Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,069 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,069 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CastleArk Alternatives, LLC | 1,940 | $372.0K | 0.01% | +1,940 | New |
| Evermay Wealth Management LLC | 1,945 | $373.0K | 0.07% | −400−17.1% | Reduced |
| Burns J W & Co Inc | 1,950 | $374.0K | 0.06% | 00.0% | Unchanged |
| Mount Yale Investment Advisors, LLC | 1,953 | $375.0K | 0.04% | −387−16.5% | Reduced |
| First Commonwealth Financial Corp | 1,957 | $375.0K | 0.14% | 00.0% | Unchanged |
| Beach Investment Counsel Inc | 1,961 | $376.0K | 0.04% | −22−1.1% | Reduced |
| GHP Investment Advisors, Inc. | 1,959 | $376.0K | 0.03% | 00.0% | Unchanged |
| Novare Capital Management LLC | 1,962 | $377.0K | 0.04% | −4−0.2% | Reduced |
| Trustco Bank Corp N Y | 1,963 | $377.0K | 0.35% | 00.0% | Unchanged |
| United Asset Strategies, Inc. | 1,964 | $377.0K | 0.05% | +11+0.6% | Added |
| AXS Investments LLC | 1,984 | $381.0K | 0.14% | −3,697−65.1% | Reduced |
| Arcus Capital Partners, LLC | 1,984 | $381.0K | 0.14% | 00.0% | Unchanged |
| Game Plan Financial Advisors, LLC | 1,985 | $381.0K | 0.23% | +500+33.7% | Added |
| Ironwood Investment Management LLC | 1,995 | $383.0K | 0.20% | −105−5.0% | Reduced |
| Derby & Company, Inc | 1,997 | $383.0K | 0.08% | 00.0% | Unchanged |
| Financial Consulate, Inc | 2,002 | $384.0K | 0.14% | 00.0% | Unchanged |
| Bienville Capital Management, LLC | 2,000 | $384.0K | 0.22% | 00.0% | Unchanged |
| Traverso Chambers Private Wealth Management, LLC | 2,000 | $384.0K | 0.12% | 00.0% | Unchanged |
| Johnson Financial Group, Inc. | 2,015 | $386.0K | 0.03% | −2,144−51.6% | Reduced |
| Meristem Family Wealth, LLC | 2,013 | $386.0K | 0.04% | +392+24.2% | Added |
| Almanack Investment Partners, LLC. | 2,014 | $387.0K | 0.03% | −21−1.0% | Reduced |
| Pacitti Group Inc. | 2,021 | $388.0K | 0.24% | +3+0.1% | Added |
| Farmers National Bank | 2,135 | $388.6K | 0.15% | +2,135 | New |
| Eads & Heald Wealth Management | 2,024 | $389.0K | 0.19% | −61−2.9% | Reduced |
| McElhenny Sheffield Capital Management, LLC | 2,027 | $389.0K | 0.18% | +2,027 | New |
| Mountain Pacific Investment Advisers Inc | 2,031 | $390.0K | 0.02% | −64−3.1% | Reduced |
| BFT Financial Group, LLC | 2,032 | $390.0K | 0.07% | +71+3.6% | Added |
| Fort Sheridan Advisors LLC | 2,045 | $393.0K | 0.13% | +2,045 | New |
| Clear Perspective Advisors, LLC | 2,053 | $394.0K | 0.13% | −4−0.2% | Reduced |
| Range Financial Group LLC | 2,050 | $394.0K | 0.28% | +251+14.0% | Added |
| Teamwork Financial Advisors, LLC | 2,057 | $395.0K | 0.08% | +76+3.8% | Added |
| Greenwich Wealth Management LLC | 2,061 | $396.0K | 0.03% | +680+49.2% | Added |
| Intrua Financial, LLC | 2,022 | $397.0K | 0.07% | +199+10.9% | Added |
| Versor Investments LP | 2,076 | $399.0K | 0.01% | −10−0.5% | Reduced |
| Woodley Farra Manion Portfolio Management Inc | 2,080 | $399.0K | 0.03% | +165+8.6% | Added |
| Childress Capital Advisors, LLC | 2,080 | $399.0K | 0.16% | +614+41.9% | Added |
| Sterling Investment Advisors, Ltd. | 2,084 | $400.0K | 0.12% | +10.0% | Added |
| Ergoteles LLC | 2,087 | $401.0K | 0.01% | +2,087 | New |
| Enlightenment Research, LLC | 2,100 | $403.0K | 0.49% | −5,600−72.7% | Reduced |
| Smith Anglin Financial, LLC | 2,104 | $404.0K | 0.08% | +4+0.2% | Added |
| Townsend Asset Management Corp | 2,107 | $404.0K | 0.21% | +52+2.5% | Added |
| Berkshire Bank | 2,110 | $405.0K | 0.10% | −15−0.7% | Reduced |
| North Point Portfolio Managers Corp | 2,113 | $406.0K | 0.06% | −1,000−32.1% | Reduced |
| Gillespie Robinson & Grimm Inc | 2,115 | $406.0K | 0.03% | +183+9.5% | Added |
| BOK Financial Private Wealth, Inc. | 2,113 | $406.0K | 0.03% | +340+19.2% | Added |
| Bremer Bank National Association | 2,113 | $406.0K | 0.08% | +437+26.1% | Added |
| First Affirmative Financial Network | 2,115 | $406.0K | 0.42% | +2,115 | New |
| Bank Hapoalim BM | 2,118 | $407.0K | 0.04% | +80+3.9% | Added |
| Ridgecrest Wealth Partners, LLC | 2,127 | $408.0K | 0.22% | +900+73.3% | Added |
| Sterling Manor Financial, LLC | 2,133 | $409.0K | 0.34% | −122−5.4% | Reduced |
| N.E.W. Advisory Services LLC | 2,129 | $409.0K | 0.07% | +153+7.7% | Added |
| Heron Financial Group, LLC | 2,135 | $410.0K | 0.23% | +5+0.2% | Added |
| Ategra Capital Management, LLC | 2,136 | $410.1K | 0.21% | 00.0% | Unchanged |
| Parkside Financial Bank & Trust | 2,140 | $411.0K | 0.12% | −9−0.4% | Reduced |
| First Financial Corp | 2,145 | $412.0K | 0.27% | +500+30.4% | Added |
| RDA Financial Network | 2,151 | $413.0K | 0.18% | +377+21.3% | Added |
| Trust Co of Virginia | 2,149 | $413.0K | 0.05% | +2,149 | New |
| Advisors Management Group Inc | 2,155 | $414.0K | 0.13% | +4+0.2% | Added |
| Full Sail Capital, LLC | 2,162 | $415.0K | 0.04% | +215+11.0% | Added |
| Capital Planning Advisors, LLC | 2,166 | $416.0K | 0.09% | 00.0% | Unchanged |
| Harbor Financial Services, LLC | 2,170 | $417.0K | 0.18% | −340−13.5% | Reduced |
| Davidson Trust Co | 2,173 | $417.0K | 0.32% | 00.0% | Unchanged |
| Day & Ennis, LLC | 2,176 | $418.0K | 0.14% | +2+0.1% | Added |
| Kozak & Associates, Inc. | 2,015 | $419.0K | 0.25% | +2,015 | New |
| Tolleson Wealth Management, Inc. | 2,200 | $422.0K | 0.12% | 00.0% | Unchanged |
| Aberdeen Wealth Management LLC | 2,200 | $422.0K | 0.41% | 00.0% | Unchanged |
| Maryland Capital Management | 2,202 | $423.0K | 0.03% | −256−10.4% | Reduced |
| First Heartland Consultants, Inc. | 2,208 | $424.0K | 0.06% | +165+8.1% | Added |
| Evergreen Capital Management LLC | 2,230 | $428.0K | 0.02% | +120+5.7% | Added |
| Sunbelt Securities, Inc. | 2,063 | $429.0K | 0.08% | 00.0% | Unchanged |
| KMG Fiduciary Partners, LLC | 2,237 | $429.0K | 0.07% | +445+24.8% | Added |
| Corundum Group, Inc. | 2,240 | $430.0K | 0.32% | +312+16.2% | Added |
| LVM Capital Management Ltd | 2,250 | $432.0K | 0.07% | +25+1.1% | Added |
| German American Bancorp, Inc. | 2,253 | $433.0K | 0.07% | +5+0.2% | Added |
| Platform Technology Partners | 2,257 | $433.0K | 0.20% | +35+1.6% | Added |
| Forte Capital LLC | 2,259 | $434.0K | 0.06% | −4−0.2% | Reduced |
| Goepper Burkhardt LLC | 2,260 | $434.0K | 0.28% | 00.0% | Unchanged |
| Wimmer Associates 1, LLC | 2,262 | $434.0K | 0.26% | +35+1.6% | Added |
| Abacus Wealth Partners, LLC | 2,270 | $435.8K | 0.16% | +254+12.6% | Added |
| Cooper Financial Group | 2,273 | $436.0K | 0.09% | +20+0.9% | Added |
| Select Asset Management & Trust | 2,272 | $436.0K | 0.31% | +2,272 | New |
| Derbend Asset Management | 2,284 | $438.0K | 0.41% | −499−17.9% | Reduced |
| Mather Group, LLC. | 2,293 | $440.0K | 0.01% | −43−1.8% | Reduced |
| Shepherd Financial Partners LLC | 2,298 | $440.0K | 0.08% | +58+2.6% | Added |
| Harbor Investment Advisory, LLC | 2,299 | $441.0K | 0.06% | −200−8.0% | Reduced |
| Thrive Capital Management, LLC | 2,302 | $442.0K | 0.33% | −79−3.3% | Reduced |
| Regent Investment Management LLC | 2,300 | $442.0K | 0.11% | 00.0% | Unchanged |
| Zhang Financial LLC | 2,302 | $442.0K | 0.10% | +122+5.6% | Added |
| Acorn Wealth Advisors, LLC | 2,309 | $443.0K | 0.31% | −53−2.2% | Reduced |
| Montag A & Associates Inc | 2,315 | $444.0K | 0.02% | −300−11.5% | Reduced |
| LCNB Corp | 2,325 | $446.0K | 0.23% | −45−1.9% | Reduced |
| Archford Capital Strategies, LLC | 2,326 | $447.0K | 0.11% | −18−0.8% | Reduced |
| David Loasby | 2,314 | $447.0K | 0.06% | +536+30.1% | Added |
| Summit Wealth Partners, LLC | 2,343 | $449.8K | 0.11% | +400+20.6% | Added |
| Caxton Associates LP | 2,347 | $451.0K | 0.06% | +1,385+144.0% | Added |
| Patriot Financial Group Insurance Agency, LLC | 2,362 | $453.0K | 0.08% | +352+17.5% | Added |
| Financial Advisory Service, Inc. | 2,360 | $453.0K | 0.04% | +400+20.4% | Added |
| Garner Asset Management Corp | 2,359 | $453.0K | 0.21% | +571+31.9% | Added |
| Van Cleef Asset Management,Inc | 2,370 | $455.0K | 0.07% | −1,025−30.2% | Reduced |
| Proficio Capital Partners LLC | 2,375 | $456.0K | 0.06% | −61−2.5% | Reduced |