Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Good Life Advisors, LLC | 2,103 | $458.0K | 0.09% | −200−8.7% | Reduced |
| Evergreen Capital Management LLC | 2,110 | $459.0K | 0.02% | +244+13.1% | Added |
| Golden State Equity Partners | 2,119 | $461.0K | 0.18% | −640−23.2% | Reduced |
| Berkshire Bank | 2,125 | $463.0K | 0.11% | −50−2.3% | Reduced |
| Livingston Group Asset Management CO (operating as Southport Capital Management) | 2,125 | $463.0K | 0.11% | +86+4.2% | Added |
| Heron Financial Group, LLC | 2,130 | $464.0K | 0.27% | +115+5.7% | Added |
| Ategra Capital Management, LLC | 2,136 | $465.0K | 0.24% | +9+0.4% | Added |
| Princeton Global Asset Management LLC | 2,135 | $465.0K | 0.14% | −5,214−70.9% | Reduced |
| Parkside Financial Bank & Trust | 2,149 | $467.0K | 0.14% | −358−14.3% | Reduced |
| Advisors Management Group Inc | 2,151 | $468.0K | 0.14% | −5−0.2% | Reduced |
| Accurate Wealth Management, LLC | 2,149 | $468.0K | 0.41% | +2,149 | New |
| Davidson Investment Advisors | 2,165 | $471.0K | 0.04% | −150−6.5% | Reduced |
| Capital Planning Advisors, LLC | 2,166 | $471.0K | 0.10% | +991+84.3% | Added |
| Quantamental Technologies LLC | 2,172 | $473.0K | 0.42% | +47+2.2% | Added |
| Day & Ennis, LLC | 2,174 | $473.0K | 0.16% | +106+5.1% | Added |
| Davidson Trust Co | 2,173 | $473.0K | 0.37% | +2,173 | New |
| International Assets Investment Management, LLC | 2,177 | $474.0K | 0.09% | −15,082−87.4% | Reduced |
| Zhang Financial LLC | 2,180 | $474.0K | 0.12% | −281−11.4% | Reduced |
| 180 Wealth Advisors, LLC | 2,223 | $476.0K | 0.11% | +164+8.0% | Added |
| Tolleson Wealth Management, Inc. | 2,200 | $479.0K | 0.13% | 00.0% | Unchanged |
| Aberdeen Wealth Management LLC | 2,200 | $479.0K | 0.44% | +30+1.4% | Added |
| Requisite Capital Management, LLC | 2,202 | $479.0K | 0.08% | +1,000+83.2% | Added |
| Machina Capital S.A.S. | 2,200 | $479.0K | 0.81% | +2,200 | New |
| Evanson Asset Management, LLC | 2,204 | $480.0K | 0.05% | −343−13.5% | Reduced |
| Carnegie Capital Asset Management, LLC | 2,207 | $480.0K | 0.02% | +440+24.9% | Added |
| Thoroughbred Financial Services, LLC | 2,208 | $481.0K | 0.12% | +233+11.8% | Added |
| LVM Capital Management Ltd | 2,225 | $484.0K | 0.07% | 00.0% | Unchanged |
| Lehman & Derafelo Financial Resources LLC | 2,225 | $484.0K | 0.13% | 00.0% | Unchanged |
| Platform Technology Partners | 2,222 | $484.0K | 0.20% | +2,222 | New |
| Wimmer Associates 1, LLC | 2,227 | $485.0K | 0.28% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 2,227 | $485.0K | 0.05% | +51+2.3% | Added |
| Shepherd Financial Partners LLC | 2,240 | $487.0K | 0.09% | 00.0% | Unchanged |
| German American Bancorp, Inc. | 2,248 | $489.0K | 0.08% | +12+0.5% | Added |
| Hennion & Walsh Asset Management, Inc. | 2,246 | $489.0K | 0.03% | +794+54.7% | Added |
| Cooper Financial Group | 2,253 | $490.0K | 0.10% | +7+0.3% | Added |
| Wealth Alliance | 2,254 | $491.0K | 0.12% | −1,290−36.4% | Reduced |
| Flagship Harbor Advisors, LLC | 2,257 | $491.0K | 0.05% | −429−16.0% | Reduced |
| Sterling Manor Financial, LLC | 2,255 | $491.0K | 0.39% | +2+0.1% | Added |
| Goepper Burkhardt LLC | 2,260 | $492.0K | 0.31% | 00.0% | Unchanged |
| Forte Capital LLC | 2,263 | $492.0K | 0.07% | +265+13.3% | Added |
| Grimes & Company, Inc. | 2,265 | $493.0K | 0.02% | +400+21.4% | Added |
| Girard Partners Ltd. | 2,275 | $495.0K | 0.06% | −57−2.4% | Reduced |
| Bath Savings Trust Co | 2,290 | $498.0K | 0.06% | −50−2.1% | Reduced |
| Putnam Investments LLC | 2,313 | $498.0K | 0.00% | +22+1.0% | Added |
| Diligent Investors, LLC | 2,292 | $499.0K | 0.17% | −625−21.4% | Reduced |
| Regent Investment Management LLC | 2,300 | $501.0K | 0.12% | 00.0% | Unchanged |
| Hayden Royal, LLC | 2,309 | $502.0K | 0.28% | −47−2.0% | Reduced |
| Wealthsource Partners, LLC | 2,321 | $505.0K | 0.04% | −272−10.5% | Reduced |
| Transcend Wealth Collective, LLC | 2,320 | $505.0K | 0.07% | +304+15.1% | Added |
| Mather Group, LLC. | 2,336 | $508.0K | 0.01% | +42+1.8% | Added |
| Mount Yale Investment Advisors, LLC | 2,340 | $509.0K | 0.06% | −244−9.4% | Reduced |
| Intrust Bank NA | 2,340 | $509.0K | 0.07% | +332+16.5% | Added |
| Archford Capital Strategies, LLC | 2,344 | $510.0K | 0.13% | −626−21.1% | Reduced |
| Evermay Wealth Management LLC | 2,345 | $510.0K | 0.09% | −98−4.0% | Reduced |
| Lombard Odier Asset Management (Switzerland) SA | 2,347 | $511.0K | 0.03% | +1,241+112.2% | Added |
| Acorn Wealth Advisors, LLC | 2,362 | $514.0K | 0.36% | +10.0% | Added |
| Wolverine Asset Management LLC | 2,364 | $514.0K | 0.00% | +1,585+203.5% | Added |
| Castleview Partners, LLC | 2,360 | $514.0K | 0.23% | +2,360 | New |
| LCNB Corp | 2,370 | $516.0K | 0.26% | +180+8.2% | Added |
| First National Bank of Hutchinson | 2,376 | $517.0K | 0.27% | −950−28.6% | Reduced |
| Thrive Capital Management, LLC | 2,381 | $518.0K | 0.40% | +879+58.5% | Added |
| Exencial Wealth Advisors, LLC | 2,393 | $521.0K | 0.03% | +812+51.4% | Added |
| FSB Premier Wealth Management, Inc. | 2,412 | $524.0K | 0.27% | +283+13.3% | Added |
| Grandview Asset Management LLC | 2,406 | $524.0K | 0.29% | +2,292+2,010.5% | Added |
| Stevens Capital Management LP | 2,416 | $526.0K | 0.15% | +2,416 | New |
| Northstar Investment Advisors LLC | 2,548 | $527.0K | 0.07% | 00.0% | Unchanged |
| Sargent Investment Group, LLC | 2,422 | $527.0K | 0.13% | 00.0% | Unchanged |
| Farr Miller & Washington LLC | 2,420 | $527.0K | 0.03% | 00.0% | Unchanged |
| Jones Financial Companies LLLP | 2,427 | $528.0K | 0.00% | −566−18.9% | Reduced |
| Aspiriant, LLC | 2,422 | $528.0K | 0.03% | +12+0.5% | Added |
| Proficio Capital Partners LLC | 2,436 | $530.0K | 0.06% | +36+1.5% | Added |
| Clarus Wealth Advisors | 2,430 | $531.0K | 0.33% | −1,591−39.6% | Reduced |
| 55I, LLC | 2,438 | $531.0K | 0.02% | +1,074+78.7% | Added |
| Maryland Capital Management | 2,458 | $535.0K | 0.03% | +332+15.6% | Added |
| Trillium Asset Management, LLC | 2,461 | $536.0K | 0.01% | −6−0.2% | Reduced |
| Hills Bank & Trust Co | 2,464 | $536.0K | 0.08% | +200+8.8% | Added |
| Tarbox Family Office, Inc. | 2,467 | $537.0K | 0.10% | +3+0.1% | Added |
| Carret Asset Management, LLC | 2,482 | $540.0K | 0.06% | +25+1.0% | Added |
| XML Financial, LLC | 2,489 | $542.0K | 0.12% | +27+1.1% | Added |
| Sawtooth Solutions, LLC | 2,494 | $543.0K | 0.11% | +398+19.0% | Added |
| Ocean Capital Management, LLC | 2,500 | $544.0K | 0.23% | 00.0% | Unchanged |
| Bordeaux Wealth Advisors LLC | 2,500 | $544.0K | 0.31% | 00.0% | Unchanged |
| Harbor Investment Advisory, LLC | 2,499 | $544.0K | 0.07% | +150+6.4% | Added |
| Harbor Financial Services, LLC | 2,510 | $546.0K | 0.23% | −73−2.8% | Reduced |
| Parsec Financial Management, Inc. | 2,509 | $546.0K | 0.03% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 2,513 | $547.0K | 0.02% | −6,174−71.1% | Reduced |
| Ancora Advisors, LLC | 2,515 | $547.0K | 0.01% | 00.0% | Unchanged |
| Sound View Wealth Advisors Group, LLC | 2,516 | $548.0K | 0.12% | −619−19.7% | Reduced |
| Old Second National Bank of Aurora | 2,525 | $549.0K | 0.15% | −600−19.2% | Reduced |
| Investors Financial Group, LLC | 2,525 | $550.0K | 0.30% | +471+22.9% | Added |
| Insight Advisors, LLC | 2,686 | $551.0K | 0.17% | −1,039−27.9% | Reduced |
| Arete Wealth Advisors, LLC | 3,095 | $553.0K | 0.08% | +1,579+104.2% | Added |
| 9258 Wealth Management, LLC | 2,544 | $554.0K | 0.15% | +5+0.2% | Added |
| Barrett Asset Management, LLC | 2,550 | $555.0K | 0.03% | 00.0% | Unchanged |
| Krane Funds Advisors LLC | 2,553 | $556.0K | 0.02% | −948−27.1% | Reduced |
| Bartlett & Co. LLC | 2,557 | $556.0K | 0.01% | +150+6.2% | Added |
| Heritage Wealth Advisors | 2,556 | $556.3K | 0.03% | +771+43.2% | Added |
| Bartlett & Co. Wealth Management LLC | 2,557 | $556.5K | 0.01% | +150+6.2% | Added |
| First National Bank Sioux Falls | 2,560 | $557.0K | 0.85% | −304−10.6% | Reduced |
| Pitcairn Co | 2,568 | $559.0K | 0.04% | −47−1.8% | Reduced |