Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sippican Capital Advisors | 2,800 | $579.0K | 0.49% | 00.0% | Unchanged |
| Peavine Capital, LLC | 2,800 | $579.0K | 0.11% | 00.0% | Unchanged |
| MPS Loria Financial Planners, LLC | 2,808 | $580.0K | 0.24% | −196−6.5% | Reduced |
| Meadow Creek Wealth Advisors LLC | 2,820 | $583.0K | 0.55% | +2,820 | New |
| Mechanics Bank Trust Department | 2,828 | $585.0K | 0.09% | 00.0% | Unchanged |
| Ballast, Inc. | 2,833 | $585.0K | 0.23% | +2,833 | New |
| Quadrant Capital Group LLC | 2,836 | $586.0K | 0.07% | −110−3.7% | Reduced |
| VeraBank, N.A. | 2,835 | $586.0K | 0.30% | 00.0% | Unchanged |
| Old Second National Bank of Aurora | 3,219 | $588.0K | 0.17% | +694+27.5% | Added |
| Kozak & Associates, Inc. | 2,778 | $588.0K | 0.38% | +763+37.9% | Added |
| Martin Capital Advisors, LLP | 2,845 | $588.0K | 0.36% | +2,845 | New |
| Fulton Bank, N.A. | 2,850 | $589.0K | 0.03% | −266−8.5% | Reduced |
| Virtue Capital Management, LLC | 2,852 | $590.0K | 0.09% | −275−8.8% | Reduced |
| Harvest Investment Services, LLC | 2,862 | $591.0K | 0.25% | −101−3.4% | Reduced |
| Pendal Group Limited | 2,870 | $593.0K | 0.00% | −5,895−67.3% | Reduced |
| First Command Bank | 3,085 | $593.0K | 0.10% | 00.0% | Unchanged |
| Gladstone Institutional Advisory LLC | 2,869 | $593.0K | 0.05% | +115+4.2% | Added |
| Eagle Bluffs Wealth Management LLC | 2,869 | $593.0K | 0.62% | +2,869 | New |
| CWA Asset Management Group, LLC | 2,871 | $594.0K | 0.04% | +14+0.5% | Added |
| Gray Wealth Management Inc. | 2,876 | $595.0K | 0.30% | +97+3.5% | Added |
| Silicon Hills Wealth Management, LLC | 2,899 | $599.0K | 0.37% | 00.0% | Unchanged |
| HCR Wealth Advisors | 2,901 | $600.0K | 0.09% | +54+1.9% | Added |
| Abacus Planning Group, Inc. | 2,908 | $601.0K | 0.16% | +160+5.8% | Added |
| Evergreen Capital Management LLC | 2,915 | $603.0K | 0.02% | +685+30.7% | Added |
| Diligent Investors, LLC | 2,920 | $604.0K | 0.17% | +628+27.4% | Added |
| Lion Street Advisors, LLC | 2,926 | $605.0K | 0.30% | −3−0.1% | Reduced |
| 55I, LLC | 2,928 | $605.0K | 0.02% | +182+6.6% | Added |
| Wealthspan Partners, LLC | 2,927 | $605.0K | 0.53% | +2,927 | New |
| Steigerwald, Gordon & Koch Inc. | 2,936 | $607.0K | 0.09% | −40−1.3% | Reduced |
| Intercontinental Wealth Advisors, LLC | 2,936 | $607.0K | 0.13% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 2,952 | $610.0K | 0.06% | +404+15.9% | Added |
| LexAurum Advisors, LLC | 2,955 | $611.0K | 0.20% | −164−5.3% | Reduced |
| Live Oak Private Wealth LLC | 2,955 | $611.0K | 0.11% | −4−0.1% | Reduced |
| Marble Harbor Investment Counsel, LLC | 2,954 | $611.0K | 0.07% | +100+3.5% | Added |
| DuPont Capital Management Corp | 2,964 | $613.0K | 0.02% | −2,171−42.3% | Reduced |
| Arete Wealth Advisors, LLC | 2,966 | $614.0K | 0.05% | −412−12.2% | Reduced |
| CNB Bank | 2,968 | $614.0K | 0.34% | −140−4.5% | Reduced |
| Reynders McVeigh Capital Management, LLC | 2,968 | $614.0K | 0.03% | −72−2.4% | Reduced |
| Girard Partners Ltd. | 2,985 | $617.0K | 0.07% | +101+3.5% | Added |
| Well Done, LLC | 2,985 | $617.0K | 0.12% | +2,985 | New |
| Nicolet Bankshares Inc | 2,989 | $618.0K | 0.14% | 00.0% | Unchanged |
| Delphia (USA) Inc. | 2,992 | $619.0K | 0.66% | +2,992 | New |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $620.0K | 0.19% | 00.0% | Unchanged |
| NN Investment Partners Holdings N.V. | 3,000 | $620.0K | 0.00% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $620.0K | 0.26% | 00.0% | Unchanged |
| Clear Perspective Advisors, LLC | 3,013 | $623.0K | 0.19% | +960+46.8% | Added |
| Stonebridge Capital Advisors LLC | 3,021 | $625.0K | 0.07% | −177−5.5% | Reduced |
| Sweet Financial Partners, LLC | 3,021 | $625.0K | 0.26% | +3,021 | New |
| Strategic Blueprint, LLC | 3,028 | $626.0K | 0.08% | +344+12.8% | Added |
| Tiedemann Advisors, LLC | 3,047 | $631.0K | 0.03% | +5+0.2% | Added |
| Northstar Group, Inc. | 3,056 | $632.0K | 0.15% | 00.0% | Unchanged |
| Seeyond | 3,062 | $633.0K | 0.06% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 3,063 | $633.0K | 0.10% | +60+2.0% | Added |
| 626 Financial, LLC | 3,078 | $636.0K | 0.39% | +3,078 | New |
| Keb Asset Management, LLC | 3,079 | $637.0K | 0.41% | +3,079 | New |
| Perigon Wealth Management, LLC | 3,087 | $638.0K | 0.05% | +205+7.1% | Added |
| Quadrant Private Wealth Management, LLC | 3,090 | $639.0K | 0.24% | −20−0.6% | Reduced |
| Investors Financial Group, LLC | 3,107 | $642.0K | 0.30% | +621+25.0% | Added |
| Founders Financial Alliance, LLC | 3,109 | $643.0K | 0.26% | −23−0.7% | Reduced |
| Affiance Financial, LLC | 3,110 | $643.0K | 0.27% | 00.0% | Unchanged |
| Somerville Kurt F | 3,110 | $643.0K | 0.09% | +65+2.1% | Added |
| Total Clarity Wealth Management, Inc. | 3,111 | $643.0K | 0.29% | +72+2.4% | Added |
| Journey Advisory Group, LLC | 3,121 | $645.0K | 0.18% | −220−6.6% | Reduced |
| Mission Wealth Management, LP | 3,132 | $648.0K | 0.03% | +192+6.5% | Added |
| Warren Averett Asset Management, LLC | 3,225 | $649.0K | 0.06% | −579−15.2% | Reduced |
| Willow Creek Wealth Management Inc. | 3,142 | $650.0K | 0.13% | 00.0% | Unchanged |
| XML Financial, LLC | 3,142 | $650.0K | 0.08% | +230+7.9% | Added |
| Pinnacle Wealth Management Advisory Group, LLC | 3,148 | $651.0K | 0.11% | +1,434+83.7% | Added |
| Founders Financial Securities LLC | 3,160 | $653.0K | 0.12% | +360+12.9% | Added |
| Archer Investment Corp | 3,168 | $654.9K | 0.22% | +216+7.3% | Added |
| CMG Global Holdings, LLC | 3,167 | $655.0K | 0.42% | −30−0.9% | Reduced |
| Woodmont Investment Counsel LLC | 3,170 | $655.0K | 0.08% | +3,170 | New |
| Kaizen Financial Strategies | 3,172 | $656.0K | 0.49% | −1,111−25.9% | Reduced |
| Harvest Volatility Management LLC | 3,173 | $656.0K | 0.03% | +3,173 | New |
| South State Corp. | 3,187 | $658.0K | 0.05% | +434+15.8% | Added |
| Pathway Financial Advisors LLC | 3,263 | $658.0K | 0.23% | +3,263 | New |
| Cardiff Park Advisors, LLC | 3,184 | $658.0K | 0.09% | +3,184 | New |
| Transcend Wealth Collective, LLC | 3,188 | $659.0K | 0.06% | +659+26.1% | Added |
| NWK Group, Inc. | 3,191 | $660.0K | 0.24% | +171+5.7% | Added |
| Parcion Private Wealth LLC | 2,896 | $662.0K | 0.06% | −1,362−32.0% | Reduced |
| Requisite Capital Management, LLC | 3,202 | $662.0K | 0.21% | +750+30.6% | Added |
| Covington Capital Management | 3,206 | $663.0K | 0.02% | +450+16.3% | Added |
| Legg Mason Asset Management (Japan) Co., Ltd. | 3,206 | $663.0K | 0.73% | +3,206 | New |
| International Assets Investment Management, LLC | 3,212 | $664.0K | 0.12% | −59−1.8% | Reduced |
| Vectors Research Management, LLC | 3,218 | $665.0K | 0.14% | +229+7.7% | Added |
| HNP Capital LLC | 3,218 | $665.0K | 0.15% | +229+7.7% | Added |
| Carnegie Capital Asset Management, LLC | 3,242 | $670.0K | 0.02% | +835+34.7% | Added |
| Rollins Financial | 3,243 | $670.0K | 0.19% | +3,243 | New |
| Cape Cod Five Cents Savings Bank | 3,247 | $671.0K | 0.06% | −13−0.4% | Reduced |
| Retirement Planning Co of New England, Inc. | 3,253 | $672.0K | 0.33% | +3,253 | New |
| Ironwood Investment Counsel, LLC | 3,270 | $676.0K | 0.15% | −58−1.7% | Reduced |
| King Wealth | 3,270 | $676.0K | 0.13% | +21+0.6% | Added |
| First Command Financial Services, Inc. | 3,275 | $677.0K | 0.10% | +190+6.2% | Added |
| Wealth Management Partners, LLC | 3,000 | $679.0K | 0.47% | −282−8.6% | Reduced |
| Atwood & Palmer Inc | 3,283 | $679.0K | 0.06% | +15+0.5% | Added |
| Barrett Asset Management, LLC | 3,290 | $680.0K | 0.03% | +740+29.0% | Added |
| Maryland Capital Management | 3,287 | $680.0K | 0.04% | +1,085+49.3% | Added |
| River & Mercantile Asset Management LLP | 3,300 | $683.0K | 0.05% | +3,300 | New |
| Advisory Alpha, LLC | 3,315 | $685.0K | 0.04% | +1,525+85.2% | Added |
| Saxon Interests, Inc. | 3,120 | $685.0K | 0.39% | +3,120 | New |