Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Northwest Investment Counselors, LLC | 26,227 | $5.42M | 1.33% | +1,151+4.6% | Added |
| Tiaa, FSB | 26,600 | $5.50M | 0.02% | −1,231−4.4% | Reduced |
| First Financial Bank - Trust Division | 26,719 | $5.52M | 0.56% | +287+1.1% | Added |
| Simmons Bank | 26,860 | $5.55M | 0.39% | +1,449+5.7% | Added |
| Koshinski Asset Management, Inc. | 26,869 | $5.55M | 0.45% | −1,184−4.2% | Reduced |
| Farmers & Merchants Investments Inc | 26,876 | $5.56M | 0.21% | −970−3.5% | Reduced |
| Cetera Advisors LLC | 26,969 | $5.58M | 0.11% | −3,481−11.4% | Reduced |
| Kinneret Advisory, LLC | 27,113 | $5.61M | 0.58% | 00.0% | Unchanged |
| Swarthmore Group Inc | 27,271 | $5.64M | 1.34% | −9,388−25.6% | Reduced |
| Ossiam | 27,491 | $5.68M | 0.15% | +23,556+598.6% | Added |
| Sigma Investment Counselors Inc | 27,649 | $5.72M | 0.40% | −298−1.1% | Reduced |
| Regentatlantic Capital LLC | 27,759 | $5.74M | 0.16% | +753+2.8% | Added |
| Kestra Private Wealth Services, LLC | 27,847 | $5.76M | 0.28% | +3,427+14.0% | Added |
| American National Bank | 27,971 | $5.78M | 1.13% | +1,854+7.1% | Added |
| Spinnaker Trust | 27,989 | $5.79M | 0.37% | 00.0% | Unchanged |
| Vantis Investment Advisers L.P. | 28,100 | $5.81M | 6.02% | −500−1.7% | Reduced |
| Geneos Wealth Management Inc. | 28,150 | $5.82M | 0.22% | +139+0.5% | Added |
| Capital International Ltd | 28,151 | $5.82M | 0.30% | −188−0.7% | Reduced |
| Kanawha Capital Management LLC | 28,342 | $5.86M | 0.50% | +960+3.5% | Added |
| Welch Group, LLC | 28,416 | $5.88M | 0.34% | +2,284+8.7% | Added |
| Qube Research & Technologies Ltd | 28,422 | $5.88M | 0.05% | +1,453+5.4% | Added |
| Silverleafe Capital Partners, LLC | 28,678 | $5.93M | 2.15% | +1,112+4.0% | Added |
| Sandbar Asset Management LLP | 28,684 | $5.93M | 2.96% | +28,684 | New |
| Eagle Global Advisors LLC | 28,901 | $5.97M | 0.38% | +350+1.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 29,318 | $5.97M | 0.09% | +11,605+65.5% | Added |
| Virginia Retirement Systems Et Al | 29,000 | $6.00M | 0.06% | +18,700+181.6% | Added |
| Prospera Financial Services Inc | 29,122 | $6.02M | 0.26% | +2,316+8.6% | Added |
| Synovus Financial Corp | 29,572 | $6.11M | 0.06% | +4,017+15.7% | Added |
| Pacer Advisors, Inc. | 29,792 | $6.16M | 0.06% | −576−1.9% | Reduced |
| Welch & Forbes LLC | 29,824 | $6.17M | 0.09% | −160−0.5% | Reduced |
| Essex Investment Management Co LLC | 29,843 | $6.17M | 0.71% | +4,013+15.5% | Added |
| Advisory Services Network, LLC | 30,263 | $6.26M | 0.18% | −2,998−9.0% | Reduced |
| Oak Harvest Investment Services | 30,309 | $6.27M | 1.56% | +2,884+10.5% | Added |
| Bogart Wealth, LLC | 30,497 | $6.30M | 0.57% | +1,792+6.2% | Added |
| Segall Bryant & Hamill, LLC | 31,194 | $6.44M | 0.06% | +577+1.9% | Added |
| Consolidated Capital Management, LLC | 31,651 | $6.54M | 2.90% | +296+0.9% | Added |
| Cannell Peter B & Co Inc | 31,769 | $6.57M | 0.19% | −100−0.3% | Reduced |
| Knights of Columbus Asset Advisors LLC | 31,813 | $6.58M | 0.53% | +711+2.3% | Added |
| Whittier Trust Co of Nevada Inc | 31,828 | $6.58M | 0.24% | +27+0.1% | Added |
| Dodge & Cox | 31,957 | $6.61M | 0.00% | −3,422−9.7% | Reduced |
| Knuff & Co LLC | 32,219 | $6.66M | 2.06% | +19+0.1% | Added |
| Kentucky Retirement Systems | 32,492 | $6.72M | 0.27% | +324+1.0% | Added |
| O'Shaughnessy Asset Management, LLC | 32,962 | $6.82M | 0.12% | −2,725−7.6% | Reduced |
| Zurich Insurance Group Ltd | 32,968 | $6.82M | 0.08% | −406,956−92.5% | Reduced |
| Caisse de Depot Et Placement du Quebec | 33,200 | $6.86M | 0.01% | +33,200 | New |
| New Mexico Educational Retirement Board | 33,402 | $6.91M | 0.23% | −2,400−6.7% | Reduced |
| Cresset Asset Management, LLC | 33,491 | $6.92M | 0.07% | +4,993+17.5% | Added |
| Inverness Counsel LLC | 33,713 | $6.97M | 0.26% | −23,688−41.3% | Reduced |
| Banque Cantonale Vaudoise | 33,757 | $6.98M | 0.27% | −780−2.3% | Reduced |
| CBOE Vest Financial, LLC | 33,890 | $7.01M | 1.52% | +8,809+35.1% | Added |
| Louisiana State Employees Retirement System | 33,900 | $7.01M | 0.15% | −200−0.6% | Reduced |
| Salem Investment Counselors Inc | 33,933 | $7.01M | 0.24% | +2,134+6.7% | Added |
| Shelter Mutual Insurance Co | 34,200 | $7.07M | 1.83% | 00.0% | Unchanged |
| Zenyatta Capital Management LP | 35,000 | $7.24M | 2.72% | +35,000 | New |
| Walleye Trading LLC | 35,075 | $7.25M | 0.12% | +17,925+104.5% | Added |
| Anderson Hoagland & Co | 33,964 | $7.28M | 0.95% | −551−1.6% | Reduced |
| Parsons Capital Management Inc | 35,487 | $7.34M | 0.53% | −160.0% | Reduced |
| Gluskin Sheff & Assoc Inc | 35,557 | $7.35M | 0.30% | +297+0.8% | Added |
| Wolverine Trading, LLC | 35,764 | $7.37M | 0.10% | −1,546−4.1% | Reduced |
| Snowden Capital Advisors LLC | 35,779 | $7.40M | 0.38% | +163+0.5% | Added |
| Brookstone Capital Management | 33,114 | $7.42M | 0.13% | +2,886+9.5% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 36,468 | $7.54M | 0.82% | +1,388+4.0% | Added |
| Noesis Capital Mangement Corp | 36,985 | $7.65M | 1.54% | −4,677−11.2% | Reduced |
| Sigma Planning Corp | 37,202 | $7.69M | 0.22% | −5,371−12.6% | Reduced |
| Bank Julius Baer & Co. Ltd, Zurich | 37,229 | $7.70M | 0.04% | −30,319−44.9% | Reduced |
| Capital International Inc | 37,698 | $7.79M | 0.07% | −10,191−21.3% | Reduced |
| Allied Investment Advisors, LLC | 38,063 | $7.87M | 2.69% | +1,573+4.3% | Added |
| Churchill Management Corp | 38,085 | $7.87M | 0.11% | +104+0.3% | Added |
| Atwater Malick LLC | 38,140 | $7.88M | 3.66% | +793+2.1% | Added |
| Pittenger & Anderson Inc | 38,848 | $8.03M | 0.37% | +10,000+34.7% | Added |
| Hantz Financial Services, Inc. | 39,098 | $8.08M | 0.23% | +2,651+7.3% | Added |
| Permanens Capital L.P. | 39,278 | $8.12M | 1.28% | 00.0% | Unchanged |
| McRae Capital Management Inc | 39,742 | $8.22M | 1.71% | +2,016+5.3% | Added |
| Dowling & Yahnke LLC | 40,156 | $8.30M | 0.40% | −171−0.4% | Reduced |
| Teachers Retirement System of the State of Kentucky | 40,383 | $8.35M | 0.07% | −1,267−3.0% | Reduced |
| Capital Investment Advisors, LLC | 40,835 | $8.44M | 0.26% | +1,445+3.7% | Added |
| Prio Wealth Limited Partnership | 41,063 | $8.49M | 0.26% | −120−0.3% | Reduced |
| Charter Trust Co | 41,535 | $8.59M | 0.73% | −1,551−3.6% | Reduced |
| Elo Mutual Pension Insurance Co | 41,600 | $8.60M | 0.24% | +3,438+9.0% | Added |
| Callahan Advisors, LLC | 41,606 | $8.60M | 0.97% | +3,238+8.4% | Added |
| Maryland State Retirement & Pension System | 41,799 | $8.64M | 0.23% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 42,131 | $8.71M | 0.23% | −6,036−12.5% | Reduced |
| Twin Tree Management, LP | 42,195 | $8.72M | 0.21% | +42,195 | New |
| AAFMAA Wealth Management & Trust LLC | 42,195 | $8.72M | 3.80% | +42,195 | New |
| Acadian Asset Management LLC | 42,988 | $8.88M | 0.03% | −4,126−8.8% | Reduced |
| Culbertson A N & Co Inc | 42,979 | $8.88M | 1.67% | +455+1.1% | Added |
| Erste Asset Management GmbH | 43,209 | $8.94M | 0.16% | −1,727−3.8% | Reduced |
| CIBC Private Wealth Group, LLC | 43,275 | $8.95M | 0.02% | −4,271−9.0% | Reduced |
| First American Trust, FSB | 43,308 | $8.95M | 1.22% | +1,083+2.6% | Added |
| Steward Partners Investment Advisory, LLC | 43,504 | $8.99M | 0.14% | +1,745+4.2% | Added |
| Worldquant Millennium Advisors LLC | 43,537 | $9.00M | 0.18% | −3,189−6.8% | Reduced |
| Oregon Public Employees Retirement Fund | 44,385 | $9.18M | 0.10% | −99,707−69.2% | Reduced |
| Securian Asset Management, Inc | 44,709 | $9.24M | 0.17% | −1,774−3.8% | Reduced |
| Allstate Corp | 44,871 | $9.28M | 0.18% | +33,005+278.1% | Added |
| American Assets Investment Management, LLC | 45,000 | $9.30M | 1.00% | 00.0% | Unchanged |
| Greenwood Gearhart Inc | 45,022 | $9.31M | 1.28% | +2,138+5.0% | Added |
| Clifford Swan Investment Counsel LLC | 45,272 | $9.36M | 0.33% | +1,377+3.1% | Added |
| Wealthfront Advisers LLC | 45,301 | $9.37M | 0.04% | +8,120+21.8% | Added |
| Andra AP-fonden | 45,500 | $9.41M | 0.19% | −6,700−12.8% | Reduced |
| Davenport & Co LLC | 45,953 | $9.50M | 0.06% | −105−0.2% | Reduced |