Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Source Financial Advisors LLC | 2,577 | $561.0K | 0.14% | +27+1.1% | Added |
| Occudo Quantitative Strategies LP | 2,585 | $563.0K | 0.09% | +2,585 | New |
| Kore Private Wealth LLC | 2,595 | $565.0K | 0.06% | −793−23.4% | Reduced |
| LSV Asset Management | 2,600 | $565.0K | 0.00% | 00.0% | Unchanged |
| Boston Financial Mangement LLC | 2,600 | $566.0K | 0.02% | 00.0% | Unchanged |
| Bank of Nova Scotia Trust Co | 2,601 | $566.0K | 0.05% | +10.0% | Added |
| Perpetual Investment Management Ltd | 2,600 | $566.0K | 0.08% | 00.0% | Unchanged |
| Montag A & Associates Inc | 2,615 | $569.0K | 0.03% | +15+0.6% | Added |
| Windsor Capital Management, LLC | 2,619 | $570.0K | 0.19% | 00.0% | Unchanged |
| Patton Albertson Miller Group, LLC | 2,643 | $575.0K | 0.13% | −595−18.4% | Reduced |
| Toth Financial Advisory Corp | 2,642 | $575.0K | 0.09% | +226+9.4% | Added |
| Barings LLC | 2,653 | $577.0K | 0.01% | −3,262−55.1% | Reduced |
| Renaissance Investment Group LLC | 2,661 | $579.0K | 0.15% | 00.0% | Unchanged |
| Opes Wealth Management LLC | 2,666 | $580.0K | 0.21% | 00.0% | Unchanged |
| Vigilare Wealth Management | 2,669 | $581.0K | 0.35% | +320+13.6% | Added |
| Rede Wealth, LLC | 2,673 | $582.0K | 0.31% | +10.0% | Added |
| Seelaus Asset Management LLC | 2,691 | $586.0K | 0.34% | −49−1.8% | Reduced |
| Rossmore Private Capital | 2,693 | $586.0K | 0.10% | 00.0% | Unchanged |
| PrairieView Partners, LLC | 2,702 | $588.0K | 0.09% | +11+0.4% | Added |
| Capstone Financial Advisors, Inc. | 2,712 | $590.0K | 0.05% | −89−3.2% | Reduced |
| CWA Asset Management Group, LLC | 2,738 | $593.0K | 0.05% | −133−4.6% | Reduced |
| Advisor Resource Council | 2,734 | $595.0K | 0.06% | +2,734 | New |
| First Citizens Financial Corp | 2,743 | $597.0K | 0.45% | 00.0% | Unchanged |
| Abacus Planning Group, Inc. | 2,748 | $598.0K | 0.18% | +163+6.3% | Added |
| Landaas & Co | 2,751 | $599.0K | 0.34% | +3+0.1% | Added |
| Benin Management CORP | 2,756 | $600.0K | 0.19% | 00.0% | Unchanged |
| Strategic Blueprint, LLC | 2,762 | $601.0K | 0.10% | +744+36.9% | Added |
| Quadrant Capital Group LLC | 2,772 | $603.0K | 0.09% | +111+4.2% | Added |
| Derbend Asset Management | 2,783 | $606.0K | 0.56% | +2,783 | New |
| Founders Financial Securities LLC | 2,791 | $607.0K | 0.12% | −3,962−58.7% | Reduced |
| Peregrine Asset Advisers, Inc. | 2,794 | $608.0K | 0.28% | +1,218+77.3% | Added |
| Peavine Capital, LLC | 2,800 | $609.0K | 0.13% | 00.0% | Unchanged |
| Security National Bank | 2,797 | $609.0K | 0.16% | +56+2.0% | Added |
| Private Advisory Group LLC | 2,798 | $609.0K | 0.15% | +1,922+219.4% | Added |
| Gray Wealth Management Inc. | 2,803 | $610.0K | 0.35% | +252+9.9% | Added |
| Cozad Asset Management Inc | 2,816 | $613.0K | 0.10% | −200−6.6% | Reduced |
| Mechanics Bank Trust Department | 2,828 | $615.0K | 0.10% | −490−14.8% | Reduced |
| Steigerwald, Gordon & Koch Inc. | 2,832 | $616.0K | 0.10% | −9−0.3% | Reduced |
| Sound Financial Strategies Group, LLC | 2,832 | $616.0K | 0.31% | +218+8.3% | Added |
| VeraBank, N.A. | 2,835 | $617.0K | 0.37% | 00.0% | Unchanged |
| Indiana Trust & Investment Management CO | 3,398 | $619.0K | 0.34% | +252+8.0% | Added |
| HCR Wealth Advisors | 2,847 | $620.0K | 0.11% | 00.0% | Unchanged |
| Covington Capital Management | 2,850 | $620.0K | 0.02% | +811+39.8% | Added |
| Marble Harbor Investment Counsel, LLC | 2,854 | $621.0K | 0.08% | 00.0% | Unchanged |
| WealthShield Partners, LLC | 2,854 | $621.0K | 0.10% | +168+6.3% | Added |
| Perigon Wealth Management, LLC | 2,863 | $623.0K | 0.06% | +474+19.8% | Added |
| Harvest Investment Services, LLC | 2,882 | $627.0K | 0.26% | +2,882 | New |
| Taylor Hoffman Wealth Management | 2,892 | $629.0K | 0.27% | −32−1.1% | Reduced |
| 44 Wealth Management LLC | 2,900 | $631.0K | 0.24% | +1,050+56.8% | Added |
| JFS Wealth Advisors, LLC | 2,905 | $632.0K | 0.09% | −7−0.2% | Reduced |
| MPS Loria Financial Planners, LLC | 2,906 | $633.0K | 0.29% | +11+0.4% | Added |
| Change Path, LLC | 2,926 | $637.0K | 0.04% | +49+1.7% | Added |
| Intercontinental Wealth Advisors, LLC | 2,936 | $639.0K | 0.13% | −120−3.9% | Reduced |
| Archer Investment Corp | 2,952 | $642.4K | 0.25% | −20−0.7% | Reduced |
| NorthRock Partners, LLC | 2,952 | $643.0K | 0.05% | +281+10.5% | Added |
| Live Oak Private Wealth LLC | 2,959 | $644.0K | 0.14% | 00.0% | Unchanged |
| Vigilant Capital Management, LLC | 2,965 | $645.0K | 0.05% | −235−7.3% | Reduced |
| PSI Advisors, LLC | 2,951 | $645.0K | 0.34% | +932+46.2% | Added |
| Brighton Jones LLC | 2,967 | $646.0K | 0.03% | +13+0.4% | Added |
| Northstar Group, Inc. | 2,975 | $647.0K | 0.17% | +25+0.8% | Added |
| IFG Advisory, LLC | 2,981 | $648.0K | 0.07% | +177+6.3% | Added |
| Wealth Enhancement Advisory Services, LLC | 3,082 | $652.0K | 0.01% | +39+1.3% | Added |
| Berman Capital Advisors, LLC | 3,000 | $652.0K | 0.10% | +385+14.7% | Added |
| Supplemental Annuity Collective Trust of NJ | 3,000 | $653.0K | 0.21% | 00.0% | Unchanged |
| Sippican Capital Advisors | 3,000 | $653.0K | 0.57% | 00.0% | Unchanged |
| Cito Capital Group, LLC | 3,000 | $653.0K | 0.29% | 00.0% | Unchanged |
| NN Investment Partners Holdings N.V. | 3,000 | $653.0K | 0.00% | +3,000 | New |
| Capital International Sarl | 3,024 | $658.0K | 0.06% | −768−20.3% | Reduced |
| Cape Cod Five Cents Savings Bank | 3,031 | $659.0K | 0.07% | −210−6.5% | Reduced |
| Wealth Management Partners, LLC | 3,032 | $660.0K | 0.46% | +691+29.5% | Added |
| Crawford Investment Counsel Inc | 3,036 | $661.0K | 0.01% | +339+12.6% | Added |
| Rodgers Brothers Inc. | 3,045 | $663.0K | 0.13% | +225+8.0% | Added |
| Patten & Patten Inc | 3,058 | $665.0K | 0.05% | +16+0.5% | Added |
| Gilbert & Cook, Inc. | 3,057 | $665.0K | 0.12% | +72+2.4% | Added |
| North Star Asset Management Inc | 3,072 | $669.0K | 0.04% | +482+18.6% | Added |
| Solstein Capital, LLC | 3,074 | $669.0K | 0.82% | +1,034+50.7% | Added |
| Total Clarity Wealth Management, Inc. | 3,082 | $671.0K | 0.37% | +378+14.0% | Added |
| South State Corp. | 3,090 | $672.0K | 0.06% | −503−14.0% | Reduced |
| Bellwether Advisors, LLC | 3,088 | $672.0K | 0.23% | +2,978+2,707.3% | Added |
| Mirador Capital Partners LP | 3,097 | $674.0K | 0.15% | +2,151+227.4% | Added |
| Deseret Mutual Benefit Administrators | 3,096 | $674.0K | 0.16% | +3,096 | New |
| Founders Financial Alliance, LLC | 3,100 | $676.0K | 0.31% | −180−5.5% | Reduced |
| North Point Portfolio Managers Corp | 3,113 | $677.0K | 0.09% | 00.0% | Unchanged |
| Affiance Financial, LLC | 3,110 | $677.0K | 0.29% | 00.0% | Unchanged |
| CNB Bank | 3,108 | $677.0K | 0.42% | +8+0.3% | Added |
| LexAurum Advisors, LLC | 3,116 | $678.0K | 0.20% | +149+5.0% | Added |
| Somerville Kurt F | 3,120 | $679.0K | 0.10% | −25−0.8% | Reduced |
| First Command Bank | 3,138 | $683.0K | 0.08% | +125+4.1% | Added |
| First Command Financial Services, Inc. | 3,138 | $683.0K | 0.08% | +125+4.1% | Added |
| Willow Creek Wealth Management Inc. | 3,142 | $684.0K | 0.16% | +3,142 | New |
| Stonebridge Capital Advisors LLC | 3,147 | $685.0K | 0.08% | +226+7.7% | Added |
| Quadrant Private Wealth Management, LLC | 3,154 | $686.0K | 0.28% | −410−11.5% | Reduced |
| Centiva Capital, LP | 3,153 | $686.0K | 0.05% | +3,153 | New |
| Reynders McVeigh Capital Management, LLC | 3,170 | $690.0K | 0.04% | +10.0% | Added |
| Fulton Bank, N.A. | 3,174 | $691.0K | 0.03% | −14−0.4% | Reduced |
| Rollins Financial | 3,176 | $691.0K | 0.25% | +842+36.1% | Added |
| TownSquare Capital, LLC | 3,242 | $692.0K | 0.02% | +37+1.2% | Added |
| Vectors Research Management, LLC | 3,189 | $694.0K | 0.18% | 00.0% | Unchanged |
| HNP Capital LLC | 3,189 | $694.0K | 0.18% | 00.0% | Unchanged |
| Atwood & Palmer Inc | 3,193 | $695.0K | 0.06% | +269+9.2% | Added |