Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q1 2022
Institutional positions in Caterpillar Inc as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,176
- +42 vs. Q4 2021
- Shares held
- 368.8M
- +6.72M (+1.9%) vs. Q4 2021
- Total value
- $82.0B
- +$7.15B (+9.5%) vs. Q4 2021
- New holders
- 178
- 956 more added
- Sold out
- 136
- 714 more reduced
27 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Checchi Capital Advisers, LLC | 5,979 | $1.33M | 0.14% | +570+10.5% | Added |
| NorthRock Partners, LLC | 5,984 | $1.33M | 0.12% | +1,277+27.1% | Added |
| American National Insurance Co | 6,000 | $1.34M | 0.36% | −1,340−18.3% | Reduced |
| Jaffetilchin Investment Partners, LLC | 6,591 | $1.34M | 0.16% | +303+4.8% | Added |
| Citizens Financial Group Inc | 6,016 | $1.34M | 0.05% | −1,297−17.7% | Reduced |
| Brookfield Asset Management Inc. | 6,012 | $1.34M | 0.01% | +6,012 | New |
| Lavaca Capital LLC | 6,020 | $1.34M | 0.57% | −3,500−36.8% | Reduced |
| Pathstone Family Office, LLC | 5,985 | $1.35M | 0.03% | −822−12.1% | Reduced |
| We Are One Seven, LLC | 6,138 | $1.37M | 0.15% | +230+3.9% | Added |
| Silverlake Wealth Management LLC | 6,151 | $1.37M | 0.78% | +638+11.6% | Added |
| Orleans Capital Management Corp | 6,155 | $1.37M | 0.85% | +330+5.7% | Added |
| Deseret Mutual Benefit Administrators | 6,185 | $1.38M | 0.28% | −896−12.7% | Reduced |
| Tiemann Investment Advisors, LLC | 6,198 | $1.38M | 0.64% | −25−0.4% | Reduced |
| Essex Savings Bank | 6,218 | $1.39M | 0.46% | −29−0.5% | Reduced |
| Mattern Wealth Management LLC | 6,225 | $1.39M | 0.45% | −6−0.1% | Reduced |
| WBH Advisory Inc | 6,549 | $1.39M | 0.17% | −400−5.8% | Reduced |
| Fort Pitt Capital Group, LLC | 6,241 | $1.39M | 0.05% | −537−7.9% | Reduced |
| Parsec Financial Management, Inc. | 6,263 | $1.40M | 0.06% | +3,500+126.7% | Added |
| StoneX Group Inc. | 6,299 | $1.40M | 0.11% | +1,352+27.3% | Added |
| Rational Advisors LLC | 6,369 | $1.42M | 0.08% | −2,483−28.1% | Reduced |
| Cahill Financial Advisors Inc | 6,385 | $1.42M | 0.27% | +129+2.1% | Added |
| RNC Capital Management LLC | 6,405 | $1.43M | 0.07% | +1,315+25.8% | Added |
| Fort Point Capital Partners LLC | 6,450 | $1.44M | 0.22% | +35+0.5% | Added |
| Maltin Wealth Management, Inc. | 6,455 | $1.44M | 0.95% | +1,888+41.3% | Added |
| Affinity Investment Advisors, LLC | 6,482 | $1.44M | 0.59% | +6,482 | New |
| Boston Private Wealth LLC | 6,491 | $1.45M | 0.02% | +301+4.9% | Added |
| Winton Group Ltd | 6,494 | $1.45M | 0.08% | −4,007−38.2% | Reduced |
| Wintrust Investments LLC | 6,496 | $1.45M | 0.14% | +650+11.1% | Added |
| Franklin Street Advisors Inc | 6,522 | $1.45M | 0.12% | +22+0.3% | Added |
| Thomas White International Ltd | 6,542 | $1.46M | 0.24% | 00.0% | Unchanged |
| RE Dickinson Investment Advisors, LLC | 6,542 | $1.46M | 0.99% | 00.0% | Unchanged |
| Great Valley Advisor Group, Inc. | 6,775 | $1.46M | 0.09% | +109+1.6% | Added |
| NVWM, LLC | 6,559 | $1.46M | 0.46% | +5,959+993.2% | Added |
| Stone Point Wealth LLC | 6,680 | $1.47M | 0.82% | +2,034+43.8% | Added |
| Wilson & Boucher Capital Management, LLC | 6,621 | $1.48M | 1.34% | +250+3.9% | Added |
| Legacy Bridge, LLC | 6,660 | $1.48M | 0.87% | 00.0% | Unchanged |
| Haverford Trust Co | 6,658 | $1.48M | 0.02% | +893+15.5% | Added |
| Titleist Asset Management, Ltd. | 6,669 | $1.49M | 0.30% | +3,246+94.8% | Added |
| Southern Capital Advisors, LLC | 6,693 | $1.49M | 1.02% | −39−0.6% | Reduced |
| Atlantic Trust, LLC | 6,698 | $1.49M | 0.99% | 00.0% | Unchanged |
| Smith, Moore & Co. | 6,711 | $1.50M | 0.20% | −4−0.1% | Reduced |
| AMG National Trust Bank | 6,747 | $1.50M | 0.05% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 6,750 | $1.50M | 0.02% | +10.0% | Added |
| Hilton Capital Management, LLC | 6,783 | $1.51M | 0.16% | 00.0% | Unchanged |
| Confluence Wealth Services, Inc. | 6,790 | $1.51M | 0.55% | −59−0.9% | Reduced |
| Horizon Kinetics Asset Management LLC | 6,793 | $1.51M | 0.03% | +175+2.6% | Added |
| Ar Asset Management Inc | 6,800 | $1.51M | 0.38% | 00.0% | Unchanged |
| Staley Capital Advisers Inc | 6,800 | $1.51M | 0.08% | 00.0% | Unchanged |
| BCM Advisors, LLC | 7,000 | $1.52M | 0.40% | 00.0% | Unchanged |
| DFPG Investments, LLC | 6,653 | $1.53M | 0.60% | +1,404+26.7% | Added |
| Diamant Asset Management, Inc. | 6,875 | $1.53M | 1.17% | −300−4.2% | Reduced |
| Parallel Advisors, LLC | 6,891 | $1.54M | 0.06% | −8−0.1% | Reduced |
| Epoch Investment Partners, Inc. | 6,896 | $1.54M | 0.01% | +6,896 | New |
| Graypoint LLC | 6,907 | $1.54M | 0.15% | +1,634+31.0% | Added |
| MidWestOne Financial Group, Inc. | 6,922 | $1.54M | 0.33% | −117−1.7% | Reduced |
| HBK Sorce Advisory LLC | 6,945 | $1.55M | 0.08% | −3,227−31.7% | Reduced |
| Coastline Trust Co | 6,995 | $1.56M | 0.19% | +90+1.3% | Added |
| Capital Wealth Planning, LLC | 7,000 | $1.56M | 0.03% | −798,899−99.1% | Reduced |
| Investors Asset Management of Georgia Inc | 7,010 | $1.56M | 0.79% | 00.0% | Unchanged |
| Main Street Research LLC | 7,015 | $1.56M | 0.15% | −107−1.5% | Reduced |
| CAPROCK Group, Inc. | 7,013 | $1.56M | 0.15% | +110+1.6% | Added |
| Gables Capital Management Inc. | 7,050 | $1.57M | 0.99% | 00.0% | Unchanged |
| Oak Asset Management, LLC | 7,076 | $1.58M | 0.62% | −6−0.1% | Reduced |
| Valley Brook Capital Group | 7,080 | $1.58M | 1.36% | +615+9.5% | Added |
| Thompson Siegel & Walmsley LLC | 7,136 | $1.59M | 0.02% | +943+15.2% | Added |
| Cross Staff Investments Inc | 7,163 | $1.60M | 1.48% | 00.0% | Unchanged |
| Change Path, LLC | 7,173 | $1.60M | 0.08% | +3,626+102.2% | Added |
| Centaurus Financial, Inc. | 7,193 | $1.60M | 0.13% | +950+15.2% | Added |
| Papp L Roy & Associates | 7,210 | $1.61M | 0.20% | +15+0.2% | Added |
| Bahl & Gaynor Inc | 7,218 | $1.61M | 0.01% | −232−3.1% | Reduced |
| Strategic Financial Services, Inc, | 7,236 | $1.61M | 0.12% | −117−1.6% | Reduced |
| WealthPLAN Partners, LLC | 7,665 | $1.61M | 0.11% | +68+0.9% | Added |
| WealthPlan Investment Management, LLC | 7,665 | $1.61M | 0.11% | +7,665 | New |
| Harfst & Associates, Inc. | 7,249 | $1.61M | 0.38% | +576+8.6% | Added |
| Burleson & Company, LLC | 7,289 | $1.62M | 0.26% | +53+0.7% | Added |
| WR Wealth Planners, LLC | 7,363 | $1.64M | 0.98% | +7,363 | New |
| Everett Harris & Co | 7,364 | $1.64M | 0.02% | +1,662+29.1% | Added |
| Meeder Asset Management Inc | 7,367 | $1.64M | 0.08% | +156+2.2% | Added |
| J.W. Cole Advisors, Inc. | 7,382 | $1.65M | 0.11% | −363−4.7% | Reduced |
| Washington Trust Bank | 7,383 | $1.65M | 0.19% | −30.0% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 7,384 | $1.65M | 0.06% | +3,734+102.3% | Added |
| Bragg Financial Advisors, Inc | 7,411 | $1.65M | 0.10% | −490−6.2% | Reduced |
| Schechter Investment Advisors, LLC | 7,413 | $1.65M | 0.15% | +323+4.6% | Added |
| Versor Investments LP | 7,425 | $1.65M | 0.06% | +525+7.6% | Added |
| ARGI Investment Services, LLC | 7,442 | $1.66M | 0.05% | +1,149+18.3% | Added |
| First Dallas Securities Inc. | 7,455 | $1.66M | 0.94% | +632+9.3% | Added |
| Tudor Investment Corp Et Al | 7,488 | $1.67M | 0.04% | +7,488 | New |
| United Community Bank | 7,487 | $1.67M | 1.67% | +337+4.7% | Added |
| Icon Advisers Inc | 7,525 | $1.68M | 0.29% | +7,525 | New |
| Quest Investment Management LLC | 7,588 | $1.69M | 0.16% | 00.0% | Unchanged |
| Two Sigma Securities, LLC | 7,616 | $1.70M | 0.24% | +3,040+66.4% | Added |
| Mairs & Power Inc | 7,620 | $1.70M | 0.02% | +300+4.1% | Added |
| Cambridge Trust Co | 7,622 | $1.70M | 0.06% | +128+1.7% | Added |
| Atlas Brown,Inc. | 7,658 | $1.71M | 0.70% | −102−1.3% | Reduced |
| D. Scott Neal, Inc. | 7,661 | $1.71M | 0.68% | 00.0% | Unchanged |
| Delos Wealth Advisors, LLC | 7,693 | $1.71M | 1.69% | +802+11.6% | Added |
| Ashton Thomas Private Wealth, LLC | 7,723 | $1.72M | 0.15% | +3,366+77.3% | Added |
| Columbia Trust Co 01012016 | 7,587 | $1.73M | 0.81% | −704−8.5% | Reduced |
| South Dakota Investment Council | 7,775 | $1.73M | 0.03% | −5,970−43.4% | Reduced |
| Probity Advisors, Inc. | 7,783 | $1.73M | 0.36% | −339−4.2% | Reduced |