |
| Thomas White International Ltd | 6,542 | $1.07M | 0.25% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 6,545 | $1.07M | 0.05% | −174−2.6% | Reduced |
| Eudaimonia Partners, LLC | 6,602 | $1.08M | 0.28% | −6,161−48.3% | Reduced |
| Washington Trust Bank | 6,607 | $1.08M | 0.14% | −1,000−13.1% | Reduced |
| Coastline Trust Co | 6,613 | $1.08M | 0.17% | −250−3.6% | Reduced |
| Covington Capital Management | 6,615 | $1.08M | 0.05% | +6+0.1% | Added |
| Silverlake Wealth Management LLC | 6,617 | $1.09M | 0.74% | +53+0.8% | Added |
| Wilson & Boucher Capital Management, LLC | 6,621 | $1.09M | 1.26% | +200+3.1% | Added |
| Legacy Bridge, LLC | 6,660 | $1.09M | 0.87% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 6,670 | $1.09M | 0.06% | +250+3.9% | Added |
| Guardian Investment Management | 6,687 | $1.10M | 1.12% | 00.0% | Unchanged |
| J.W. Cole Advisors, Inc. | 6,695 | $1.10M | 0.09% | −159−2.3% | Reduced |
| Ar Asset Management Inc | 6,700 | $1.10M | 0.33% | 00.0% | Unchanged |
| Atlantic Trust, LLC | 6,698 | $1.10M | 0.38% | 00.0% | Unchanged |
| Kerrisdale Advisers, LLC | 6,740 | $1.11M | 0.27% | +6,740 | New |
| Integrated Wealth Concepts LLC | 6,757 | $1.11M | 0.04% | −561−7.7% | Reduced |
| Sargent Investment Group, LLC | 6,213 | $1.11M | 0.35% | +620+11.1% | Added |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 6,775 | $1.11M | 0.00% | 00.0% | Unchanged |
| Avantax Planning Partners, Inc. | 6,785 | $1.11M | 0.05% | −10,910−61.7% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.11M | 0.15% | 00.0% | Unchanged |
| Harvest Volatility Management LLC | 6,708 | $1.11M | 0.19% | +308+4.8% | Added |
| Staley Capital Advisers Inc | 6,800 | $1.12M | 0.07% | 00.0% | Unchanged |
| Clarius Group, LLC | 6,807 | $1.12M | 0.11% | +238+3.6% | Added |
| Laurel Wealth Advisors, Inc. | 6,828 | $1.12M | 0.12% | +103+1.5% | Added |
| Toroso Investments, LLC | 6,829 | $1.12M | 0.05% | +232+3.5% | Added |
| Argus Investors' Counsel, Inc. | 6,860 | $1.13M | 1.00% | −2,000−22.6% | Reduced |
| Main Street Research LLC | 6,869 | $1.13M | 0.25% | +132+2.0% | Added |
| Valley Brook Capital Group | 6,930 | $1.14M | 1.24% | +10+0.1% | Added |
| Bragg Financial Advisors, Inc | 6,938 | $1.14M | 0.08% | −341−4.7% | Reduced |
| We Are One Seven, LLC | 6,052 | $1.15M | 0.11% | −1,866−23.6% | Reduced |
| Strategic Financial Services, Inc, | 7,002 | $1.15M | 0.10% | −129−1.8% | Reduced |
| Franklin Street Advisors Inc | 7,000 | $1.15M | 0.12% | 00.0% | Unchanged |
| AIA Group Ltd | 7,018 | $1.15M | 0.08% | +2,060+41.5% | Added |
| Thompson Siegel & Walmsley LLC | 7,036 | $1.15M | 0.02% | 00.0% | Unchanged |
| Oak Asset Management, LLC | 7,069 | $1.16M | 0.56% | +7,069 | New |