Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Duff & Phelps Investment Management Co | 5,775 | $1.03M | 0.01% | 00.0% | Unchanged |
| Arbor Trust Wealth Advisors, LLC | 5,775 | $1.03M | 0.72% | +565+10.8% | Added |
| Founders Financial Alliance, LLC | 5,753 | $1.03M | 0.52% | +2,622+83.7% | Added |
| Trexquant Investment LP | 5,748 | $1.03M | 0.05% | +5,748 | New |
| Baker Tilly Wealth Management, LLC | 5,721 | $1.02M | 0.13% | +19+0.3% | Added |
| StoneX Group Inc. | 5,717 | $1.02M | 0.12% | −582−9.2% | Reduced |
| WMS Partners, LLC | 5,711 | $1.02M | 0.16% | +1,504+35.7% | Added |
| Flputnam Investment Management Co | 5,701 | $1.02M | 0.04% | +1,978+53.1% | Added |
| Symmetry Partners, LLC | 5,683 | $1.02M | 0.07% | −212−3.6% | Reduced |
| Rothschild Investment Corp | 5,652 | $1.01M | 0.09% | +267+5.0% | Added |
| Tempus Wealth Planning, LLC | 5,628 | $1.01M | 0.83% | −18−0.3% | Reduced |
| Penobscot Investment Management Company, Inc. | 5,605 | $1.00M | 0.17% | −50−0.9% | Reduced |
| Comerica Securities,inc. | 5,606 | $1.00M | 0.08% | +293+5.5% | Added |
| Sargent Investment Group, LLC | 5,593 | $1.00M | 0.31% | +815+17.1% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 5,580 | $998.0K | 0.04% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,550 | $992.0K | 0.07% | −34−0.6% | Reduced |
| Nations Financial Group Inc, | 5,551 | $992.0K | 0.13% | +419+8.2% | Added |
| Barber Financial Group, Inc. | 5,533 | $989.0K | 0.16% | +32+0.6% | Added |
| Aureus Asset Management, LLC | 5,505 | $984.0K | 0.08% | −4,179−43.2% | Reduced |
| Van Strum & Towne Inc. | 5,492 | $981.0K | 0.42% | −120−2.1% | Reduced |
| Apollon Wealth Management, LLC | 5,467 | $977.0K | 0.08% | +47+0.9% | Added |
| Qtron Investments LLC | 5,463 | $977.0K | 0.21% | +5,463 | New |
| M Holdings Securities, Inc. | 5,451 | $974.0K | 0.10% | −279−4.9% | Reduced |
| Eastern Bank | 5,453 | $974.0K | 0.05% | +35+0.6% | Added |
| Next Century Growth Investors LLC | 5,446 | $973.0K | 0.13% | −10,785−66.4% | Reduced |
| CFM Wealth Partners LLC | 5,442 | $973.0K | 0.29% | +34+0.6% | Added |
| CPWM, LLC | 5,413 | $968.0K | 0.09% | +6+0.1% | Added |
| Proequities, Inc. | 5,414 | $968.0K | 0.08% | +60+1.1% | Added |
| Independent Financial Group, LLC | 5,394 | $964.3K | 0.10% | −49−0.9% | Reduced |
| Rational Advisors LLC | 5,375 | $961.0K | 0.07% | −994−15.6% | Reduced |
| Garrison Point Advisors, LLC | 5,370 | $960.0K | 0.80% | 00.0% | Unchanged |
| Wolff Financial Management LLC | 5,363 | $959.0K | 0.43% | −50−0.9% | Reduced |
| World Equity Group, Inc. | 5,357 | $957.5K | 0.24% | −619−10.4% | Reduced |
| Cladis Investment Advisory, LLC | 5,333 | $953.3K | 0.95% | −150−2.7% | Reduced |
| Byrne Asset Management LLC | 5,321 | $951.0K | 0.70% | −12−0.2% | Reduced |
| Cozad Asset Management Inc | 5,312 | $950.0K | 0.15% | +2,003+60.5% | Added |
| Howland Capital Management LLC | 5,305 | $948.0K | 0.06% | −40−0.7% | Reduced |
| SOL Capital Management CO | 5,287 | $945.0K | 0.19% | −6−0.1% | Reduced |
| PSI Advisors, LLC | 5,288 | $945.0K | 0.46% | +240+4.8% | Added |
| Institute for Wealth Management, LLC. | 5,283 | $944.0K | 0.19% | 00.0% | Unchanged |
| WD Rutherford LLC | 5,264 | $941.0K | 0.73% | +220+4.4% | Added |
| HM Payson & Co | 5,255 | $939.0K | 0.02% | −47−0.9% | Reduced |
| Schnieders Capital Management LLC | 5,209 | $931.0K | 0.28% | −467−8.2% | Reduced |
| Maven Securities LTD | 5,208 | $931.0K | 0.16% | +2,557+96.5% | Added |
| Dynamic Advisor Solutions LLC | 5,195 | $929.0K | 0.07% | −50−1.0% | Reduced |
| CoreFirst Bank & Trust | 5,190 | $928.0K | 0.73% | +315+6.5% | Added |
| Arkadios Wealth Advisors | 5,193 | $928.0K | 0.14% | +408+8.5% | Added |
| United Bank | 5,175 | $925.0K | 0.14% | 00.0% | Unchanged |
| Quad-Cities Investment Group, LLC | 5,173 | $925.0K | 0.69% | +611+13.4% | Added |
| Gamble Jones Investment Counsel | 5,168 | $924.0K | 0.07% | −2,750−34.7% | Reduced |
| GoalVest Advisory LLC | 5,299 | $921.0K | 0.58% | −105−1.9% | Reduced |
| Parkside Financial Bank & Trust | 5,145 | $919.0K | 0.28% | +3,264+173.5% | Added |
| First Foundation Advisors | 5,129 | $917.0K | 0.04% | −463−8.3% | Reduced |
| Zions Bancorporation, N.A. | 5,111 | $913.0K | 0.09% | +139+2.8% | Added |
| Legacy Wealth Asset Management, LLC | 5,076 | $907.0K | 0.37% | 00.0% | Unchanged |
| Forum Financial Management, LP | 5,032 | $900.0K | 0.05% | +209+4.3% | Added |
| Alaethes Wealth LLC | 5,017 | $897.0K | 0.67% | +4,752+1,793.2% | Added |
| Transamerica Financial Advisors, Inc. | 4,973 | $889.0K | 0.13% | +4,969+124,225.0% | Added |
| Laffer Tengler Investments | 4,968 | $888.1K | 0.31% | −109−2.1% | Reduced |
| Harfst & Associates, Inc. | 4,969 | $888.0K | 0.25% | −2,280−31.5% | Reduced |
| AIA Group Ltd | 4,958 | $886.0K | 0.05% | −904−15.4% | Reduced |
| Princeton Global Asset Management LLC | 4,950 | $885.0K | 0.29% | −360−6.8% | Reduced |
| Pitcairn Co | 4,939 | $883.0K | 0.09% | −77−1.5% | Reduced |
| Good Life Advisors, LLC | 4,927 | $881.0K | 0.12% | −440−8.2% | Reduced |
| Continuum Advisory, LLC | 4,917 | $879.0K | 0.16% | −129−2.6% | Reduced |
| HYA Advisors, Inc | 4,913 | $878.0K | 0.34% | −101−2.0% | Reduced |
| SevenBridge Financial Group, LLC | 4,894 | $875.0K | 0.35% | +209+4.5% | Added |
| Csenge Advisory Group | 4,861 | $869.0K | 0.07% | −641−11.7% | Reduced |
| Kovack Advisors, Inc. | 4,849 | $867.0K | 0.11% | −815−14.4% | Reduced |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 4,847 | $866.0K | 0.05% | +1,231+34.0% | Added |
| Ingalls & Snyder LLC | 4,827 | $863.0K | 0.05% | 00.0% | Unchanged |
| Patriot Investment Management Inc. | 4,816 | $860.0K | 0.08% | +19+0.4% | Added |
| Garde Capital, Inc. | 4,811 | $860.0K | 0.10% | +83+1.8% | Added |
| Davis R M Inc | 4,810 | $860.0K | 0.02% | +245+5.4% | Added |
| IHT Wealth Management, LLC | 4,796 | $857.0K | 0.08% | −56−1.2% | Reduced |
| Sonora Investment Management Group, LLC | 4,797 | $857.0K | 0.08% | +40+0.8% | Added |
| River & Mercantile Asset Management LLP | 4,790 | $856.0K | 0.15% | −500−9.5% | Reduced |
| AGF Investments LLC | 4,789 | $856.0K | 0.08% | +4,066+562.4% | Added |
| Allen Capital Group, LLC | 4,775 | $854.0K | 0.17% | −11−0.2% | Reduced |
| Investment Partners, Ltd. | 4,770 | $853.0K | 0.42% | +6+0.1% | Added |
| Capital Investment Advisory Services, LLC | 4,772 | $853.0K | 0.10% | +120+2.6% | Added |
| RFG Advisory, LLC | 4,589 | $851.0K | 0.05% | +3+0.1% | Added |
| Financial Advocates Investment Management | 4,756 | $850.0K | 0.07% | −5,784−54.9% | Reduced |
| Farmers Trust Co | 4,740 | $847.0K | 0.20% | −45−0.9% | Reduced |
| Investment House LLC | 4,728 | $845.0K | 0.07% | 00.0% | Unchanged |
| Eldridge Investment Advisors, Inc. | 4,712 | $842.0K | 0.32% | 00.0% | Unchanged |
| Summit Financial Group Inc | 4,667 | $835.0K | 0.32% | −180−3.7% | Reduced |
| Robertson Stephens Wealth Management, LLC | 4,673 | $835.0K | 0.08% | −93−2.0% | Reduced |
| Jackson Square Capital, LLC | 4,667 | $834.0K | 0.35% | +50+1.1% | Added |
| Echo Street Capital Management LLC | 4,655 | $832.0K | 0.01% | +40+0.9% | Added |
| Old West Investment Management, LLC | 4,658 | $832.0K | 0.58% | +4,658 | New |
| TRUE Private Wealth Advisors | 4,618 | $825.0K | 0.12% | +532+13.0% | Added |
| Bessemer Securities LLC | 4,603 | $823.0K | 0.29% | 00.0% | Unchanged |
| Trustmark National Bank Trust Department | 4,598 | $822.0K | 0.07% | −164−3.4% | Reduced |
| Seeyond | 4,598 | $821.0K | 0.09% | +814+21.5% | Added |
| Orleans Capital Management Corp | 4,585 | $820.0K | 0.61% | −1,570−25.5% | Reduced |
| Journey Advisory Group, LLC | 4,206 | $820.0K | 0.19% | +901+27.3% | Added |
| Dixon Hubard Feinour & Brown Inc | 4,558 | $815.0K | 0.10% | −152−3.2% | Reduced |
| City State Bank | 4,544 | $812.0K | 0.57% | −47−1.0% | Reduced |
| Westhampton Capital, LLC | 4,525 | $809.0K | 0.57% | 00.0% | Unchanged |