Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Walled Lake Planning & Wealth Management, LLC | 0 | $0 | 0.00% | −15,319−100.0% | Sold out |
| HAP Trading, LLC | 0 | $0 | 0.00% | −13,143−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −11,523−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −11,497−100.0% | Sold out |
| Cornercap Investment Counsel Inc | 0 | $0 | 0.00% | −11,443−100.0% | Sold out |
| Albar Capital Ltd | 0 | $0 | 0.00% | −11,353−100.0% | Sold out |
| La Financiere de L'Echiquier | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Agf Investments Inc. | 0 | $0 | 0.00% | −8,456−100.0% | Sold out |
| Pensionfund DSM Netherlands | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Cowen and Company, LLC | 0 | $0 | 0.00% | −7,241−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −6,492−100.0% | Sold out |
| Fosun International Ltd | 0 | $0 | 0.00% | −5,810−100.0% | Sold out |
| Jefferies Group LLC | 0 | $0 | 0.00% | −5,500−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −5,375−100.0% | Sold out |
| Stevens Capital Management LP | 0 | $0 | 0.00% | −4,832−100.0% | Sold out |
| Spectrum Asset Management, Inc. (NB/CA) | 0 | $0 | 0.00% | −4,810−100.0% | Sold out |
| MBB Public Markets I LLC | 0 | $0 | 0.00% | −4,682−100.0% | Sold out |
| Old West Investment Management, LLC | 0 | $0 | 0.00% | −4,458−100.0% | Sold out |
| Norris Financial Group, LLC | 0 | $0 | 0.00% | −4,441−100.0% | Sold out |
| Hancock Whitney Investment Services Inc. | 0 | $0 | 0.00% | −4,316−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −4,263−100.0% | Sold out |
| Souders Financial Advisors | 0 | $0 | 0.00% | −3,826−100.0% | Sold out |
| Golden Green, Inc. | 0 | $0 | 0.00% | −3,819−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −3,739−100.0% | Sold out |
| Engine No. 1 LLC | 0 | $0 | 0.00% | −3,703−100.0% | Sold out |
| Cutter & CO Brokerage, Inc. | 0 | $0 | 0.00% | −3,676−100.0% | Sold out |
| Capital One Financial Corp | 0 | $0 | 0.00% | −3,638−100.0% | Sold out |
| Meridian Financial Partners LLC | 0 | $0 | 0.00% | −3,367−100.0% | Sold out |
| Requisite Capital Management, LLC | 0 | $0 | 0.00% | −3,202−100.0% | Sold out |
| NWK Group, Inc. | 0 | $0 | 0.00% | −3,191−100.0% | Sold out |
| Affiance Financial, LLC | 0 | $0 | 0.00% | −3,110−100.0% | Sold out |
| Investors Financial Group, LLC | 0 | $0 | 0.00% | −3,107−100.0% | Sold out |
| Harvest Investment Services, LLC | 0 | $0 | 0.00% | −2,862−100.0% | Sold out |
| Sound Financial Strategies Group, LLC | 0 | $0 | 0.00% | −2,801−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −2,654−100.0% | Sold out |
| LSV Asset Management | 0 | $0 | 0.00% | −2,600−100.0% | Sold out |
| Barings LLC | 0 | $0 | 0.00% | −2,517−100.0% | Sold out |
| Van Cleef Asset Management,Inc | 0 | $0 | 0.00% | −2,370−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −2,327−100.0% | Sold out |
| Astrantus Ltd | 0 | $0 | 0.00% | −2,300−100.0% | Sold out |
| Healthcare of Ontario Pension Plan Trust Fund | 0 | $0 | 0.00% | −2,271−100.0% | Sold out |
| Pluribus Labs, LLC | 0 | $0 | 0.00% | −2,254−100.0% | Sold out |
| Vahanian & Associates Financial Planning Inc. | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| Rockwood Wealth Management, LLC | 0 | $0 | 0.00% | −2,147−100.0% | Sold out |
| Mosaic Advisors LLC | 0 | $0 | 0.00% | −1,890−100.0% | Sold out |
| Independent Solutions Wealth Management, LLC | 0 | $0 | 0.00% | −1,864−100.0% | Sold out |
| NuWave Investment Management, LLC | 0 | $0 | 0.00% | −1,717−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −1,567−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −1,557−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −1,550−100.0% | Sold out |
| Graham Capital Management, L.P. | 0 | $0 | 0.00% | −1,527−100.0% | Sold out |
| Industrial Alliance Investment Management Inc. | 0 | $0 | 0.00% | −1,524−100.0% | Sold out |
| Castle Rock Wealth Management, LLC | 0 | $0 | 0.00% | −1,356−100.0% | Sold out |
| BCS Wealth Management | 0 | $0 | 0.00% | −1,395−100.0% | Sold out |
| Eudaimonia Advisors LLC | 0 | $0 | 0.00% | −1,341−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −1,318−100.0% | Sold out |
| Northstar Asset Management LLC | 0 | $0 | 0.00% | −1,300−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −1,297−100.0% | Sold out |
| Gyon Technologies Capital Management, LP | 0 | $0 | 0.00% | −1,276−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −1,234−100.0% | Sold out |
| DCM Advisors, LLC | 0 | $0 | 0.00% | −1,225−100.0% | Sold out |
| Chemistry Wealth Management LLC | 0 | $0 | 0.00% | −1,220−100.0% | Sold out |
| Winning Points Advisors, LLC | 0 | $0 | 0.00% | −1,830−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −1,160−100.0% | Sold out |
| BlueCrest Capital Management Ltd | 0 | $0 | 0.00% | −1,154−100.0% | Sold out |
| CFO4Life Group, LLC | 0 | $0 | 0.00% | −1,153−100.0% | Sold out |
| Platte River Wealth Advisors, LLC | 0 | $0 | 0.00% | −1,070−100.0% | Sold out |
| Eubel Brady & Suttman Asset Management Inc | 0 | $0 | 0.00% | −1,120−100.0% | Sold out |
| Capstone Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,120−100.0% | Sold out |
| RDA Financial Network | 0 | $0 | 0.00% | −1,103−100.0% | Sold out |
| Vista Finance, LLC | 0 | $0 | 0.00% | −1,086−100.0% | Sold out |
| Morningstar Investment Services LLC | 0 | $0 | 0.00% | −1,076−100.0% | Sold out |
| ACG Wealth | 0 | $0 | 0.00% | −1,057−100.0% | Sold out |
| Main Street Financial Solutions, LLC | 0 | $0 | 0.00% | −1,025−100.0% | Sold out |
| Ascent Group, LLC | 0 | $0 | 0.00% | −979−100.0% | Sold out |
| Azzad Asset Management Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Arlington Financial Advisors, LLC | 0 | $0 | 0.00% | −975−100.0% | Sold out |
| Tower Wealth Partners, Inc. | 0 | $0 | 0.00% | −975−100.0% | Sold out |
| Petrus Trust Company, LTA | 0 | $0 | 0.00% | −968−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −915−100.0% | Sold out |
| Austin Private Wealth, LLC | 0 | $0 | 0.00% | −738−100.0% | Sold out |
| Amplius Wealth Advisors, LLC | 0 | $0 | 0.00% | −727−100.0% | Sold out |
| WFA of San Diego, LLC | 0 | $0 | 0.00% | −581−100.0% | Sold out |
| KRS Capital Management, LLC | 0 | $0 | 0.00% | −575−100.0% | Sold out |
| Kenfarb & Co. | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −453−100.0% | Sold out |
| Old North State Trust, LLC | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −375−100.0% | Sold out |
| Equitec Proprietary Markets, LLC | 0 | $0 | 0.00% | −347−100.0% | Sold out |
| Outfitter Financial LLC | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| Ahl Investment Management, Inc. | 0 | $0 | 0.00% | −350−100.0% | Sold out |
| Core Wealth Advisors, Inc. | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Masso Torrence Wealth Management Inc. | 0 | $0 | 0.00% | −236−100.0% | Sold out |
| Neo Ivy Capital Management | 0 | $0 | 0.00% | −231−100.0% | Sold out |
| RWM Asset Management, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |
| IronBridge Private Wealth, LLC | 0 | $0 | 0.00% | −163−100.0% | Sold out |
| CKW Financial Group | 0 | $0 | 0.00% | −147−100.0% | Sold out |
| Ford Financial Group, LLC | 0 | $0 | 0.00% | −117−100.0% | Sold out |
| WestEnd Advisors, LLC | 0 | $0 | 0.00% | −116−100.0% | Sold out |
| Elmwood Wealth Management, Inc. | 0 | $0 | 0.00% | −110−100.0% | Sold out |