Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q4 2021
Institutional positions in Caterpillar Inc as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,161
- +247 vs. Q3 2021
- Shares held
- 362.3M
- −7.12M (−1.9%) vs. Q3 2021
- Total value
- $74.9B
- +$3.96B (+5.6%) vs. Q3 2021
- New holders
- 346
- 846 more added
- Sold out
- 99
- 628 more reduced
29 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,773 | $232.0B |
| Q4 2025 | 3,543 | $188.7B |
| Q3 2025 | 3,151 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Laffer Tengler Investments | 4,000 | $827.0K | 0.24% | +284+7.6% | Added |
| Birinyi Associates Inc | 4,000 | $827.0K | 0.26% | −500−11.1% | Reduced |
| Cim Investment Mangement Inc | 4,002 | $827.0K | 0.25% | −74−1.8% | Reduced |
| Hudson Valley Investment Advisors Inc | 4,006 | $828.0K | 0.13% | −126−3.0% | Reduced |
| Resource Management, LLC | 4,017 | $830.0K | 0.09% | −282−6.6% | Reduced |
| Ballentine Partners, LLC | 4,014 | $830.0K | 0.02% | +379+10.4% | Added |
| Washington Trust Co | 4,024 | $832.0K | 0.03% | −3,135−43.8% | Reduced |
| Montis Financial, LLC | 4,030 | $833.0K | 0.60% | +505+14.3% | Added |
| Bridges Investment Management Inc | 4,050 | $837.0K | 0.02% | 00.0% | Unchanged |
| Kercheville Advisors, LLC | 4,075 | $842.0K | 0.37% | −125−3.0% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $842.0K | 0.64% | 00.0% | Unchanged |
| Telos Capital Management, Inc. | 4,093 | $846.0K | 0.11% | −6,815−62.5% | Reduced |
| FinTrust Capital Advisors, LLC | 4,105 | $849.0K | 0.20% | +5+0.1% | Added |
| Stonehage Fleming Financial Services Holdings Ltd | 4,110 | $849.0K | 0.02% | +2,770+206.7% | Added |
| Fairview Capital Investment Management, LLC | 4,112 | $850.0K | 0.05% | −80−1.9% | Reduced |
| TRUE Private Wealth Advisors | 4,113 | $850.0K | 0.12% | −10−0.2% | Reduced |
| High Net Worth Advisory Group LLC | 4,117 | $851.0K | 0.30% | +4,117 | New |
| Chicago Capital, LLC | 4,135 | $855.0K | 0.03% | 00.0% | Unchanged |
| Farmers National Bank | 4,136 | $855.1K | 0.28% | +2,001+93.7% | Added |
| Mayflower Financial Advisors, LLC | 4,157 | $859.0K | 0.11% | +140+3.5% | Added |
| RMB Capital Management, LLC | 4,169 | $862.0K | 0.03% | 00.0% | Unchanged |
| Lantz Financial LLC | 4,176 | $863.0K | 0.40% | 00.0% | Unchanged |
| BancorpSouth Bank | 4,173 | $863.0K | 0.11% | 00.0% | Unchanged |
| Southeast Asset Advisors Inc. | 4,177 | $864.0K | 0.12% | +3+0.1% | Added |
| Advisor Resource Council | 4,177 | $864.0K | 0.07% | +2,999+254.6% | Added |
| Woodward Diversified Capital, LLC | 4,200 | $868.0K | 0.51% | +112+2.7% | Added |
| Sutton Wealth Advisors Inc. | 4,210 | $870.4K | 0.29% | +60+1.4% | Added |
| Birch Hill Investment Advisors LLC | 4,214 | $871.0K | 0.04% | +80+1.9% | Added |
| Adviser Investments LLC | 4,230 | $874.0K | 0.06% | +23+0.5% | Added |
| Dynamic Advisor Solutions LLC | 4,227 | $874.0K | 0.06% | +132+3.2% | Added |
| Widmann Financial Services, Inc. | 4,237 | $876.0K | 0.72% | +4,237 | New |
| Cypress Capital Group | 4,247 | $878.0K | 0.11% | −57−1.3% | Reduced |
| JFS Wealth Advisors, LLC | 4,253 | $879.0K | 0.08% | +43+1.0% | Added |
| Bridgefront Capital, LLC | 4,263 | $881.0K | 0.85% | +4,263 | New |
| Menard Financial Group LLC | 4,267 | $882.0K | 0.72% | −602−12.4% | Reduced |
| Solstein Capital, LLC | 4,269 | $883.0K | 0.53% | +195+4.8% | Added |
| Capital Investment Advisory Services, LLC | 4,277 | $884.0K | 0.10% | +148+3.6% | Added |
| Trust Co | 4,282 | $885.0K | 0.21% | 00.0% | Unchanged |
| Cladis Investment Advisory, LLC | 4,283 | $885.4K | 0.71% | +4,283 | New |
| Sit Investment Associates Inc | 4,300 | $889.0K | 0.02% | 00.0% | Unchanged |
| Saybrook Capital | 4,300 | $889.0K | 0.22% | +100+2.4% | Added |
| Hancock Whitney Corp | 4,301 | $890.0K | 0.03% | +524+13.9% | Added |
| RS Crum Inc. | 4,305 | $890.0K | 0.49% | +4,305 | New |
| TD Ameritrade Investment Management, LLC | 4,308 | $891.0K | 0.01% | −1,315−23.4% | Reduced |
| Financial Advisory Service, Inc. | 4,322 | $893.0K | 0.08% | +1,962+83.1% | Added |
| Westhampton Capital, LLC | 4,325 | $894.0K | 0.55% | +460+11.9% | Added |
| Hancock Whitney Investment Services Inc. | 4,316 | $894.0K | 0.16% | +4,316 | New |
| Vident Investment Advisory, LLC | 4,327 | $896.0K | 0.02% | −2,423−35.9% | Reduced |
| Burke & Herbert Bank & Trust Co | 4,348 | $899.0K | 0.53% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 4,357 | $900.8K | 0.09% | +679+18.5% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,359 | $901.0K | 0.04% | −30−0.7% | Reduced |
| Navellier & Associates Inc | 4,400 | $910.0K | 0.13% | −300−6.4% | Reduced |
| Am Investment Strategies LLC | 4,408 | $911.0K | 0.22% | −192−4.2% | Reduced |
| Grandview Asset Management LLC | 4,433 | $916.0K | 0.37% | +4,433 | New |
| Orion Portfolio Solutions, LLC | 4,438 | $918.0K | 0.03% | +174+4.1% | Added |
| Norris Financial Group, LLC | 4,441 | $918.1K | 0.55% | −9−0.2% | Reduced |
| Hoey Investments, Inc | 4,444 | $919.0K | 0.24% | −696−13.5% | Reduced |
| Old West Investment Management, LLC | 4,458 | $921.0K | 0.55% | 00.0% | Unchanged |
| Amussen Hunsaker Associates LLC | 4,213 | $921.0K | 0.22% | −38,000−90.0% | Reduced |
| Puzo Michael J | 4,475 | $925.0K | 0.26% | +400+9.8% | Added |
| Patriot Investment Management Inc. | 4,487 | $927.0K | 0.08% | −326−6.8% | Reduced |
| West Oak Capital, LLC | 4,520 | $934.0K | 0.34% | +60+1.3% | Added |
| Stonegate Investment Group, LLC | 4,519 | $934.0K | 0.04% | +4,519 | New |
| Asset Allocation & Management Company, LLC | 4,527 | $936.0K | 0.32% | +4,527 | New |
| TKG Advisors, LLC | 4,526 | $936.0K | 0.74% | +4,526 | New |
| Northwest Quadrant Wealth Management, LLC | 4,534 | $937.0K | 0.25% | −165−3.5% | Reduced |
| Optimum Investment Advisors | 4,545 | $940.0K | 0.37% | 00.0% | Unchanged |
| Sonora Investment Management Group, LLC | 4,546 | $940.0K | 0.11% | +4,546 | New |
| City State Bank | 4,553 | $941.0K | 0.58% | +4,553 | New |
| Maltin Wealth Management, Inc. | 4,567 | $944.0K | 0.57% | +4,567 | New |
| Two Sigma Securities, LLC | 4,576 | $946.0K | 0.18% | −773−14.5% | Reduced |
| Providence First Trust Co | 4,579 | $947.0K | 0.43% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 4,597 | $950.0K | 0.21% | +433+10.4% | Added |
| Sequent Asset Management, LLC | 4,612 | $953.0K | 0.52% | −1,890−29.1% | Reduced |
| WD Rutherford LLC | 4,619 | $955.0K | 0.48% | +150+3.4% | Added |
| Echo Street Capital Management LLC | 4,621 | $955.0K | 0.01% | +810+21.3% | Added |
| Flaharty Asset Management, LLC | 4,635 | $958.0K | 0.18% | 00.0% | Unchanged |
| Jackson Square Capital, LLC | 4,652 | $962.0K | 0.28% | −142−3.0% | Reduced |
| Stone Point Wealth LLC | 4,646 | $964.0K | 0.78% | +4,646 | New |
| MBB Public Markets I LLC | 4,682 | $968.0K | 0.02% | +4,682 | New |
| River Wealth Advisors LLC | 4,702 | $972.0K | 0.15% | +3+0.1% | Added |
| NorthRock Partners, LLC | 4,707 | $973.0K | 0.07% | +1,128+31.5% | Added |
| Financial Architects, Inc | 4,713 | $974.0K | 0.13% | −18−0.4% | Reduced |
| Eldridge Investment Advisors, Inc. | 4,712 | $974.0K | 0.32% | 00.0% | Unchanged |
| Dixon Hubard Feinour & Brown Inc | 4,710 | $974.0K | 0.09% | +708+17.7% | Added |
| Heck Capital Advisors, LLC | 4,722 | $976.2K | 0.18% | −202−4.1% | Reduced |
| Trustmark National Bank Trust Department | 4,726 | $977.0K | 0.07% | −400−7.8% | Reduced |
| Garde Capital, Inc. | 4,728 | $977.0K | 0.10% | +4+0.1% | Added |
| Vigilant Capital Management, LLC | 4,728 | $977.0K | 0.07% | +1,688+55.5% | Added |
| IHT Wealth Management, LLC | 4,741 | $980.0K | 0.07% | +269+6.0% | Added |
| RFG Advisory, LLC | 4,745 | $981.0K | 0.07% | −99−2.0% | Reduced |
| FourThought Financial, LLC | 4,744 | $981.0K | 0.12% | −56−1.2% | Reduced |
| Investment Partners, Ltd. | 4,756 | $983.0K | 0.40% | +357+8.1% | Added |
| Allen Capital Group, LLC | 4,764 | $985.0K | 0.14% | +162+3.5% | Added |
| Metis Global Partners, LLC | 4,771 | $986.0K | 0.27% | +4,771 | New |
| Spectrum Asset Management, Inc. (NB/CA) | 4,810 | $994.0K | 0.28% | +4,810 | New |
| Summit Financial Group Inc | 4,812 | $995.0K | 0.32% | 00.0% | Unchanged |
| Ingalls & Snyder LLC | 4,827 | $998.0K | 0.05% | 00.0% | Unchanged |
| Investment House LLC | 4,828 | $998.0K | 0.06% | 00.0% | Unchanged |
| Stevens Capital Management LP | 4,832 | $999.0K | 0.23% | −6,858−58.7% | Reduced |