Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| American Century Companies Inc | 46,028 | $9.52M | 0.01% | +11,079+31.7% | Added |
| Atria Investments LLC | 46,042 | $9.52M | 0.17% | +4,200+10.0% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 46,273 | $9.57M | 0.12% | −6,470−12.3% | Reduced |
| Jacobs & Co | 46,580 | $9.63M | 1.00% | +1,220+2.7% | Added |
| Bokf, NA | 46,735 | $9.66M | 0.15% | −350−0.7% | Reduced |
| Avalon Investment & Advisory | 46,807 | $9.68M | 0.24% | −3,239−6.5% | Reduced |
| Leonteq Securities AG | 46,911 | $9.70M | 0.44% | −27,161−36.7% | Reduced |
| Central Trust Co | 46,938 | $9.70M | 0.27% | −1,168−2.4% | Reduced |
| Arosa Capital Management LP | 47,090 | $9.73M | 3.55% | −2,910−5.8% | Reduced |
| Aptus Capital Advisors, LLC | 47,236 | $9.77M | 0.33% | +6,895+17.1% | Added |
| Edge Capital Group, LLC | 47,315 | $9.78M | 0.69% | −794−1.7% | Reduced |
| Capstone Investment Advisors, LLC | 47,359 | $9.79M | 0.16% | −104,589−68.8% | Reduced |
| Quilter Plc | 47,551 | $9.84M | 0.26% | −13,022−21.5% | Reduced |
| GWM Advisors LLC | 47,629 | $9.85M | 0.15% | +18,120+61.4% | Added |
| Mastrapasqua Asset Management Inc | 48,158 | $9.96M | 0.98% | −1,085−2.2% | Reduced |
| Nikko Asset Management Americas, Inc. | 47,932 | $9.96M | 0.05% | −7,377−13.3% | Reduced |
| First Horizon Advisors, Inc. | 48,452 | $10.0M | 0.30% | +1,723+3.7% | Added |
| Howe & Rusling Inc | 48,478 | $10.0M | 1.17% | +70+0.1% | Added |
| Richard C. Young & CO., LTD. | 48,573 | $10.0M | 1.27% | +237+0.5% | Added |
| Mariner, LLC | 49,151 | $10.2M | 0.04% | +5,748+13.2% | Added |
| Clear Harbor Asset Management, LLC | 49,563 | $10.2M | 1.12% | −138−0.3% | Reduced |
| Transform Wealth, LLC | 50,206 | $10.4M | 1.08% | +367+0.7% | Added |
| James Investment Research Inc | 50,317 | $10.4M | 0.95% | −1,224−2.4% | Reduced |
| Badgley Phelps Wealth Managers, LLC | 50,487 | $10.4M | 0.34% | −14,603−22.4% | Reduced |
| SG Americas Securities, LLC | 50,586 | $10.5M | 0.07% | +21,549+74.2% | Added |
| MUFG Americas Holdings Corp | 50,605 | $10.5M | 0.20% | +10,564+26.4% | Added |
| Oppenheimer & Co Inc | 50,843 | $10.5M | 0.18% | +698+1.4% | Added |
| Dearborn Partners LLC | 51,135 | $10.6M | 0.38% | −7,858−13.3% | Reduced |
| Gotham Asset Management, LLC | 51,161 | $10.6M | 0.34% | +16,300+46.8% | Added |
| Scotia Capital Inc. | 51,269 | $10.6M | 0.07% | +4,151+8.8% | Added |
| Interval Partners, LP | 52,274 | $10.8M | 0.74% | +12,915+32.8% | Added |
| Cetera Investment Advisers | 52,303 | $10.8M | 0.15% | −2,028−3.7% | Reduced |
| Becker Capital Management Inc | 52,344 | $10.8M | 0.43% | +1,342+2.6% | Added |
| Advisors Asset Management, Inc. | 52,418 | $10.8M | 0.15% | +3,665+7.5% | Added |
| Oppenheimer Asset Management Inc. | 53,052 | $11.0M | 0.15% | +17,144+47.7% | Added |
| Texas Capital Bank Wealth Management Services Inc | 53,198 | $11.0M | 0.95% | −304−0.6% | Reduced |
| TD Waterhouse Canada Inc. | 50,238 | $11.1M | 0.11% | +50,238 | New |
| Candriam Luxembourg S.C.A. | 54,741 | $11.3M | 0.07% | −3,147−5.4% | Reduced |
| Brandywine Global Investment Management, LLC | 54,804 | $11.3M | 0.08% | −464−0.8% | Reduced |
| DZ BANK AG Deutsche Zentral Genossenschafts Bank, Frankfurt am Main | 55,145 | $11.4M | 0.02% | +2,349+4.4% | Added |
| CIBC Asset Management Inc | 55,009 | $11.4M | 0.04% | +2,418+4.6% | Added |
| D.A. Davidson & Co. | 55,468 | $11.5M | 0.12% | +573+1.0% | Added |
| SEI Investments Co | 55,948 | $11.5M | 0.02% | −8,738−13.5% | Reduced |
| Parallax Volatility Advisers, L.P. | 56,140 | $11.6M | 0.14% | +56,140 | New |
| Tufton Capital Management | 56,321 | $11.6M | 1.79% | +1,653+3.0% | Added |
| LaFleur & Godfrey LLC | 57,417 | $11.9M | 1.52% | −344−0.6% | Reduced |
| Hartford Investment Management Co | 57,560 | $11.9M | 0.27% | −1,581−2.7% | Reduced |
| KBC Group NV | 57,885 | $12.0M | 0.04% | −25,875−30.9% | Reduced |
| Philadelphia Trust Co | 58,437 | $12.1M | 0.87% | −5,717−8.9% | Reduced |
| Nissay Asset Management Corp | 58,489 | $12.1M | 0.09% | −966−1.6% | Reduced |
| Peapack Gladstone Financial Corp | 58,880 | $12.2M | 0.23% | +426+0.7% | Added |
| Birmingham Capital Management Co Inc | 58,920 | $12.2M | 4.40% | −200−0.3% | Reduced |
| Zweig-DiMenna Associates LLC | 59,000 | $12.2M | 0.98% | +59,000 | New |
| National Bank of Canada | 59,825 | $12.4M | 0.05% | +59,825 | New |
| Gofen & Glossberg LLC | 59,832 | $12.4M | 0.27% | −296−0.5% | Reduced |
| Blackhill Capital Inc | 60,000 | $12.4M | 1.06% | 00.0% | Unchanged |
| Ilmarinen Mutual Pension Insurance Co | 60,000 | $12.4M | 0.15% | 00.0% | Unchanged |
| KCM Investment Advisors LLC | 60,217 | $12.4M | 0.43% | +6,410+11.9% | Added |
| Lee Danner & Bass Inc | 61,315 | $12.7M | 1.09% | −360−0.6% | Reduced |
| Whittier Trust Co | 61,385 | $12.7M | 0.21% | +261+0.4% | Added |
| Ausdal Financial Partners, Inc. | 61,672 | $12.8M | 1.72% | +20,471+49.7% | Added |
| Kovitz Investment Group Partners, LLC | 70,128 | $12.8M | 0.30% | −6,146−8.1% | Reduced |
| Point72 Asset Management, L.P. | 62,100 | $12.8M | 0.06% | +62,100 | New |
| Cetera Advisor Networks LLC | 62,687 | $13.0M | 0.16% | −1,555−2.4% | Reduced |
| Tower Research Capital LLC (TRC) | 62,767 | $13.0M | 0.22% | +16,450+35.5% | Added |
| Blue Chip Partners, Inc. | 62,834 | $13.0M | 1.63% | +2,123+3.5% | Added |
| National Asset Management, Inc. | 63,269 | $13.1M | 0.38% | +43,919+227.0% | Added |
| Integrated Advisors Network LLC | 63,689 | $13.2M | 0.78% | +182+0.3% | Added |
| Community Bank of Raymore | 64,625 | $13.4M | 5.80% | −11,400−15.0% | Reduced |
| CIBC World Markets Inc. | 64,776 | $13.4M | 0.04% | +19,587+43.3% | Added |
| Ashfield Capital Partners, LLC | 64,911 | $13.4M | 0.86% | −400−0.6% | Reduced |
| Fiduciary Trust Co | 65,106 | $13.5M | 0.22% | +4,710+7.8% | Added |
| Mercer Global Advisors Inc | 65,798 | $13.6M | 0.08% | −9,439−12.5% | Reduced |
| Edmond de Rothschild Holding S.A. | 65,992 | $13.6M | 0.30% | +24,427+58.8% | Added |
| Independent Advisor Alliance | 66,229 | $13.7M | 0.68% | +2,792+4.4% | Added |
| Delta Asset Management LLC | 66,769 | $13.8M | 1.22% | +127+0.2% | Added |
| Marco Investment Management LLC | 67,247 | $13.9M | 1.37% | +3,352+5.2% | Added |
| Captrust Financial Advisors | 67,890 | $14.0M | 0.10% | +648+1.0% | Added |
| Commonwealth of Pennsylvania Public School Empls Retrmt Sys | 67,898 | $14.0M | 0.15% | −709−1.0% | Reduced |
| Ziegler Capital Management, LLC | 67,844 | $14.1M | 0.50% | −6,294−8.5% | Reduced |
| Pinnacle Associates Ltd | 68,674 | $14.2M | 0.24% | +3,306+5.1% | Added |
| First National Trust Co | 68,715 | $14.2M | 0.75% | +44,890+188.4% | Added |
| Grassi Investment Management | 69,004 | $14.3M | 1.44% | −600−0.9% | Reduced |
| NorthCrest Asset Manangement, LLC | 69,210 | $14.3M | 0.79% | +69,210 | New |
| Schroder Investment Management Group | 71,468 | $14.8M | 0.02% | +9,350+15.1% | Added |
| Fullerton Fund Management Co Ltd. | 71,475 | $14.8M | 0.74% | +25,539+55.6% | Added |
| IFM Investors Pty Ltd | 71,755 | $14.8M | 0.27% | −829−1.1% | Reduced |
| CCM Investment Advisers LLC | 72,039 | $14.9M | 1.81% | +1,631+2.3% | Added |
| Norinchukin Bank, The | 72,056 | $14.9M | 0.19% | −3,491−4.6% | Reduced |
| Bridgeway Capital Management, LLC | 72,650 | $15.0M | 0.28% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 72,807 | $15.1M | 0.15% | +3,704+5.4% | Added |
| Janney Capital Management LLC | 73,073 | $15.1M | 0.98% | −539−0.7% | Reduced |
| FineMark National Bank & Trust | 73,584 | $15.2M | 0.58% | +2,585+3.6% | Added |
| Brown Advisory Inc | 73,631 | $15.2M | 0.02% | +12,669+20.8% | Added |
| AE Wealth Management LLC | 73,998 | $15.3M | 0.11% | +27,079+57.7% | Added |
| Texas Permanent School Fund | 74,611 | $15.4M | 0.19% | −9,965−11.8% | Reduced |
| M&G Investment Management Ltd | 75,499 | $15.6M | 0.11% | −143,693−65.6% | Reduced |
| Mutual of America Capital Management LLC | 75,974 | $15.7M | 0.16% | −673−0.9% | Reduced |
| InterOcean Capital Group, LLC | 76,106 | $15.7M | 0.69% | +17,877+30.7% | Added |
| Westchester Capital Management, Inc. | 76,166 | $15.7M | 4.02% | −658−0.9% | Reduced |