Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Farmers & Merchants Investments Inc | 27,846 | $5.35M | 0.23% | −216−0.8% | Reduced |
| Simplex Trading, LLC | 24,701 | $5.35M | 0.19% | −2,034−7.6% | Reduced |
| Sigma Investment Counselors Inc | 27,947 | $5.37M | 0.40% | +1,248+4.7% | Added |
| Spinnaker Trust | 27,989 | $5.37M | 0.37% | −100−0.4% | Reduced |
| Koshinski Asset Management, Inc. | 28,053 | $5.39M | 0.47% | +5,836+26.3% | Added |
| Capital International Ltd | 28,339 | $5.44M | 0.30% | −399−1.4% | Reduced |
| Geneos Wealth Management Inc. | 28,011 | $5.44M | 0.21% | +404+1.5% | Added |
| Cresset Asset Management, LLC | 28,498 | $5.47M | 0.07% | +4,542+19.0% | Added |
| Eagle Global Advisors LLC | 28,551 | $5.48M | 0.36% | +568+2.0% | Added |
| Vantis Investment Advisers L.P. | 28,600 | $5.49M | 5.75% | +3,300+13.0% | Added |
| Bogart Wealth, LLC | 28,705 | $5.51M | 0.56% | +4,690+19.5% | Added |
| Pittenger & Anderson Inc | 28,848 | $5.54M | 0.28% | +103+0.4% | Added |
| SG Americas Securities, LLC | 29,037 | $5.57M | 0.03% | −126,325−81.3% | Reduced |
| GWM Advisors LLC | 29,509 | $5.67M | 0.14% | +3,792+14.7% | Added |
| Brinker Capital Investments, LLC | 26,148 | $5.69M | 0.09% | 00.0% | Unchanged |
| Harris Associates L PSuperinvestorHarris Associates (Oakmark) | 29,740 | $5.71M | 0.01% | −55,388−65.1% | Reduced |
| Brookstone Capital Management | 30,228 | $5.71M | 0.10% | +1,473+5.1% | Added |
| Welch & Forbes LLC | 29,984 | $5.76M | 0.10% | −48−0.2% | Reduced |
| Pacer Advisors, Inc. | 30,368 | $5.83M | 0.07% | −164−0.5% | Reduced |
| Cetera Advisors LLC | 30,450 | $5.85M | 0.11% | +3,416+12.6% | Added |
| Segall Bryant & Hamill, LLC | 30,617 | $5.88M | 0.06% | −213−0.7% | Reduced |
| Knights of Columbus Asset Advisors LLC | 31,102 | $5.97M | 0.53% | −1,096−3.4% | Reduced |
| Consolidated Capital Management, LLC | 31,355 | $6.02M | 2.83% | +431+1.4% | Added |
| Harbour Investments, Inc. | 31,392 | $6.03M | 0.19% | +175+0.6% | Added |
| Salem Investment Counselors Inc | 31,799 | $6.10M | 0.33% | +570+1.8% | Added |
| Whittier Trust Co of Nevada Inc | 31,801 | $6.10M | 0.25% | +768+2.5% | Added |
| Cannell Peter B & Co Inc | 31,869 | $6.12M | 0.19% | +555+1.8% | Added |
| Kentucky Retirement Systems | 32,168 | $6.17M | 0.29% | +270+0.8% | Added |
| Knuff & Co LLC | 32,200 | $6.18M | 2.31% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 32,838 | $6.30M | 0.39% | −13,233−28.7% | Reduced |
| Advisory Services Network, LLC | 33,261 | $6.39M | 0.20% | −2,160−6.1% | Reduced |
| Tudor Investment Corp Et Al | 33,444 | $6.42M | 0.13% | +4,560+15.8% | Added |
| HighPoint Advisor Group LLC | 33,526 | $6.44M | 0.63% | +13,896+70.8% | Added |
| Caption Management, LLC | 34,000 | $6.53M | 0.43% | +11,050+48.1% | Added |
| Louisiana State Employees Retirement System | 34,100 | $6.55M | 0.16% | −100−0.3% | Reduced |
| Shelter Mutual Insurance Co | 34,200 | $6.57M | 1.85% | 00.0% | Unchanged |
| Anderson Hoagland & Co | 34,515 | $6.63M | 0.84% | +124+0.4% | Added |
| Banque Cantonale Vaudoise | 34,537 | $6.63M | 0.29% | +13,556+64.6% | Added |
| Gotham Asset Management, LLC | 34,861 | $6.69M | 0.27% | +5,494+18.7% | Added |
| American Century Companies Inc | 34,949 | $6.71M | 0.00% | +4,908+16.3% | Added |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,080 | $6.73M | 0.81% | −25−0.1% | Reduced |
| Gluskin Sheff & Assoc Inc | 35,260 | $6.77M | 0.28% | +48+0.1% | Added |
| Dodge & Cox | 35,379 | $6.79M | 0.00% | −3,200−8.3% | Reduced |
| Parsons Capital Management Inc | 35,503 | $6.82M | 0.53% | +808+2.3% | Added |
| Snowden Capital Advisors LLC | 35,616 | $6.84M | 0.34% | +2,145+6.4% | Added |
| O'Shaughnessy Asset Management, LLC | 35,687 | $6.86M | 0.14% | −56,913−61.5% | Reduced |
| New Mexico Educational Retirement Board | 35,802 | $6.87M | 0.24% | −600−1.6% | Reduced |
| Oppenheimer Asset Management Inc. | 35,908 | $6.89M | 0.10% | +1,583+4.6% | Added |
| Myriad Asset Management Ltd. | 35,925 | $6.90M | 0.72% | +22,800+173.7% | Added |
| Hantz Financial Services, Inc. | 36,447 | $7.00M | 0.23% | +7,265+24.9% | Added |
| Allied Investment Advisors, LLC | 36,490 | $7.00M | 2.65% | +81+0.2% | Added |
| Wealthfront Advisers LLC | 37,181 | $7.14M | 0.03% | +150.0% | Added |
| Atwater Malick LLC | 37,347 | $7.17M | 3.79% | +1,134+3.1% | Added |
| McRae Capital Management Inc | 37,726 | $7.24M | 1.59% | +9,706+34.6% | Added |
| Churchill Management Corp | 37,981 | $7.29M | 0.11% | −337−0.9% | Reduced |
| Elo Mutual Pension Insurance Co | 38,162 | $7.33M | 0.24% | 00.0% | Unchanged |
| Callahan Advisors, LLC | 38,368 | $7.37M | 0.93% | −69−0.2% | Reduced |
| Wolverine Trading, LLC | 37,310 | $7.38M | 0.15% | −63,253−62.9% | Reduced |
| Socorro Asset Management LP | 38,859 | $7.46M | 2.10% | +8,180+26.7% | Added |
| Permanens Capital L.P. | 39,278 | $7.54M | 1.37% | +39,278 | New |
| Interval Partners, LP | 39,359 | $7.56M | 0.44% | −115,985−74.7% | Reduced |
| Capital Investment Advisors, LLC | 39,390 | $7.56M | 0.25% | −544−1.4% | Reduced |
| Cornerstone Advisors, LLC | 40,000 | $7.68M | 0.45% | −8,000−16.7% | Reduced |
| MUFG Americas Holdings Corp | 40,041 | $7.69M | 0.15% | −215−0.5% | Reduced |
| Dowling & Yahnke LLC | 40,327 | $7.74M | 0.43% | −365−0.9% | Reduced |
| Aptus Capital Advisors, LLC | 40,341 | $7.74M | 0.31% | +6,292+18.5% | Added |
| Prio Wealth Limited Partnership | 41,183 | $7.91M | 0.27% | −447−1.1% | Reduced |
| Ausdal Financial Partners, Inc. | 41,201 | $7.91M | 1.18% | −84−0.2% | Reduced |
| Edmond de Rothschild Holding S.A. | 41,565 | $7.98M | 0.18% | +627+1.5% | Added |
| Swarthmore Group Inc | 36,659 | $7.98M | 2.06% | 00.0% | Unchanged |
| Teachers Retirement System of the State of Kentucky | 41,650 | $8.00M | 0.07% | 00.0% | Unchanged |
| Noesis Capital Mangement Corp | 41,662 | $8.00M | 1.56% | +986+2.4% | Added |
| Steward Partners Investment Advisory, LLC | 41,759 | $8.02M | 0.14% | +1,764+4.4% | Added |
| Atria Investments LLC | 41,842 | $8.03M | 0.15% | −1,017−2.4% | Reduced |
| American National Insurance Co | 41,950 | $8.05M | 0.30% | −45−0.1% | Reduced |
| First American Trust, FSB | 42,225 | $8.11M | 1.22% | +1,727+4.3% | Added |
| Culbertson A N & Co Inc | 42,524 | $8.16M | 1.67% | +2,355+5.9% | Added |
| Sigma Planning Corp | 42,573 | $8.17M | 0.25% | +1,516+3.7% | Added |
| Maryland State Retirement & Pension System | 41,799 | $8.23M | 0.23% | +296+0.7% | Added |
| Greenwood Gearhart Inc | 42,884 | $8.23M | 1.28% | +1,838+4.5% | Added |
| Charter Trust Co | 43,086 | $8.27M | 0.77% | −1,266−2.9% | Reduced |
| Mariner, LLC | 43,403 | $8.33M | 0.04% | +6,068+16.3% | Added |
| Moody National Bank Trust Division | 43,733 | $8.40M | 0.12% | −71−0.2% | Reduced |
| Clear Street Markets LLC | 44,511 | $8.54M | 1.88% | +36,468+453.4% | Added |
| American Assets Investment Management, LLC | 45,000 | $8.64M | 1.07% | 00.0% | Unchanged |
| CIBC World Markets Inc. | 45,189 | $8.68M | 0.03% | +3,994+9.7% | Added |
| Jacobs & Co | 45,360 | $8.71M | 1.00% | +4,944+12.2% | Added |
| Fullerton Fund Management Co Ltd. | 45,936 | $8.82M | 0.54% | +42,101+1,097.8% | Added |
| Erste Asset Management GmbH | 44,936 | $8.83M | 0.17% | −182−0.4% | Reduced |
| Davenport & Co LLC | 46,058 | $8.84M | 0.06% | +3,309+7.7% | Added |
| Tower Research Capital LLC (TRC) | 46,317 | $8.89M | 0.23% | −25,929−35.9% | Reduced |
| Securian Asset Management, Inc | 46,483 | $8.92M | 0.18% | −493−1.0% | Reduced |
| Worldquant Millennium Advisors LLC | 46,726 | $8.97M | 0.20% | +22,273+91.1% | Added |
| First Horizon Advisors, Inc. | 46,729 | $8.97M | 0.29% | +34,947+296.6% | Added |
| AE Wealth Management LLC | 46,919 | $9.01M | 0.07% | +2,041+4.5% | Added |
| Clifford Swan Investment Counsel LLC | 43,895 | $9.02M | 0.33% | −102−0.2% | Reduced |
| Bokf, NA | 47,085 | $9.04M | 0.16% | +47,085 | New |
| Acadian Asset Management LLC | 47,114 | $9.04M | 0.03% | +9,366+24.8% | Added |
| Scotia Capital Inc. | 47,118 | $9.04M | 0.07% | −6,582−12.3% | Reduced |
| CIBC Private Wealth Group, LLC | 47,546 | $9.13M | 0.02% | −510,850−91.5% | Reduced |