Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SeaCrest Wealth Management, LLC | 8,129 | $1.68M | 0.18% | −212−2.5% | Reduced |
| Fruth Investment Management | 8,143 | $1.68M | 0.46% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 8,151 | $1.69M | 0.15% | −63−0.8% | Reduced |
| Verdence Capital Advisors LLC | 8,162 | $1.69M | 0.20% | −89−1.1% | Reduced |
| Dorsey & Whitney Trust CO LLC | 8,223 | $1.70M | 0.14% | −973−10.6% | Reduced |
| Buckingham Strategic Wealth, LLC | 8,231 | $1.70M | 0.03% | −220−2.6% | Reduced |
| Intellectus Partners, LLC | 8,239 | $1.70M | 0.43% | +71+0.9% | Added |
| Dana Investment Advisors, Inc. | 8,243 | $1.70M | 0.07% | −1,052−11.3% | Reduced |
| AdvisorNet Financial, Inc | 8,247 | $1.71M | 0.11% | +61+0.7% | Added |
| Centiva Capital, LP | 8,261 | $1.71M | 0.11% | +8,061+4,030.5% | Added |
| True North Advisors, LLC | 8,344 | $1.73M | 0.29% | −1,498−15.2% | Reduced |
| Maven Securities LTD | 8,355 | $1.73M | 0.21% | −15−0.2% | Reduced |
| Finer Wealth Management, Inc. | 8,364 | $1.73M | 1.43% | +8,364 | New |
| Resources Investment Advisors, LLC. | 8,375 | $1.73M | 0.06% | +1,179+16.4% | Added |
| Signaturefd, LLC | 8,377 | $1.73M | 0.05% | +208+2.5% | Added |
| Court Place Advisors, LLC | 8,399 | $1.74M | 0.48% | 00.0% | Unchanged |
| RB Capital Management, LLC | 8,429 | $1.74M | 0.54% | +160+1.9% | Added |
| DHJJ Financial Advisors, Ltd. | 8,444 | $1.75M | 0.82% | +120+1.4% | Added |
| Trust Investment Advisors | 8,457 | $1.75M | 1.38% | +329+4.0% | Added |
| Agf Investments Inc. | 8,456 | $1.75M | 0.01% | +2,991+54.7% | Added |
| Loomis Sayles & Co L P | 8,464 | $1.75M | 0.00% | −149−1.7% | Reduced |
| Carroll Financial Associates, Inc. | 8,488 | $1.75M | 0.09% | −342−3.9% | Reduced |
| Members Capital Advisors Inc | 8,508 | $1.76M | 0.90% | 00.0% | Unchanged |
| Claraphi Advisory Network, LLC | 8,515 | $1.76M | 0.61% | +106+1.3% | Added |
| TD Private Client Wealth LLC | 8,519 | $1.76M | 0.07% | −280−3.2% | Reduced |
| Argent Trust Co | 8,598 | $1.78M | 0.10% | +984+12.9% | Added |
| Johnson Investment Counsel Inc | 8,617 | $1.78M | 0.02% | −150−1.7% | Reduced |
| Westwood Holdings Group Inc. | 8,625 | $1.78M | 0.02% | +1,896+28.2% | Added |
| Windsor Group LTD | 8,192 | $1.79M | 0.33% | −962−10.5% | Reduced |
| Global Trust Asset Management, LLC | 8,667 | $1.79M | 0.71% | −658−7.1% | Reduced |
| MAI Capital Management | 8,735 | $1.81M | 0.03% | +892+11.4% | Added |
| Ropes Wealth Advisors LLC | 8,740 | $1.81M | 0.32% | −40−0.5% | Reduced |
| Osborne Partners Capital Management, LLC | 8,754 | $1.81M | 0.13% | −940−9.7% | Reduced |
| NEXT Financial Group, Inc | 8,769 | $1.81M | 0.12% | −267−3.0% | Reduced |
| United Bank | 8,775 | $1.81M | 0.22% | 00.0% | Unchanged |
| Triangle Securities Wealth Management | 8,810 | $1.82M | 0.57% | −70−0.8% | Reduced |
| CWM Advisors, LLC | 8,828 | $1.82M | 0.21% | −174−1.9% | Reduced |
| Naples Global Advisors, LLC | 8,837 | $1.83M | 0.21% | +17+0.2% | Added |
| McKinley Carter Wealth Services, Inc. | 8,847 | $1.83M | 0.14% | +421+5.0% | Added |
| Rational Advisors LLC | 8,852 | $1.83M | 0.11% | +1,850+26.4% | Added |
| Waldron Private Wealth LLC | 8,859 | $1.83M | 0.09% | +4,918+124.8% | Added |
| Argus Investors' Counsel, Inc. | 8,860 | $1.83M | 1.10% | −325−3.5% | Reduced |
| Ignite Planners, LLC | 8,044 | $1.83M | 1.19% | +8,044 | New |
| Belpointe Asset Management LLC | 8,946 | $1.85M | 0.12% | +2,613+41.3% | Added |
| Jupiter Wealth Management LLC | 8,965 | $1.85M | 0.96% | +1,000+12.6% | Added |
| Allworth Financial LP | 8,968 | $1.85M | 0.03% | +484+5.7% | Added |
| Adirondack Trust Co | 8,977 | $1.86M | 0.89% | −75−0.8% | Reduced |
| Park National Corp | 8,981 | $1.86M | 0.07% | +630+7.5% | Added |
| Oxbow Advisors, LLC | 8,994 | $1.86M | 0.18% | 00.0% | Unchanged |
| First Citizens Bank & Trust Co | 9,082 | $1.88M | 0.07% | −1,061−10.5% | Reduced |
| Focused Wealth Management, Inc | 9,082 | $1.88M | 0.29% | −83−0.9% | Reduced |
| IBM Retirement Fund | 9,130 | $1.89M | 0.23% | −6,378−41.1% | Reduced |
| Meiji Yasuda Life Insurance Co | 9,137 | $1.89M | 0.03% | −272−2.9% | Reduced |
| First Hawaiian Bank | 9,140 | $1.89M | 0.06% | +5,174+130.5% | Added |
| Jump Financial, LLC | 9,171 | $1.90M | 0.12% | +5,971+186.6% | Added |
| Murphy, Middleton, Hinkle & Parker, Inc. | 9,207 | $1.90M | 1.01% | −55−0.6% | Reduced |
| Spreng Capital Management, Inc. | 9,225 | $1.91M | 1.10% | +100+1.1% | Added |
| Procyon Private Wealth Partners, LLC | 9,231 | $1.91M | 0.41% | +2,716+41.7% | Added |
| Baldwin Investment Management, LLC | 9,243 | $1.91M | 0.50% | +1,670+22.1% | Added |
| Adell Harriman & Carpenter Inc | 9,248 | $1.91M | 0.18% | +173+1.9% | Added |
| Panagora Asset Management Inc | 9,253 | $1.91M | 0.01% | −40,896−81.5% | Reduced |
| Liberty One Investment Management, LLC | 9,274 | $1.92M | 0.29% | +456+5.2% | Added |
| Regal Investment Advisors LLC | 9,305 | $1.92M | 0.17% | −94−1.0% | Reduced |
| Donaldson Capital Management, LLC | 9,307 | $1.92M | 0.08% | 00.0% | Unchanged |
| Empirical Finance, LLC | 9,369 | $1.94M | 0.23% | +2,429+35.0% | Added |
| IFP Advisors, Inc | 9,258 | $1.94M | 0.04% | −64−0.7% | Reduced |
| 1st Source Bank | 9,374 | $1.94M | 0.11% | +240+2.6% | Added |
| Plimoth Trust Co LLC | 9,400 | $1.94M | 0.49% | +1,869+24.8% | Added |
| Clearbridge Investments, LLC | 9,430 | $1.95M | 0.00% | +4,181+79.7% | Added |
| Teamwork Financial Advisors, LLC | 9,432 | $1.95M | 0.36% | +7,375+358.5% | Added |
| 6 Meridian | 9,437 | $1.95M | 0.14% | −66−0.7% | Reduced |
| AlphaStar Capital Management, LLC | 8,546 | $1.96M | 0.16% | −3,796−30.8% | Reduced |
| Bryn Mawr Trust Co | 9,471 | $1.96M | 0.07% | 00.0% | Unchanged |
| Lavaca Capital LLC | 9,520 | $1.97M | 0.87% | −9,051−48.7% | Reduced |
| Cumberland Advisors Inc | 9,550 | $1.97M | 0.41% | 00.0% | Unchanged |
| V Wealth Advisors LLC | 9,592 | $1.98M | 0.29% | +822+9.4% | Added |
| Smith, Salley & Associates | 9,602 | $1.99M | 0.14% | +1,018+11.9% | Added |
| Bluefin Capital Management, LLC | 9,600 | $1.99M | 0.16% | +4,479+87.5% | Added |
| Hanson & Doremus Investment Management | 9,622 | $1.99M | 0.43% | −90−0.9% | Reduced |
| Kistler-Tiffany Companies, LLC | 9,623 | $1.99M | 0.39% | +14+0.1% | Added |
| Ti-Trust, Inc | 9,647 | $1.99M | 1.78% | +9,647 | New |
| Bourgeon Capital Management LLC | 9,650 | $2.00M | 0.41% | +8,500+739.1% | Added |
| Nicholas Hoffman & Company, LLC. | 9,656 | $2.00M | 0.06% | +204+2.2% | Added |
| Venture Visionary Partners LLC | 9,698 | $2.00M | 0.13% | +850+9.6% | Added |
| Anchor Investment Management, LLC | 9,693 | $2.00M | 0.25% | +488+5.3% | Added |
| Tower Bridge Advisors | 9,707 | $2.01M | 0.12% | −100−1.0% | Reduced |
| Aureus Asset Management, LLC | 9,724 | $2.01M | 0.12% | +44+0.5% | Added |
| Buckley Wealth Management, LLC | 9,725 | $2.01M | 0.59% | +8,620+780.1% | Added |
| Holderness Investments Co | 9,765 | $2.02M | 0.60% | +45+0.5% | Added |
| Glen Eagle Advisors, LLC | 9,770 | $2.02M | 0.53% | −263−2.6% | Reduced |
| Triad Financial Advisors, Inc. | 9,779 | $2.02M | 1.20% | +9,779 | New |
| Hudock, Inc. | 9,800 | $2.03M | 0.57% | −120−1.2% | Reduced |
| Princeton Capital Management LLC | 9,803 | $2.03M | 0.58% | −75−0.8% | Reduced |
| Wharton Business Group, LLC | 9,830 | $2.03M | 0.13% | +9,830 | New |
| Palisade Asset Management, LLC | 9,832 | $2.03M | 0.23% | +395+4.2% | Added |
| Kempner Capital Management Inc. | 9,851 | $2.04M | 1.20% | +36+0.4% | Added |
| Old Port Advisors | 9,179 | $2.04M | 0.69% | −268−2.8% | Reduced |
| Level Four Advisory Services, LLC | 9,872 | $2.04M | 0.16% | +2,730+38.2% | Added |
| First National Bank & Trust Co of Newtown | 9,879 | $2.04M | 0.39% | 00.0% | Unchanged |
| Crescent Capital Consulting, LLC | 9,886 | $2.04M | 0.34% | −75−0.8% | Reduced |