Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Fosun International Ltd | 5,810 | $1.15M | 0.06% | +1,740+42.8% | Added |
| Gamco Investors, Inc. Et Al | 5,998 | $1.15M | 0.01% | +369+6.6% | Added |
| Jaffetilchin Investment Partners, LLC | 6,019 | $1.16M | 0.12% | −187−3.0% | Reduced |
| MidWestOne Financial Group, Inc. | 6,024 | $1.16M | 0.27% | −1,015−14.4% | Reduced |
| Aurora Private Wealth, Inc. | 6,024 | $1.16M | 0.47% | −138−2.2% | Reduced |
| CAPROCK Group, Inc. | 6,047 | $1.16M | 0.10% | −351−5.5% | Reduced |
| Symmetry Partners, LLC | 6,095 | $1.17M | 0.08% | −784−11.4% | Reduced |
| Bahl & Gaynor Inc | 6,150 | $1.18M | 0.01% | −880−12.5% | Reduced |
| Farmers Trust Co | 6,100 | $1.19M | 0.26% | 00.0% | Unchanged |
| First Foundation Advisors | 6,180 | $1.19M | 0.04% | +874+16.5% | Added |
| Thompson Siegel & Walmsley LLC | 6,193 | $1.19M | 0.02% | 00.0% | Unchanged |
| Lester Murray Antman dba SimplyRich | 6,217 | $1.19M | 0.43% | −336−5.1% | Reduced |
| Deltec Asset Management LLC | 6,300 | $1.21M | 0.18% | +6,300 | New |
| Cahill Financial Advisors Inc | 6,316 | $1.21M | 0.25% | +29+0.5% | Added |
| Mattern Wealth Management LLC | 6,331 | $1.22M | 0.41% | +6+0.1% | Added |
| Belpointe Asset Management LLC | 6,333 | $1.22M | 0.08% | +1,038+19.6% | Added |
| Valley Brook Capital Group | 6,390 | $1.23M | 1.21% | −50−0.8% | Reduced |
| Fort Point Capital Partners LLC | 6,415 | $1.23M | 0.19% | +2,522+64.8% | Added |
| Capital Asset Advisory Services LLC | 6,434 | $1.24M | 0.14% | −330−4.9% | Reduced |
| Proequities, Inc. | 6,458 | $1.24M | 0.08% | −619−8.7% | Reduced |
| Sequent Asset Management, LLC | 6,502 | $1.25M | 0.71% | −58−0.9% | Reduced |
| Franklin Street Advisors Inc | 6,500 | $1.25M | 0.11% | 00.0% | Unchanged |
| Procyon Private Wealth Partners, LLC | 6,515 | $1.25M | 0.32% | +215+3.4% | Added |
| Private Asset Management Inc | 6,530 | $1.25M | 0.17% | +1,230+23.2% | Added |
| Thomas White International Ltd | 6,542 | $1.26M | 0.18% | 00.0% | Unchanged |
| Tiemann Investment Advisors, LLC | 6,548 | $1.26M | 0.60% | −15−0.2% | Reduced |
| Horizon Kinetics Asset Management LLC | 6,593 | $1.27M | 0.03% | −340−4.9% | Reduced |
| Weatherly Asset Management L. P. | 6,612 | $1.27M | 0.15% | +922+16.2% | Added |
| Fairfield, Bush & Co. | 6,620 | $1.27M | 0.41% | +600+10.0% | Added |
| Fukoku Mutual Life Insurance Co | 6,620 | $1.27M | 0.10% | +2,840+75.1% | Added |
| Legacy Bridge, LLC | 6,635 | $1.27M | 0.73% | +122+1.9% | Added |
| Parallel Advisors, LLC | 6,644 | $1.27M | 0.05% | +90+1.4% | Added |
| Great Valley Advisor Group, Inc. | 6,645 | $1.28M | 0.09% | −9,012−57.6% | Reduced |
| Fma Advisory Inc | 6,656 | $1.28M | 0.48% | −730−9.9% | Reduced |
| Essex Savings Bank | 6,072 | $1.28M | 0.47% | +104+1.7% | Added |
| Harfst & Associates, Inc. | 6,673 | $1.28M | 0.35% | +338+5.3% | Added |
| Atlantic Trust, LLC | 6,698 | $1.28M | 0.81% | +2,262+51.0% | Added |
| Delos Wealth Advisors, LLC | 6,723 | $1.29M | 1.42% | +2,148+47.0% | Added |
| Westwood Holdings Group Inc. | 6,729 | $1.29M | 0.01% | −496−6.9% | Reduced |
| Cornell Pochily Investment Advisors, Inc. | 6,738 | $1.29M | 0.56% | −99−1.4% | Reduced |
| Smith, Moore & Co. | 6,751 | $1.30M | 0.20% | +1,003+17.4% | Added |
| Vident Investment Advisory, LLC | 6,750 | $1.30M | 0.04% | +2,128+46.0% | Added |
| Diamant Asset Management, Inc. | 6,755 | $1.30M | 1.07% | +6,755 | New |
| HawsGoodwin Investment Management LLC | 6,766 | $1.30M | 0.39% | −82−1.2% | Reduced |
| Hilton Capital Management, LLC | 6,783 | $1.30M | 0.13% | −931−12.1% | Reduced |
| Fort Pitt Capital Group, LLC | 6,798 | $1.30M | 0.05% | −932−12.1% | Reduced |
| Ar Asset Management Inc | 6,800 | $1.30M | 0.37% | −105−1.5% | Reduced |
| Staley Capital Advisers Inc | 6,800 | $1.30M | 0.07% | 00.0% | Unchanged |
| Douglas Lane & Associates, LLC | 6,799 | $1.30M | 0.02% | 00.0% | Unchanged |
| Mairs & Power Inc | 6,822 | $1.31M | 0.01% | −150−2.2% | Reduced |
| First Dallas Securities Inc. | 6,823 | $1.31M | 0.90% | +315+4.8% | Added |
| Equitable Holdings, Inc. | 6,837 | $1.31M | 0.02% | +467+7.3% | Added |
| Amarillo National Bank | 6,841 | $1.31M | 0.27% | −330−4.6% | Reduced |
| Coastline Trust Co | 6,880 | $1.32M | 0.16% | −5−0.1% | Reduced |
| ExodusPoint Capital Management, LP | 6,894 | $1.32M | 0.02% | −46,507−87.1% | Reduced |
| Meeder Asset Management Inc | 6,889 | $1.32M | 0.07% | −14,967−68.5% | Reduced |
| Empirical Finance, LLC | 6,940 | $1.33M | 0.20% | +403+6.2% | Added |
| Deseret Mutual Benefit Administrators | 6,937 | $1.33M | 0.25% | +3,841+124.1% | Added |
| Vestmark Advisory Solutions, Inc. | 6,970 | $1.34M | 0.09% | +71+1.0% | Added |
| Stoneridge Investment Partners LLC | 6,975 | $1.34M | 0.67% | −200−2.8% | Reduced |
| Investors Asset Management of Georgia Inc | 6,985 | $1.34M | 0.70% | 00.0% | Unchanged |
| Rational Advisors LLC | 7,002 | $1.34M | 0.11% | −343−4.7% | Reduced |
| Integrated Wealth Concepts LLC | 7,007 | $1.34M | 0.04% | +576+9.0% | Added |
| Corient Capital Partners, LLC | 7,014 | $1.35M | 0.10% | −109−1.5% | Reduced |
| Hoylecohen, LLC | 7,033 | $1.35M | 0.13% | +450+6.8% | Added |
| WBH Advisory Inc | 7,036 | $1.35M | 0.18% | +30.0% | Added |
| Moneta Group Investment Advisors LLC | 7,084 | $1.36M | 0.06% | +1,575+28.6% | Added |
| AMG National Trust Bank | 7,097 | $1.36M | 0.04% | +1,000+16.4% | Added |
| Eidelman Virant Capital | 7,006 | $1.36M | 0.53% | 00.0% | Unchanged |
| Level Four Advisory Services, LLC | 7,142 | $1.37M | 0.14% | −12,422−63.5% | Reduced |
| Washington Trust Co | 7,159 | $1.37M | 0.04% | −449−5.9% | Reduced |
| Atlas Brown,Inc. | 7,173 | $1.38M | 0.60% | −76−1.0% | Reduced |
| Main Street Research LLC | 7,194 | $1.38M | 0.12% | −127,588−94.7% | Reduced |
| Resources Investment Advisors, LLC. | 7,196 | $1.38M | 0.05% | +1,293+21.9% | Added |
| Haverford Trust Co | 7,208 | $1.38M | 0.02% | −5,506−43.3% | Reduced |
| Gamble Jones Investment Counsel | 7,223 | $1.39M | 0.09% | −400−5.2% | Reduced |
| BCM Advisors, LLC | 7,000 | $1.39M | 0.37% | 00.0% | Unchanged |
| Burleson & Company, LLC | 7,234 | $1.39M | 0.21% | −2,169−23.1% | Reduced |
| LS Investment Advisors, LLC | 7,304 | $1.40M | 0.18% | −300−3.9% | Reduced |
| Oak Asset Management, LLC | 7,082 | $1.40M | 0.58% | 00.0% | Unchanged |
| Altium Wealth Management LLC | 7,314 | $1.40M | 0.10% | +570+8.5% | Added |
| Moloney Securities Asset Management, LLC | 7,384 | $1.42M | 0.26% | +229+3.2% | Added |
| Cascade Investment Advisors, Inc. | 7,393 | $1.42M | 0.93% | +55+0.7% | Added |
| Heartland Bank & Trust Co | 7,457 | $1.43M | 1.23% | +390+5.5% | Added |
| Strategic Financial Services, Inc, | 7,483 | $1.44M | 0.11% | −167−2.2% | Reduced |
| Gables Capital Management Inc. | 7,490 | $1.44M | 0.94% | +1,760+30.7% | Added |
| Plimoth Trust Co LLC | 7,531 | $1.45M | 0.41% | +318+4.4% | Added |
| Argent Advisors, Inc. | 7,540 | $1.45M | 0.83% | +979+14.9% | Added |
| Tdam USA Inc. | 7,540 | $1.45M | 0.10% | +844+12.6% | Added |
| Van Eck Associates Corp | 7,548 | $1.45M | 0.00% | +58+0.8% | Added |
| Baldwin Investment Management, LLC | 7,573 | $1.45M | 0.25% | −100−1.3% | Reduced |
| Boenning & Scattergood, Inc. | 7,588 | $1.46M | 0.26% | −176−2.3% | Reduced |
| Quest Investment Management LLC | 7,588 | $1.46M | 0.13% | 00.0% | Unchanged |
| Argent Trust Co | 7,614 | $1.46M | 0.09% | +969+14.6% | Added |
| Centaurus Financial, Inc. | 7,641 | $1.47M | 0.12% | −653−7.9% | Reduced |
| D. Scott Neal, Inc. | 7,661 | $1.47M | 0.62% | +112+1.5% | Added |
| Wealthcare Advisory Partners LLC | 7,661 | $1.47M | 0.10% | +484+6.7% | Added |
| XTX Topco Ltd | 7,686 | $1.48M | 0.50% | +7,686 | New |
| Rafferty Asset Management, LLC | 7,732 | $1.48M | 0.01% | −3,715−32.5% | Reduced |
| J.W. Cole Advisors, Inc. | 7,767 | $1.49M | 0.11% | −74−0.9% | Reduced |