Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Avion Wealth | 246 | $51.0K | 0.01% | 00.0% | Unchanged |
| Tacita Capital Inc | 245 | $51.0K | 0.03% | 00.0% | Unchanged |
| Financial Enhancement Group LLC | 250 | $52.0K | 0.01% | −5−2.0% | Reduced |
| Baldrige Asset Management LLC | 250 | $52.0K | 0.02% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 250 | $52.0K | 0.01% | 00.0% | Unchanged |
| Professional Financial Advisors, LLC | 257 | $53.0K | 0.02% | 00.0% | Unchanged |
| Emfo, LLC | 254 | $53.0K | 0.05% | 00.0% | Unchanged |
| Tradewinds Capital Management, LLC | 263 | $54.0K | 0.01% | −20−7.1% | Reduced |
| Alaethes Wealth LLC | 265 | $55.0K | 0.03% | 00.0% | Unchanged |
| Corsicana & Co. | 266 | $55.0K | 0.03% | 00.0% | Unchanged |
| Ellevest, Inc. | 264 | $55.0K | 0.00% | +16+6.5% | Added |
| Bell Investment Advisors, Inc | 264 | $55.0K | 0.02% | +58+28.2% | Added |
| Semmax Financial Advisors Inc. | 272 | $56.0K | 0.02% | +42+18.3% | Added |
| HBC Financial Services, PLLC | 273 | $56.0K | 0.04% | +110+67.5% | Added |
| Monolith Advisors | 269 | $56.0K | 0.04% | +269 | New |
| NewSquare Capital LLC | 276 | $57.0K | 0.01% | 00.0% | Unchanged |
| Earnest Partners LLC | 286 | $59.0K | 0.00% | 00.0% | Unchanged |
| McIlrath & Eck, LLC | 286 | $59.0K | 0.02% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 291 | $60.0K | 0.02% | +1+0.3% | Added |
| Rise Advisors, LLC | 297 | $61.5K | 0.06% | +297 | New |
| Marquette Asset Management, LLC | 300 | $62.0K | 0.01% | 00.0% | Unchanged |
| Estate Counselors, LLC | 303 | $62.0K | 0.01% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 299 | $62.0K | 0.01% | −4−1.3% | Reduced |
| Orion Capital Management LLC | 300 | $62.0K | 0.04% | 00.0% | Unchanged |
| Smith Group Asset Management, LLC | 300 | $62.0K | 0.00% | 00.0% | Unchanged |
| Core Wealth Advisors, Inc. | 300 | $62.0K | 0.04% | +300 | New |
| Estabrook Capital Management | 300 | $62.0K | 0.01% | 00.0% | Unchanged |
| Coastal Capital Group, Inc. | 306 | $63.0K | 0.01% | +1+0.3% | Added |
| O'Dell Group, LLC | 313 | $65.0K | 0.02% | +150+92.0% | Added |
| JNBA Financial Advisors | 319 | $66.0K | 0.01% | 00.0% | Unchanged |
| Key Financial Inc | 325 | $67.0K | 0.03% | 00.0% | Unchanged |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 337 | $69.4K | 0.02% | +337 | New |
| Centerpoint Advisors, LLC | 340 | $70.0K | 0.03% | 00.0% | Unchanged |
| JJJ Advisors Inc. | 340 | $70.0K | 0.02% | +40+13.3% | Added |
| Duncker Streett & Co Inc | 345 | $71.0K | 0.01% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 346 | $71.5K | 0.01% | −154−30.8% | Reduced |
| Column Capital Advisors, LLC | 350 | $72.0K | 0.01% | +111+46.4% | Added |
| Equitec Proprietary Markets, LLC | 347 | $72.0K | 0.04% | +347 | New |
| Outfitter Financial LLC | 350 | $72.0K | 0.05% | +350 | New |
| Ahl Investment Management, Inc. | 350 | $72.0K | 0.07% | +350 | New |
| Baron Financial Group, LLC | 350 | $72.4K | 0.04% | 00.0% | Unchanged |
| First Personal Financial Services | 353 | $73.0K | 0.02% | −700−66.5% | Reduced |
| First Eagle Investment Management, LLC | 360 | $74.0K | 0.00% | +360 | New |
| Brown, Lisle/Cummings, Inc. | 365 | $75.5K | 0.04% | +365 | New |
| McClarren Financial Advisors, Inc. | 364 | $76.0K | 0.05% | +1+0.3% | Added |
| HighMark Wealth Management LLC | 378 | $78.0K | 0.05% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 375 | $78.0K | 0.06% | +222+145.1% | Added |
| Prudent Man Advisors, LLC | 390 | $81.0K | 0.03% | 00.0% | Unchanged |
| Sage Private Wealth Group, LLC | 400 | $82.0K | 0.10% | 00.0% | Unchanged |
| Sage Financial Group Inc | 400 | $83.0K | 0.01% | 00.0% | Unchanged |
| Old North State Trust, LLC | 400 | $83.0K | 0.06% | 00.0% | Unchanged |
| Covestor Ltd | 402 | $83.0K | 0.12% | +402 | New |
| Rock Creek Group, LP | 428 | $88.0K | 0.01% | −34−7.4% | Reduced |
| SOA Wealth Advisors, LLC. | 434 | $89.0K | 0.02% | +2+0.5% | Added |
| First National Bank of South Miami | 435 | $90.0K | 0.05% | +427+5,337.5% | Added |
| Front Row Advisors LLC | 451 | $93.0K | 0.03% | −12−2.6% | Reduced |
| AllSquare Wealth Management LLC | 448 | $93.0K | 0.05% | 00.0% | Unchanged |
| TAP Consulting, LLC | 453 | $94.0K | 0.02% | +453 | New |
| Global Financial Private Client, LLC | 461 | $95.3K | 0.05% | +320+227.0% | Added |
| Johnson Midwest Financial, LLC | 476 | $98.0K | 0.07% | +2+0.4% | Added |
| Dividend Assets Capital, LLC | 483 | $100.0K | 0.02% | +25+5.5% | Added |
| BerganKDV Wealth Management, LLC | 490 | $101.0K | 0.01% | 00.0% | Unchanged |
| Baldwin Brothers Inc | 500 | $103.0K | 0.01% | 00.0% | Unchanged |
| Kenfarb & Co. | 500 | $103.0K | 0.08% | +500 | New |
| Mizuho Securities Co. Ltd. | 506 | $105.0K | 0.04% | −141−21.8% | Reduced |
| Ten Capital Wealth Advisors, LLC | 506 | $105.0K | 0.04% | 00.0% | Unchanged |
| DB Wealth Management Group, LLC | 506 | $105.0K | 0.06% | 00.0% | Unchanged |
| Farmers & Merchants Trust Co of Chambersburg PA | 515 | $106.0K | 0.07% | +25+5.1% | Added |
| EverSource Wealth Advisors, LLC | 544 | $112.0K | 0.03% | +544 | New |
| Capital Analysts, LLC | 549 | $113.0K | 0.01% | −72−11.6% | Reduced |
| Piscataqua Savings Bank | 551 | $114.0K | 0.09% | −20−3.5% | Reduced |
| Laurel Wealth Advisors LLC | 570 | $118.0K | 0.02% | 00.0% | Unchanged |
| Carolinas Wealth Consulting LLC | 573 | $118.0K | 0.03% | +54+10.4% | Added |
| CarsonAllaria Wealth Management, Ltd. | 571 | $118.0K | 0.10% | +571 | New |
| KRS Capital Management, LLC | 575 | $118.0K | 0.10% | +575 | New |
| Richwood Investment Advisors, LLC | 571 | $118.0K | 0.10% | +571 | New |
| Truehand, Inc | 577 | $119.0K | 0.07% | 00.0% | Unchanged |
| WFA of San Diego, LLC | 581 | $120.0K | 0.07% | +581 | New |
| West Branch Capital LLC | 595 | $123.0K | 0.05% | 00.0% | Unchanged |
| Stephenson National Bank & Trust | 600 | $124.0K | 0.07% | 00.0% | Unchanged |
| NVWM, LLC | 600 | $124.0K | 0.04% | 00.0% | Unchanged |
| Pacific Center for Financial Services | 652 | $135.0K | 0.05% | +3+0.5% | Added |
| Endurance Wealth Management, Inc. | 660 | $136.0K | 0.01% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 665 | $137.0K | 0.02% | +2+0.3% | Added |
| AGF Investments LLC | 666 | $138.0K | 0.01% | +666 | New |
| Tompkins Financial Corp | 675 | $139.0K | 0.02% | −65−8.8% | Reduced |
| Peoples Financial Services Corp. | 675 | $140.0K | 0.05% | 00.0% | Unchanged |
| Sound Income Strategies, LLC | 683 | $141.0K | 0.02% | +11+1.6% | Added |
| Gemmer Asset Management LLC | 692 | $143.0K | 0.02% | −41−5.6% | Reduced |
| Simon Quick Advisors, LLC | 705 | $146.0K | 0.04% | +664+1,619.5% | Added |
| TSFG, LLC | 709 | $147.0K | 0.05% | −78−9.9% | Reduced |
| Ulland Investment Advisors, LLC | 715 | $148.0K | 0.09% | +715 | New |
| Pacifica Partners Inc. | 665 | $150.0K | 0.10% | 00.0% | Unchanged |
| Amplius Wealth Advisors, LLC | 727 | $150.0K | 0.02% | +727 | New |
| Accel Wealth Management | 732 | $151.0K | 0.07% | +16+2.2% | Added |
| Austin Private Wealth, LLC | 738 | $152.0K | 0.03% | +738 | New |
| Disciplined Investments, LLC | 740 | $153.0K | 0.07% | 00.0% | Unchanged |
| Sageworth Trust Co | 750 | $155.0K | 0.01% | 00.0% | Unchanged |
| Hoese & Co LLP | 750 | $155.0K | 0.15% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 770 | $159.0K | 0.05% | −40−4.9% | Reduced |