Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| White Lighthouse Investment Management Inc. | 3,571 | $686.0K | 0.18% | 00.0% | Unchanged |
| Gilbert & Cook, Inc. | 3,580 | $687.0K | 0.12% | +523+17.1% | Added |
| J. W. Coons Advisors, LLC | 3,576 | $688.0K | 0.24% | −970−21.3% | Reduced |
| SignalPoint Asset Management, LLC | 3,582 | $688.0K | 0.22% | +81+2.3% | Added |
| Cynosure Management, LLC | 3,600 | $691.0K | 0.53% | 00.0% | Unchanged |
| Applied Capital LLC | 3,616 | $694.0K | 0.61% | +21+0.6% | Added |
| Capital Square, LLC | 3,583 | $696.0K | 0.49% | +2,025+130.0% | Added |
| Ballentine Partners, LLC | 3,635 | $697.0K | 0.02% | −48−1.3% | Reduced |
| Stratos Wealth Advisors, LLC | 3,630 | $697.0K | 0.06% | −2−0.1% | Reduced |
| Delta Investment Management, LLC | 3,632 | $697.0K | 0.22% | +15+0.4% | Added |
| Cutter & CO Brokerage, Inc. | 3,659 | $703.0K | 0.17% | +10.0% | Added |
| Flputnam Investment Management Co | 3,674 | $705.0K | 0.02% | −829−18.4% | Reduced |
| Circle Wealth Management, LLC | 3,674 | $705.0K | 0.10% | 00.0% | Unchanged |
| Ashton Thomas Private Wealth, LLC | 3,678 | $706.1K | 0.10% | +154+4.4% | Added |
| GPS Wealth Strategies Group, LLC | 3,692 | $709.0K | 0.18% | +109+3.0% | Added |
| E&G Advisors, LP | 3,700 | $710.0K | 0.19% | +3,700 | Added |
| Monticello Wealth Management, LLC | 3,706 | $711.0K | 0.07% | 00.0% | Unchanged |
| Robertson Stephens Wealth Management, LLC | 3,711 | $712.0K | 0.08% | +200+5.7% | Added |
| Laffer Tengler Investments | 3,716 | $713.4K | 0.21% | +2,365+175.1% | Added |
| Gradient Investments LLC | 3,752 | $720.0K | 0.02% | +32+0.9% | Added |
| Roman Butler Fullerton & Co | 3,646 | $722.0K | 0.34% | +10.0% | Added |
| NorthRock Partners, LLC | 3,579 | $723.0K | 0.06% | +627+21.2% | Added |
| Hancock Whitney Corp | 3,777 | $725.0K | 0.03% | −256−6.3% | Reduced |
| Hilltop Holdings Inc. | 3,791 | $728.0K | 0.08% | −113−2.9% | Reduced |
| US Asset Management LLC | 3,805 | $730.0K | 0.71% | +3,805 | New |
| Visionary Wealth Advisors | 3,814 | $732.0K | 0.08% | +351+10.1% | Added |
| Echo Street Capital Management LLC | 3,811 | $732.0K | 0.01% | +504+15.2% | Added |
| Xcel Wealth Management, LLC | 3,833 | $736.0K | 0.21% | 00.0% | Unchanged |
| Laird Norton Trust Company, LLC | 3,844 | $737.0K | 0.08% | +129+3.5% | Added |
| Old Mission Investment Co LLC | 3,842 | $737.6K | 0.30% | +326+9.3% | Added |
| SNS Financial Group, LLC | 3,844 | $738.0K | 0.09% | −11−0.3% | Reduced |
| American National Registered Investment Advisor, Inc. | 3,855 | $740.0K | 0.27% | −26−0.7% | Reduced |
| Westhampton Capital, LLC | 3,865 | $742.0K | 0.51% | +225+6.2% | Added |
| 44 Wealth Management LLC | 3,897 | $748.0K | 0.29% | +997+34.4% | Added |
| Intersect Capital LLC | 3,923 | $753.0K | 0.13% | −325−7.7% | Reduced |
| Ossiam | 3,935 | $755.0K | 0.02% | −122,500−96.9% | Reduced |
| Waldron Private Wealth LLC | 3,941 | $756.0K | 0.04% | +740+23.1% | Added |
| FORA Capital, LLC | 3,937 | $756.0K | 0.19% | +3,937 | New |
| Courier Capital LLC | 3,959 | $760.0K | 0.07% | +10.0% | Added |
| Aspen Investment Management Inc | 3,962 | $761.0K | 0.40% | −1,337−25.2% | Reduced |
| First Hawaiian Bank | 3,966 | $761.0K | 0.03% | −419−9.6% | Reduced |
| Cordasco Financial Network | 3,964 | $761.0K | 0.52% | +117+3.0% | Added |
| Werlinich Asset Management, LLC | 3,975 | $763.1K | 0.62% | +35+0.9% | Added |
| Dixon Hubard Feinour & Brown Inc | 4,002 | $768.0K | 0.16% | −100−2.4% | Reduced |
| First Manhattan Co | 4,039 | $775.0K | 0.00% | +436+12.1% | Added |
| Baker Tilly Wealth Management, LLC | 4,048 | $777.0K | 0.10% | −13−0.3% | Reduced |
| Bridges Investment Management Inc | 4,050 | $778.0K | 0.02% | −40−1.0% | Reduced |
| Puzo Michael J | 4,075 | $782.0K | 0.25% | −200−4.7% | Reduced |
| Cim Investment Mangement Inc | 4,076 | $782.0K | 0.25% | −23−0.6% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 4,075 | $782.0K | 0.67% | 00.0% | Unchanged |
| Charles Schwab Trust Co | 4,074 | $782.0K | 0.15% | 00.0% | Unchanged |
| Solstein Capital, LLC | 4,074 | $782.0K | 0.45% | +1,000+32.5% | Added |
| Manchester Capital Management LLC | 4,083 | $784.0K | 0.11% | +103+2.6% | Added |
| Wall Street Access Asset Management, LLC | 4,084 | $784.0K | 0.35% | +2,193+116.0% | Added |
| Woodward Diversified Capital, LLC | 4,088 | $785.0K | 0.49% | +214+5.5% | Added |
| Dynamic Advisor Solutions LLC | 4,095 | $786.0K | 0.06% | +493+13.7% | Added |
| FinTrust Capital Advisors, LLC | 4,100 | $787.0K | 0.21% | +247+6.4% | Added |
| IVC Wealth Advisors LLC | 4,110 | $789.0K | 0.54% | +176+4.5% | Added |
| TRUE Private Wealth Advisors | 4,123 | $791.0K | 0.12% | +125+3.1% | Added |
| Capital Investment Advisory Services, LLC | 4,129 | $793.0K | 0.10% | +153+3.8% | Added |
| Hudson Valley Investment Advisors Inc | 4,132 | $793.0K | 0.14% | +186+4.7% | Added |
| Warren Averett Asset Management, LLC | 3,804 | $793.0K | 0.07% | +8+0.2% | Added |
| Birch Hill Investment Advisors LLC | 4,134 | $794.0K | 0.04% | 00.0% | Unchanged |
| Chicago Capital, LLC | 4,135 | $794.0K | 0.03% | 00.0% | Unchanged |
| Sutton Wealth Advisors Inc. | 4,150 | $796.7K | 0.29% | 00.0% | Unchanged |
| Coastal Investment Advisors, Inc. | 4,164 | $799.0K | 0.19% | −78−1.8% | Reduced |
| RMB Capital Management, LLC | 4,169 | $800.0K | 0.03% | −1,213−22.5% | Reduced |
| BancorpSouth Bank | 4,173 | $801.0K | 0.11% | 00.0% | Unchanged |
| Southeast Asset Advisors Inc. | 4,174 | $801.0K | 0.13% | +60+1.5% | Added |
| Lantz Financial LLC | 4,176 | $802.0K | 0.41% | +10.0% | Added |
| Fairview Capital Investment Management, LLC | 4,192 | $804.0K | 0.05% | +28+0.7% | Added |
| 1832 Asset Management L.P. | 4,047 | $805.0K | 0.00% | +4,027+20,135.0% | Added |
| Kercheville Advisors, LLC | 4,200 | $806.0K | 0.38% | +30+0.7% | Added |
| Saybrook Capital | 4,200 | $806.0K | 0.22% | +200+5.0% | Added |
| Adviser Investments LLC | 4,207 | $808.0K | 0.06% | +47+1.1% | Added |
| Mayflower Financial Advisors, LLC | 4,017 | $808.0K | 0.11% | +42+1.1% | Added |
| JFS Wealth Advisors, LLC | 4,210 | $808.0K | 0.08% | +1,305+44.9% | Added |
| Amussen Hunsaker Associates LLC | 42,213 | $809.0K | 0.22% | +38,019+906.5% | Added |
| We Are One Seven, LLC | 4,000 | $816.0K | 0.10% | −3−0.1% | Reduced |
| Orion Portfolio Solutions, LLC | 4,264 | $819.0K | 0.03% | −1,501−26.0% | Reduced |
| Banque Pictet & Cie SA | 4,278 | $821.0K | 0.01% | 00.0% | Unchanged |
| Trust Co | 4,282 | $822.0K | 0.21% | −7−0.2% | Reduced |
| Kaizen Financial Strategies | 4,283 | $822.0K | 0.66% | +4,283 | New |
| Sentry Investment Management LLC | 4,294 | $824.0K | 0.24% | −1,432−25.0% | Reduced |
| Resource Management, LLC | 4,299 | $825.0K | 0.09% | −398−8.5% | Reduced |
| Sit Investment Associates Inc | 4,300 | $825.0K | 0.02% | −46−1.1% | Reduced |
| Cypress Capital Group | 4,304 | $826.0K | 0.11% | +29+0.7% | Added |
| Burke & Herbert Bank & Trust Co | 4,348 | $835.0K | 0.54% | −10−0.2% | Reduced |
| HBK Investments L P | 4,364 | $838.0K | 0.01% | −1,777−28.9% | Reduced |
| TD Ameritrade Investment Management, LLC | 5,623 | $839.0K | 0.01% | +1,793+46.8% | Added |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management | 4,389 | $843.0K | 0.05% | +650+17.4% | Added |
| Investment Partners, Ltd. | 4,399 | $845.0K | 0.38% | +6+0.1% | Added |
| Biltmore Family Office, LLC | 4,412 | $847.0K | 0.20% | 00.0% | Unchanged |
| Parcion Private Wealth LLC | 4,258 | $847.0K | 0.08% | −114−2.6% | Reduced |
| Woodstock Corp | 4,435 | $851.0K | 0.10% | −500−10.1% | Reduced |
| Wellington Shields Capital Management, LLC | 4,450 | $854.0K | 0.12% | −1,500−25.2% | Reduced |
| Norris Financial Group, LLC | 4,450 | $854.3K | 0.56% | +15+0.3% | Added |
| Csenge Advisory Group | 4,398 | $855.0K | 0.07% | −598−12.0% | Reduced |
| Old West Investment Management, LLC | 4,458 | $855.0K | 0.37% | 00.0% | Unchanged |
| West Oak Capital, LLC | 4,460 | $856.0K | 0.33% | 00.0% | Unchanged |