Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Johanson Financial Advisors, Inc. | 1,364 | $282.0K | 0.09% | +5+0.4% | Added |
| Avestar Capital, LLC | 1,362 | $282.0K | 0.05% | +1,362 | New |
| West Bancorporation Inc | 1,368 | $283.0K | 0.22% | +1,368 | New |
| Sovereign Financial Group, Inc. | 1,369 | $283.0K | 0.12% | +1,369 | New |
| One Capital Management, LLC | 1,377 | $284.0K | 0.02% | −114−7.6% | Reduced |
| Mount Vernon Associates Inc | 1,376 | $284.0K | 0.25% | 00.0% | Unchanged |
| Valley National Advisers Inc | 1,379 | $285.0K | 0.05% | −323−19.0% | Reduced |
| Summit X, LLC | 1,373 | $285.0K | 0.07% | −204−12.9% | Reduced |
| Blankinship & Foster, LLC | 1,377 | $285.0K | 0.11% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 1,378 | $285.0K | 0.00% | +415+43.1% | Added |
| Marotta Asset Management | 1,381 | $285.5K | 0.06% | +1,381 | New |
| Enterprise Financial Services Corp | 1,382 | $286.0K | 0.04% | −1,278−48.0% | Reduced |
| PBMares Wealth Management LLC | 1,381 | $286.0K | 0.12% | 00.0% | Unchanged |
| Northern Oak Wealth Management Inc | 1,389 | $287.0K | 0.03% | −20−1.4% | Reduced |
| Cortland Associates Inc | 1,387 | $287.0K | 0.03% | 00.0% | Unchanged |
| Waters Parkerson & Co., LLC | 1,388 | $287.0K | 0.02% | +44+3.3% | Added |
| Frisch Financial Group, Inc. | 1,394 | $288.0K | 0.09% | +57+4.3% | Added |
| BCS Wealth Management | 1,395 | $288.0K | 0.10% | +1,395 | New |
| New Jersey Better Educational Savings Trust | 1,400 | $289.0K | 0.64% | 00.0% | Unchanged |
| Oak Grove Capital LLC | 1,400 | $289.0K | 0.06% | +200+16.7% | Added |
| Thompson Davis & Co., Inc. | 1,400 | $289.0K | 0.24% | +1,400 | New |
| First National Corp | 1,405 | $290.0K | 0.06% | +38+2.8% | Added |
| Mission Financial Group, LLC | 507 | $290.6K | 0.27% | +507 | New |
| Castle Rock Wealth Management, LLC | 1,356 | $291.0K | 0.12% | −128−8.6% | Reduced |
| ProVise Management Group, LLC | 1,409 | $291.0K | 0.03% | +52+3.8% | Added |
| RMR Wealth Builders | 1,412 | $292.0K | 0.08% | −264−15.8% | Reduced |
| SFMG, LLC | 1,412 | $292.0K | 0.03% | −117−7.7% | Reduced |
| Acas, LLC | 1,411 | $292.0K | 0.43% | −20−1.4% | Reduced |
| Gradient Capital Advisors, LLC | 1,412 | $292.0K | 0.12% | 00.0% | Unchanged |
| GSB Wealth Management, LLC | 1,413 | $292.0K | 0.08% | +1,413 | New |
| Alerus Financial NA | 1,414 | $293.0K | 0.02% | −361−20.3% | Reduced |
| Old Point Trust & Financial Services N A | 1,420 | $294.0K | 0.12% | 00.0% | Unchanged |
| Acima Private Wealth, LLC | 1,421 | $294.0K | 0.13% | 00.0% | Unchanged |
| Strategic Equity Management | 1,438 | $297.0K | 0.09% | +8+0.6% | Added |
| Barr E S & Co | 1,435 | $297.0K | 0.02% | +1,435 | New |
| Cordatus Wealth Management LLC | 1,435 | $297.0K | 0.09% | +1,435 | New |
| Gould Asset Management LLC | 1,440 | $298.0K | 0.08% | +235+19.5% | Added |
| Prosperity Consulting Group, LLC | 1,453 | $298.0K | 0.22% | +1,453 | New |
| ERTS Wealth Advisors, LLC | 1,450 | $299.0K | 0.07% | 00.0% | Unchanged |
| Winslow Asset Management Inc | 1,445 | $299.0K | 0.05% | 00.0% | Unchanged |
| DSC Advisors, L.P. | 1,445 | $299.0K | 0.35% | +258+21.7% | Added |
| MEAG MUNICH ERGO, Kapitalanlagegesellschaft mbH | 1,452 | $300.0K | 0.02% | −15,055−91.2% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 1,450 | $300.0K | 0.02% | −630−30.3% | Reduced |
| Selective Wealth Management, Inc. | 1,450 | $300.0K | 0.12% | −100−6.5% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 1,458 | $301.0K | 0.05% | −386−20.9% | Reduced |
| Hohimer Wealth Management, LLC | 1,458 | $301.0K | 0.06% | 00.0% | Unchanged |
| Financial Partners Group, Inc | 1,498 | $302.0K | 0.07% | −38−2.5% | Reduced |
| BBR Partners, LLC | 1,464 | $303.0K | 0.04% | −93−6.0% | Reduced |
| Curated Wealth Partners LLC | 1,453 | $303.0K | 0.10% | +50+3.6% | Added |
| Bedel Financial Consulting, Inc. | 1,468 | $303.0K | 0.09% | +91+6.6% | Added |
| Addison Advisors LLC | 1,467 | $303.0K | 0.19% | +663+82.5% | Added |
| Nadler Financial Group, Inc. | 1,469 | $304.0K | 0.04% | 00.0% | Unchanged |
| Cadinha & Co LLC | 1,475 | $305.0K | 0.04% | −4,028−73.2% | Reduced |
| BNC Wealth Management, LLC | 1,474 | $305.0K | 0.14% | +1,474 | New |
| Waypoint Capital Advisors, LLC | 1,476 | $305.0K | 0.21% | +1,476 | New |
| Brewin Dolphin Wealth Management Ltd | 1,480 | $306.0K | 0.03% | 00.0% | Unchanged |
| Bell Bank | 1,480 | $306.0K | 0.03% | 00.0% | Unchanged |
| Wiley Bros.-Aintree Capital, LLC | 1,484 | $307.0K | 0.19% | +75+5.3% | Added |
| Rbo & Co LLC | 1,500 | $310.0K | 0.05% | 00.0% | Unchanged |
| Chickasaw Capital Management LLC | 1,500 | $310.0K | 0.02% | 00.0% | Unchanged |
| Echo45 Advisors LLC | 1,502 | $311.0K | 0.25% | +1,502 | New |
| Continuum Advisory, LLC | 1,511 | $312.0K | 0.07% | +4+0.3% | Added |
| Fortitude Advisory Group L.L.C. | 1,510 | $312.0K | 0.16% | +1,510 | New |
| WNY Asset Management, LLC | 1,522 | $315.0K | 0.09% | +11+0.7% | Added |
| Tennessee Valley Asset Management Partners | 1,523 | $315.0K | 0.11% | +101+7.1% | Added |
| Graham Capital Management, L.P. | 1,527 | $315.0K | 0.02% | +1,527 | New |
| Industrial Alliance Investment Management Inc. | 1,524 | $315.0K | 0.01% | +1,524 | New |
| Tyler-Stone Wealth Management | 1,524 | $315.0K | 0.17% | +1,524 | New |
| Sugarloaf Wealth Management, LLC | 1,527 | $316.0K | 0.07% | +1+0.1% | Added |
| Camden National Bank | 1,525 | $316.0K | 0.06% | +25+1.7% | Added |
| Albion Financial Group | 1,529 | $316.0K | 0.03% | +506+49.5% | Added |
| Krane Funds Advisors LLC | 1,536 | $318.0K | 0.01% | −1,218−44.2% | Reduced |
| Smith Shellnut Wilson LLC | 1,536 | $318.0K | 0.16% | +39+2.6% | Added |
| Warther Private Wealth, LLC | 1,535 | $318.0K | 0.24% | +1,535 | New |
| Charter Oak Capital Management, LLC | 1,544 | $319.0K | 0.04% | +108+7.5% | Added |
| Wells Trecaso Financial Group, LLC | 1,545 | $319.0K | 0.14% | +275+21.7% | Added |
| Operose Advisors LLC | 1,544 | $319.0K | 0.26% | +1,544 | New |
| XTX Topco Ltd | 1,550 | $320.0K | 0.18% | −6,136−79.8% | Reduced |
| Tradition Wealth Management, LLC | 1,547 | $320.0K | 0.04% | −191−11.0% | Reduced |
| Weybosset Research & Management LLC | 1,550 | $320.0K | 0.12% | −50−3.1% | Reduced |
| Journey Strategic Wealth LLC | 1,550 | $320.0K | 0.03% | +1,550 | New |
| Burton Enright Welch | 1,548 | $320.0K | 0.21% | +1,548 | New |
| Childress Capital Advisors, LLC | 1,552 | $321.0K | 0.13% | −528−25.4% | Reduced |
| Integrated Investment Consultants, LLC | 1,551 | $321.0K | 0.09% | −86−5.3% | Reduced |
| Altus Wealth Group LLC | 1,553 | $321.0K | 0.26% | +1+0.1% | Added |
| Beacon Financial Advisory LLC | 1,553 | $321.0K | 0.15% | +285+22.5% | Added |
| Jag Capital Management, LLC | 1,558 | $322.0K | 0.02% | 00.0% | Unchanged |
| Magnetar Financial LLC | 1,557 | $322.0K | 0.00% | +1,557 | New |
| Polaris Wealth Advisory Group, LLC | 1,563 | $323.0K | 0.02% | 00.0% | Unchanged |
| ZWJ Investment Counsel Inc | 1,565 | $323.0K | 0.02% | +55+3.6% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 1,567 | $324.0K | 0.00% | −60,238−97.5% | Reduced |
| Kings Point Capital Management | 1,570 | $324.0K | 0.03% | −28−1.8% | Reduced |
| Sanford Advisory Services, LLC | 1,569 | $324.0K | 0.07% | 00.0% | Unchanged |
| Doyle Wealth Management | 1,565 | $324.0K | 0.02% | 00.0% | Unchanged |
| First Farmers & Merchants Bank / Trust | 1,565 | $324.0K | 0.32% | +1,565 | New |
| Sanders Morris Harris LLC | 1,575 | $325.0K | 0.06% | 00.0% | Unchanged |
| Sanchez Wealth Management Group | 1,570 | $325.0K | 0.14% | +8+0.5% | Added |
| Aua Capital Management, LLC | 1,570 | $325.0K | 0.19% | +150+10.6% | Added |
| Fingerlakes Wealth Management, Inc. | 1,573 | $325.0K | 0.37% | +1,573 | New |
| Eclectic Associates Inc | 1,576 | $326.0K | 0.21% | −250−13.7% | Reduced |