Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q3 2021
Institutional positions in Caterpillar Inc as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 1,943
- −52 vs. Q2 2021
- Shares held
- 370.3M
- −6.45M (−1.7%) vs. Q2 2021
- Total value
- $71.1B
- −$10.8B (−13.2%) vs. Q2 2021
- New holders
- 99
- 824 more added
- Sold out
- 151
- 692 more reduced
33 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Nations Financial Group Inc, | 4,466 | $857.0K | 0.13% | +138+3.2% | Added |
| Blueshift Asset Management, LLC | 4,471 | $858.0K | 0.05% | −368−7.6% | Reduced |
| EP Wealth Advisors, LLC | 4,471 | $858.0K | 0.02% | −21−0.5% | Reduced |
| WD Rutherford LLC | 4,469 | $858.0K | 0.47% | +650+17.0% | Added |
| IHT Wealth Management, LLC | 4,472 | $859.0K | 0.07% | −2,788−38.4% | Reduced |
| Birinyi Associates Inc | 4,500 | $863.0K | 0.29% | −1,000−18.2% | Reduced |
| Optimum Investment Advisors | 4,545 | $873.0K | 0.37% | −1,075−19.1% | Reduced |
| Providence First Trust Co | 4,579 | $879.0K | 0.42% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 4,579 | $879.0K | 0.02% | +2,654+137.9% | Added |
| Am Investment Strategies LLC | 4,600 | $883.0K | 0.23% | +75+1.7% | Added |
| Allen Capital Group, LLC | 4,602 | $883.0K | 0.18% | +242+5.6% | Added |
| Arkadios Wealth Advisors | 4,613 | $885.0K | 0.13% | −249−5.1% | Reduced |
| Flaharty Asset Management, LLC | 4,635 | $890.0K | 0.18% | −80−1.7% | Reduced |
| Nwam LLC | 4,647 | $892.0K | 0.08% | +547+13.3% | Added |
| Barings LLC | 4,689 | $900.0K | 0.02% | +2,036+76.7% | Added |
| Navellier & Associates Inc | 4,700 | $902.0K | 0.14% | −29,314−86.2% | Reduced |
| River Wealth Advisors LLC | 4,699 | $902.0K | 0.15% | −34−0.7% | Reduced |
| Sonora Investment Management, LLC | 4,707 | $904.0K | 0.11% | +331+7.6% | Added |
| Eldridge Investment Advisors, Inc. | 4,712 | $905.0K | 0.32% | 00.0% | Unchanged |
| Garde Capital, Inc. | 4,724 | $907.0K | 0.09% | 00.0% | Unchanged |
| Financial Architects, Inc | 4,731 | $908.0K | 0.13% | −970−17.0% | Reduced |
| Jackson Square Capital, LLC | 4,794 | $920.0K | 0.30% | −667−12.2% | Reduced |
| FourThought Financial, LLC | 4,800 | $921.0K | 0.12% | −78−1.6% | Reduced |
| Summit Financial Group Inc | 4,812 | $924.0K | 0.33% | −45−0.9% | Reduced |
| Patriot Investment Management Inc. | 4,813 | $924.0K | 0.08% | +121+2.6% | Added |
| Investment House LLC | 4,828 | $927.0K | 0.07% | −1,278−20.9% | Reduced |
| Ingalls & Snyder LLC | 4,827 | $927.0K | 0.04% | −415−7.9% | Reduced |
| RFG Advisory, LLC | 4,844 | $930.0K | 0.08% | −45−0.9% | Reduced |
| Northwest Quadrant Wealth Management, LLC | 4,699 | $930.0K | 0.27% | −57−1.2% | Reduced |
| RNC Capital Management LLC | 4,850 | $931.0K | 0.05% | +310+6.8% | Added |
| Laurel Wealth Advisors, Inc. | 4,854 | $932.0K | 0.17% | +1,126+30.2% | Added |
| Legacy Wealth Asset Management, LLC | 4,866 | $934.0K | 0.43% | +20+0.4% | Added |
| Menard Financial Group LLC | 4,869 | $935.0K | 0.82% | +676+16.1% | Added |
| CoreFirst Bank & Trust | 4,875 | $936.0K | 0.65% | 00.0% | Unchanged |
| Adams Chetwood Wealth Management LLC | 4,882 | $937.0K | 0.68% | 00.0% | Unchanged |
| Ritholtz Wealth Management | 4,909 | $942.0K | 0.07% | −29−0.6% | Reduced |
| Heck Capital Advisors, LLC | 4,924 | $945.3K | 0.19% | −51−1.0% | Reduced |
| Graypoint LLC | 4,998 | $959.0K | 0.12% | +56+1.1% | Added |
| Tokio Marine Asset Management Co Ltd | 5,020 | $964.0K | 0.09% | −651−11.5% | Reduced |
| HYA Advisors, Inc | 4,999 | $964.0K | 0.39% | +128+2.6% | Added |
| Schnieders Capital Management LLC | 5,087 | $977.0K | 0.26% | −183−3.5% | Reduced |
| Harel Insurance Investments & Financial Services Ltd. | 5,100 | $979.0K | 0.03% | −6,608−56.4% | Reduced |
| Bluefin Capital Management, LLC | 5,121 | $983.0K | 0.11% | +5,121 | New |
| Trustmark National Bank Trust Department | 5,126 | $984.0K | 0.08% | −502−8.9% | Reduced |
| DuPont Capital Management Corp | 5,135 | $986.0K | 0.03% | −4,382−46.0% | Reduced |
| Creative Financial Designs Inc | 5,135 | $986.0K | 0.16% | +420+8.9% | Added |
| Hoey Investments, Inc | 5,140 | $987.0K | 0.31% | −6,535−56.0% | Reduced |
| SevenBridge Financial Group, LLC | 5,152 | $989.0K | 0.33% | −130−2.5% | Reduced |
| Inspire Advisors, LLC | 5,177 | $994.0K | 0.31% | +307+6.3% | Added |
| Costello Asset Management, INC | 5,199 | $998.0K | 0.64% | −71−1.3% | Reduced |
| Kovack Advisors, Inc. | 5,201 | $998.0K | 0.11% | +298+6.1% | Added |
| Institute for Wealth Management, LLC. | 5,224 | $1.00M | 0.18% | −127−2.4% | Reduced |
| CPWM, LLC | 5,249 | $1.01M | 0.09% | −32−0.6% | Reduced |
| Clearbridge Investments, LLC | 5,249 | $1.01M | 0.00% | +1,110+26.8% | Added |
| Tempus Wealth Planning, LLC | 5,300 | $1.02M | 0.58% | 00.0% | Unchanged |
| Quattro Financial Advisors LLC | 5,000 | $1.02M | 0.27% | 00.0% | Unchanged |
| Checchi Capital Advisers, LLC | 5,339 | $1.02M | 0.13% | −10.0% | Reduced |
| Zions Bancorporation, N.A. | 5,346 | $1.03M | 0.10% | +310+6.2% | Added |
| Toroso Investments, LLC | 5,342 | $1.03M | 0.04% | +1,026+23.8% | Added |
| Two Sigma Securities, LLC | 5,349 | $1.03M | 0.21% | +3,582+202.7% | Added |
| Personal Capital Advisors Corp | 5,366 | $1.03M | 0.01% | +18+0.3% | Added |
| Garrison Point Advisors, LLC | 5,370 | $1.03M | 0.75% | +100+1.9% | Added |
| Palumbo Wealth Management LLC | 5,374 | $1.03M | 0.68% | −582−9.8% | Reduced |
| Eastern Bank | 5,377 | $1.03M | 0.05% | +200+3.9% | Added |
| Wade G W & Inc | 5,380 | $1.03M | 0.05% | +446+9.0% | Added |
| Comerica Securities,inc. | 5,414 | $1.04M | 0.07% | +222+4.3% | Added |
| Agf Investments Inc. | 5,465 | $1.05M | 0.01% | −317−5.5% | Reduced |
| Rothschild Investment Corp | 5,470 | $1.05M | 0.09% | 00.0% | Unchanged |
| Van Strum & Towne Inc. | 5,484 | $1.05M | 0.41% | 00.0% | Unchanged |
| SOL Capital Management CO | 5,494 | $1.05M | 0.21% | −150−2.7% | Reduced |
| High Falls Advisors, Inc | 5,496 | $1.05M | 0.29% | +179+3.4% | Added |
| Cadinha & Co LLC | 5,503 | $1.06M | 0.15% | −2,891−34.4% | Reduced |
| Viking Fund Management LLC | 5,500 | $1.06M | 0.31% | 00.0% | Unchanged |
| Beech Hill Advisors, Inc. | 5,500 | $1.06M | 0.44% | 00.0% | Unchanged |
| Barber Financial Group, Inc. | 5,501 | $1.06M | 0.14% | 00.0% | Unchanged |
| Park Avenue Securities LLC | 5,521 | $1.06M | 0.02% | +388+7.6% | Added |
| CFM Wealth Partners LLC | 5,531 | $1.06M | 0.27% | −392−6.6% | Reduced |
| HM Payson & Co | 5,561 | $1.07M | 0.03% | −70−1.2% | Reduced |
| Arbor Trust Wealth Advisors, LLC | 5,585 | $1.07M | 0.67% | 00.0% | Unchanged |
| St Germain D J Co Inc | 5,591 | $1.07M | 0.07% | +38+0.7% | Added |
| Arrow Financial Corp | 5,604 | $1.08M | 0.14% | +1,036+22.7% | Added |
| Wintrust Investments LLC | 5,610 | $1.08M | 0.15% | 00.0% | Unchanged |
| Choate Investment Advisors | 5,607 | $1.08M | 0.07% | +850+17.9% | Added |
| Orleans Capital Management Corp | 5,640 | $1.08M | 0.69% | +220+4.1% | Added |
| Penobscot Investment Management Company, Inc. | 5,655 | $1.09M | 0.16% | 00.0% | Unchanged |
| Braun Stacey Associates Inc | 5,660 | $1.09M | 0.04% | −98,452−94.6% | Reduced |
| Polar Asset Management Partners Inc. | 5,687 | $1.09M | 0.01% | −2,124−27.2% | Reduced |
| Convergence Investment Partners, LLC | 5,696 | $1.09M | 0.59% | −2,225−28.1% | Reduced |
| Everett Harris & Co | 5,702 | $1.09M | 0.02% | 00.0% | Unchanged |
| Livforsakringsbolaget Skandia, Omsesidigt | 5,713 | $1.10M | 0.07% | −1,100−16.1% | Reduced |
| Exane Derivatives | 5,712 | $1.10M | 0.27% | +10.0% | Added |
| Duff & Phelps Investment Management Co | 5,740 | $1.10M | 0.01% | −125−2.1% | Reduced |
| B. Riley Wealth Management, Inc. | 5,767 | $1.11M | 0.09% | +5,767 | New |
| ARGI Investment Services, LLC | 5,784 | $1.11M | 0.04% | +467+8.8% | Added |
| Clarius Group, LLC | 5,869 | $1.13M | 0.10% | +76+1.3% | Added |
| Sunflower Bank, N.A. | 5,877 | $1.13M | 0.16% | −155−2.6% | Reduced |
| Beaton Management Co. Inc. | 5,883 | $1.13M | 0.75% | 00.0% | Unchanged |
| Keudell/Morrison Wealth Management | 5,931 | $1.14M | 0.49% | +165+2.9% | Added |
| PSI Advisors, LLC | 5,953 | $1.14M | 0.52% | +3,002+101.7% | Added |
| Independent Financial Group, LLC | 5,967 | $1.15M | 0.12% | +342+6.1% | Added |