Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2022
Institutional positions in Caterpillar Inc as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,077
- −70 vs. Q1 2022
- Shares held
- 366.7M
- +281.9K (+0.1%) vs. Q1 2022
- Total value
- $65.6B
- −$15.9B (−19.5%) vs. Q1 2022
- New holders
- 115
- 827 more added
- Sold out
- 185
- 797 more reduced
29 institutions that held it in Q1 2022 haven't filed for Q2 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Optimum Investment Advisors | 4,520 | $808.0K | 0.40% | −10−0.2% | Reduced |
| Widmann Financial Services, Inc. | 4,509 | $806.0K | 0.83% | +61+1.4% | Added |
| Am Investment Strategies LLC | 4,487 | $802.0K | 0.28% | 00.0% | Unchanged |
| Ballentine Partners, LLC | 4,476 | $800.0K | 0.03% | −149−3.2% | Reduced |
| Choate Investment Advisors | 4,472 | $800.0K | 0.05% | 00.0% | Unchanged |
| JFS Wealth Advisors, LLC | 4,477 | $800.0K | 0.08% | +103+2.4% | Added |
| Select Asset Management & Trust | 4,472 | $799.0K | 0.86% | 00.0% | Unchanged |
| Vigilant Capital Management, LLC | 4,465 | $798.0K | 0.07% | −10−0.2% | Reduced |
| LexAurum Advisors, LLC | 4,431 | $792.0K | 0.30% | +10+0.2% | Added |
| FinTrust Capital Advisors, LLC | 4,430 | $791.0K | 0.20% | +225+5.4% | Added |
| Cypress Capital Group | 4,420 | $790.0K | 0.12% | +166+3.9% | Added |
| Biltmore Family Office, LLC | 4,412 | $789.0K | 0.20% | −250−5.4% | Reduced |
| High Falls Advisors, Inc | 4,409 | $788.0K | 0.24% | −1,096−19.9% | Reduced |
| Heck Capital Advisors, LLC | 4,398 | $786.2K | 0.16% | −297−6.3% | Reduced |
| Adviser Investments LLC | 4,384 | $784.0K | 0.05% | +20.0% | Added |
| High Net Worth Advisory Group LLC | 4,372 | $782.0K | 0.32% | −245−5.3% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,348 | $777.0K | 0.59% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 4,332 | $775.0K | 0.05% | −4,569−51.3% | Reduced |
| Old Mission Investment Co LLC | 4,324 | $773.0K | 0.34% | +192+4.6% | Added |
| Woodward Diversified Capital, LLC | 4,313 | $771.0K | 0.59% | −24−0.6% | Reduced |
| RS Crum Inc. | 4,305 | $770.0K | 0.39% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 4,300 | $769.0K | 0.02% | 00.0% | Unchanged |
| Polaris Wealth Advisory Group, LLC | 4,286 | $766.0K | 0.06% | +2,534+144.6% | Added |
| Solstein Capital, LLC | 4,269 | $763.0K | 0.58% | 00.0% | Unchanged |
| Birinyi Associates Inc | 4,250 | $760.0K | 0.34% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 4,237 | $757.4K | 0.30% | −6−0.1% | Reduced |
| Cookson Peirce & Co Inc | 4,220 | $754.0K | 0.05% | +4,220 | New |
| West Oak Capital, LLC | 4,215 | $753.0K | 0.40% | −215−4.9% | Reduced |
| Birch Hill Investment Advisors LLC | 4,214 | $753.0K | 0.05% | 00.0% | Unchanged |
| Farmers National Bank | 4,209 | $752.4K | 0.29% | +380+9.9% | Added |
| FourThought Financial, LLC | 4,207 | $752.0K | 0.11% | −140−3.2% | Reduced |
| Navellier & Associates Inc | 4,200 | $751.0K | 0.16% | 00.0% | Unchanged |
| Southeast Asset Advisors Inc. | 4,194 | $750.0K | 0.12% | +8+0.2% | Added |
| Providence First Trust Co | 4,189 | $749.0K | 0.42% | −390−8.5% | Reduced |
| Amussen Hunsaker Associates LLC | 4,193 | $749.0K | 0.21% | −10.0% | Reduced |
| Orion Portfolio Solutions, LLC | 4,185 | $748.0K | 0.03% | +38+0.9% | Added |
| RMB Capital Management, LLC | 4,154 | $743.0K | 0.03% | −6−0.1% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,270 | $742.0K | 0.23% | +20+0.5% | Added |
| Dana Investment Advisors, Inc. | 4,145 | $741.0K | 0.04% | −3,728−47.4% | Reduced |
| Windsor Group LTD | 4,297 | $740.0K | 0.19% | −3,833−47.1% | Reduced |
| Chicago Capital, LLC | 4,135 | $739.0K | 0.04% | 00.0% | Unchanged |
| Meridian Financial Partners LLC | 3,990 | $739.0K | 0.50% | +3,990 | New |
| Fairview Capital Investment Management, LLC | 4,112 | $735.0K | 0.05% | 00.0% | Unchanged |
| Rockland Trust Co | 4,104 | $734.0K | 0.05% | 00.0% | Unchanged |
| Mayflower Financial Advisors, LLC | 4,070 | $728.0K | 0.11% | −10.0% | Reduced |
| IVC Wealth Advisors LLC | 4,067 | $727.0K | 0.56% | −23−0.6% | Reduced |
| Gilbert & Cook, Inc. | 4,069 | $727.0K | 0.13% | +147+3.7% | Added |
| Insight Advisors, LLC | 3,987 | $726.0K | 0.25% | −604−13.2% | Reduced |
| Sound View Wealth Advisors Group, LLC | 4,054 | $725.0K | 0.15% | +1,228+43.5% | Added |
| Bridges Investment Management Inc | 4,050 | $724.0K | 0.03% | 00.0% | Unchanged |
| Washington Trust Co | 4,042 | $723.0K | 0.03% | +18+0.4% | Added |
| Cordasco Financial Network | 4,034 | $721.0K | 0.52% | +160+4.1% | Added |
| Puzo Michael J | 4,025 | $720.0K | 0.26% | 00.0% | Unchanged |
| Creegan & Nassoura Financial Group, LLC | 4,020 | $719.0K | 0.60% | −55−1.3% | Reduced |
| Montis Financial, LLC | 4,011 | $717.0K | 0.67% | −5−0.1% | Reduced |
| Field & Main Bank | 4,013 | $717.0K | 0.46% | +483+13.7% | Added |
| Stratos Wealth Advisors, LLC | 4,003 | $716.0K | 0.06% | +169+4.4% | Added |
| Telos Capital Management, Inc. | 3,998 | $715.0K | 0.11% | −15−0.4% | Reduced |
| Saybrook Capital | 4,000 | $715.0K | 0.23% | 00.0% | Unchanged |
| Live Oak Private Wealth LLC | 3,981 | $712.0K | 0.15% | +900+29.2% | Added |
| Cim Investment Mangement Inc | 3,976 | $711.0K | 0.30% | −21−0.5% | Reduced |
| Werlinich Asset Management, LLC | 3,975 | $710.6K | 0.66% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 3,964 | $709.0K | 0.11% | +20+0.5% | Added |
| Gradient Investments LLC | 3,961 | $708.0K | 0.02% | +25+0.6% | Added |
| Texas Capital Bancshares Inc | 3,948 | $706.0K | 0.53% | 00.0% | Unchanged |
| Patten & Patten Inc | 3,947 | $706.0K | 0.06% | +476+13.7% | Added |
| Argent Advisors, Inc. | 3,939 | $704.0K | 0.40% | −310−7.3% | Reduced |
| Total Clarity Wealth Management, Inc. | 3,937 | $704.0K | 0.36% | −228−5.5% | Reduced |
| Norwood Financial Corp | 3,930 | $703.0K | 1.20% | 00.0% | Unchanged |
| Penobscot Wealth Management | 3,935 | $703.0K | 0.69% | +96+2.5% | Added |
| WealthTrust Asset Management, LLC | 3,932 | $703.0K | 0.66% | +3,932 | New |
| Aspen Investment Management Inc | 3,927 | $702.0K | 0.44% | −10.0% | Reduced |
| Lindbrook Capital, LLC | 3,908 | $699.0K | 0.12% | +258+7.1% | Added |
| BancorpSouth Bank | 3,895 | $696.0K | 0.10% | −278−6.7% | Reduced |
| Harbour Investments, Inc. | 3,880 | $694.0K | 0.05% | +3,880 | New |
| Lantz Financial LLC | 3,878 | $693.0K | 0.31% | −299−7.2% | Reduced |
| SNS Financial Group, LLC | 3,865 | $691.0K | 0.09% | +23+0.6% | Added |
| Gladstone Institutional Advisory LLC | 3,868 | $691.0K | 0.05% | +144+3.9% | Added |
| ZWJ Investment Counsel Inc | 3,861 | $690.0K | 0.04% | +2,330+152.2% | Added |
| Grandview Asset Management LLC | 3,855 | $689.0K | 0.39% | −783−16.9% | Reduced |
| Hudson Valley Investment Advisors Inc | 3,856 | $689.0K | 0.11% | −100−2.5% | Reduced |
| DMG Group, LLC | 3,856 | $688.0K | 0.81% | +601+18.5% | Added |
| Hancock Whitney Corp | 3,835 | $686.0K | 0.03% | −126−3.2% | Reduced |
| Xcel Wealth Management, LLC | 3,835 | $686.0K | 0.25% | +10.0% | Added |
| Change Path, LLC | 3,835 | $685.0K | 0.04% | −3,338−46.5% | Reduced |
| CRA Financial Services, LLC | 3,832 | $685.0K | 0.23% | −600−13.5% | Reduced |
| Credit Agricole S A | 3,826 | $685.0K | 0.03% | −346−8.3% | Reduced |
| Horizon Wealth Management, LLC | 3,816 | $682.0K | 0.28% | +15+0.4% | Added |
| Courier Capital LLC | 3,811 | $681.0K | 0.08% | +10.0% | Added |
| Hennion & Walsh Asset Management, Inc. | 3,807 | $681.0K | 0.04% | +256+7.2% | Added |
| US Asset Management LLC | 3,802 | $680.0K | 0.75% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 3,800 | $679.0K | 0.14% | 00.0% | Unchanged |
| Aire Advisors, LLC | 3,780 | $679.0K | 0.24% | +2,833+299.2% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 3,790 | $678.0K | 0.04% | +345+10.0% | Added |
| Ancora Advisors, LLC | 3,784 | $677.0K | 0.02% | +50+1.3% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 3,417 | $677.0K | 0.17% | +83+2.5% | Added |
| Montecito Bank & Trust | 3,776 | $675.0K | 0.16% | +35+0.9% | Added |
| Menard Financial Group LLC | 3,769 | $674.0K | 1.10% | −109−2.8% | Reduced |
| Morse Asset Management, Inc | 3,769 | $674.0K | 0.22% | +795+26.7% | Added |
| Source Financial Advisors LLC | 3,761 | $672.0K | 0.26% | −26−0.7% | Reduced |