Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Huntington National Bank | 276,023 | $60.1M | 0.60% | +64,474+30.5% | Added |
| State of Tennessee, Treasury Department | 279,710 | $60.9M | 0.23% | −86,896−23.7% | Reduced |
| Korea Investment CORP | 280,636 | $61.1M | 0.17% | −14,200−4.8% | Reduced |
| Nan Shan Life Insurance Co., Ltd. | 281,000 | $61.2M | 1.03% | −259,099−48.0% | Reduced |
| Fifth Third Bancorp | 282,018 | $61.4M | 0.27% | +26,396+10.3% | Added |
| Markel Group Inc.SuperinvestorMarkel Group | 287,500 | $62.6M | 0.79% | 00.0% | Unchanged |
| Storebrand Asset Management AS | 289,118 | $62.9M | 0.31% | +35,326+13.9% | Added |
| Natixis Advisors, L.P. | 297,124 | $64.7M | 0.31% | +3,572+1.2% | Added |
| First Trust Advisors LP | 297,682 | $64.8M | 0.07% | −33,748−10.2% | Reduced |
| Nomura Asset Management Co Ltd | 305,110 | $66.4M | 0.38% | +143,206+88.5% | Added |
| Raymond James Financial Services Advisors, Inc. | 309,205 | $67.3M | 0.14% | +17,901+6.1% | Added |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 310,699 | $67.6M | 0.24% | −17,465−5.3% | Reduced |
| Swedbank AB | 312,952 | $68.1M | 0.13% | −301−0.1% | Reduced |
| AQR Capital Management LLC | 317,052 | $68.2M | 0.12% | +60,542+23.6% | Added |
| Ardevora Asset Management LLP | 315,334 | $68.6M | 0.86% | +65,834+26.4% | Added |
| Asset Management One Co.,Ltd. | 320,357 | $69.7M | 0.26% | +480.0% | Added |
| State of New Jersey Common Pension Fund D | 323,912 | $70.5M | 0.23% | −1,344−0.4% | Reduced |
| Man Group plc | 336,587 | $73.3M | 0.26% | +326,565+3,258.5% | Added |
| Mn Services Vermogensbeheer B.V. | 399,928 | $73.4M | 0.57% | +399,928 | New |
| Zurich Insurance Group Ltd | 345,574 | $75.2M | 0.94% | −184,040−34.7% | Reduced |
| Robeco Institutional Asset Management B.V. | 346,749 | $75.5M | 0.17% | +61,662+21.6% | Added |
| Artemis Investment Management LLP | 347,908 | $75.8M | 0.65% | −202,973−36.8% | Reduced |
| Factory Mutual Insurance Co | 348,557 | $75.9M | 0.93% | −21,928−5.9% | Reduced |
| Public Employees Retirement System of Ohio | 351,669 | $76.5M | 0.27% | +1,867+0.5% | Added |
| Mitsubishi UFJ Trust & Banking Corp | 355,518 | $77.4M | 0.16% | −42,922−10.8% | Reduced |
| Chevy Chase Trust Holdings, Inc. | 356,091 | $77.5M | 0.26% | −17,122−4.6% | Reduced |
| Great West Life Assurance Co | 360,089 | $78.3M | 0.18% | −3,304−0.9% | Reduced |
| State of Wisconsin Investment Board | 369,154 | $80.3M | 0.17% | −25,976−6.6% | Reduced |
| HighTower Advisors, LLC | 369,409 | $80.4M | 0.23% | +6,966+1.9% | Added |
| First Republic Investment Management, Inc. | 378,696 | $82.4M | 0.21% | +77,540+25.7% | Added |
| Zacks Investment Management | 382,023 | $83.1M | 1.35% | +17,799+4.9% | Added |
| Commonwealth Equity Services, LLC | 390,486 | $85.0M | 0.22% | +11,774+3.1% | Added |
| Aviva PLC | 393,215 | $85.6M | 0.38% | −2,889−0.7% | Reduced |
| Toronto Dominion Bank | 397,181 | $86.4M | 0.13% | +46,765+13.3% | Added |
| Jane Street Group, LLC | 401,097 | $87.3M | 0.22% | +343,770+599.7% | Added |
| Retirement Systems of Alabama | 419,439 | $91.3M | 0.33% | −36,020−7.9% | Reduced |
| US Bancorp | 425,146 | $92.5M | 0.17% | −3,708−0.9% | Reduced |
| Mitsubishi UFJ Kokusai Asset Management Co., Ltd. | 431,948 | $94.0M | 0.51% | +43,165+11.1% | Added |
| STRS Ohio | 436,154 | $94.9M | 0.34% | −8,005−1.8% | Reduced |
| BNP Paribas Arbitrage, SA | 440,719 | $95.9M | 0.19% | +167,614+61.4% | Added |
| Victory Capital Management Inc | 443,988 | $96.6M | 0.09% | +32,495+7.9% | Added |
| Citadel Advisors LLC | 452,607 | $98.5M | 0.10% | +211,011+87.3% | Added |
| Prudential Financial Inc | 478,341 | $104.1M | 0.14% | −27,128−5.4% | Reduced |
| Rothschild & Co Asset Management US Inc. | 481,602 | $104.8M | 1.24% | +18,092+3.9% | Added |
| Stifel Financial Corp | 488,090 | $106.2M | 0.16% | +3,944+0.8% | Added |
| Franklin Resources Inc | 499,967 | $108.8M | 0.04% | −61,659−11.0% | Reduced |
| Millennium Management LLC | 503,998 | $109.7M | 0.14% | +355,777+240.0% | Added |
| Canada Pension Plan Investment Board | 513,209 | $111.7M | 0.13% | +189,548+58.6% | Added |
| AMF Pensionsforsakring AB | 530,481 | $115.5M | 0.80% | −7,138−1.3% | Reduced |
| Congress Asset Management Co | 540,031 | $117.5M | 0.98% | +1,761+0.3% | Added |
| CIBC Private Wealth Group, LLC | 558,396 | $121.5M | 0.28% | +79,694+16.6% | Added |
| Old Republic International Corporation | 567,000 | $123.4M | 2.39% | 00.0% | Unchanged |
| Raymond James & Associates | 584,015 | $127.1M | 0.12% | +7,062+1.2% | Added |
| Mackenzie Financial Corp | 584,178 | $127.1M | 0.18% | −8,110−1.4% | Reduced |
| LPL Financial LLC | 593,923 | $129.3M | 0.13% | +31,212+5.5% | Added |
| Adage Capital Partners GP, L.L.C. | 595,808 | $129.7M | 0.25% | −68,166−10.3% | Reduced |
| The PNC Financial Services Group, Inc. | 600,715 | $130.7M | 0.12% | +248,889+70.7% | Added |
| APG Asset Management N.V. | 721,941 | $132.5M | 0.23% | −52,210−6.7% | Reduced |
| Baird Financial Group, Inc. | 633,772 | $137.9M | 0.36% | +48,664+8.3% | Added |
| New York State Teachers Retirement System | 650,385 | $141.5M | 0.30% | −31,070−4.6% | Reduced |
| Two Sigma Investments, LP | 653,181 | $142.2M | 0.38% | +641,302+5,398.6% | Added |
| Bank of Nova Scotia | 661,029 | $143.9M | 0.27% | +444,912+205.9% | Added |
| State Board of Administration of Florida Retirement System | 706,917 | $153.8M | 0.29% | −12,460−1.7% | Reduced |
| National Pension Service | 731,323 | $159.2M | 0.30% | +10,409+1.4% | Added |
| Envestnet Asset Management Inc | 731,703 | $159.2M | 0.09% | +107,200+17.2% | Added |
| Allianz Asset Management GmbH | 741,347 | $161.3M | 0.14% | −181,625−19.7% | Reduced |
| Alliancebernstein L.P. | 816,190 | $177.6M | 0.07% | −318,125−28.0% | Reduced |
| Neuberger Berman Group LLC | 826,885 | $179.1M | 0.16% | −147,880−15.2% | Reduced |
| Rhumbline Advisers | 832,191 | $181.1M | 0.24% | −44,925−5.1% | Reduced |
| HSBC Holdings PLC | 844,195 | $182.9M | 0.22% | +49,228+6.2% | Added |
| ProShare Advisors LLC | 846,242 | $184.2M | 0.54% | +3,943+0.5% | Added |
| Natixis | 878,116 | $191.1M | 0.83% | +564,827+180.3% | Added |
| Principal Financial Group Inc | 941,961 | $205.0M | 0.13% | +137,599+17.1% | Added |
| California State Teachers Retirement System | 983,540 | $214.0M | 0.27% | −11,105−1.1% | Reduced |
| New York State Common Retirement Fund | 1,027,162 | $223.5M | 0.23% | −238,874−18.9% | Reduced |
| Renaissance Technologies LLC | 1,042,778 | $226.9M | 0.28% | +1,042,778 | New |
| Eaton Vance Management | 1,043,586 | $227.1M | 0.31% | −182,701−14.9% | Reduced |
| JPMorgan Chase & Co | 1,048,278 | $228.1M | 0.03% | −269,908−20.5% | Reduced |
| Lazard Asset Management LLC | 1,048,635 | $228.2M | 0.26% | +1,164+0.1% | Added |
| Citigroup Inc | 1,048,906 | $228.3M | 0.20% | −17,463−1.6% | Reduced |
| Credit Suisse AG | 1,084,114 | $233.2M | 0.18% | +77,094+7.7% | Added |
| Manufacturers Life Insurance Company, The | 1,124,616 | $244.8M | 0.20% | −29,079−2.5% | Reduced |
| Susquehanna International Group, LLP | 1,141,602 | $248.4M | 0.27% | +1,033,373+954.8% | Added |
| UBS Group AG | 1,182,223 | $257.3M | 0.11% | −455,957−27.8% | Reduced |
| Barclays PLC | 1,199,030 | $260.9M | 0.21% | +394,370+49.0% | Added |
| Diamond Hill Capital Management Inc | 1,215,260 | $264.5M | 1.00% | +77,230+6.8% | Added |
| California Public Employees Retirement System | 1,229,866 | $267.7M | 0.20% | −12,841−1.0% | Reduced |
| Bank of Montreal | 1,346,038 | $295.6M | 0.15% | +323,684+31.7% | Added |
| Ameriprise Financial Inc | 1,546,372 | $336.5M | 0.10% | −318,576−17.1% | Reduced |
| TD Asset Management Inc | 1,658,410 | $342.9M | 0.35% | +133,905+8.8% | Added |
| Parametric Portfolio Associates LLC | 1,783,887 | $388.2M | 0.22% | +35,984+2.1% | Added |
| Goldman Sachs Group Inc | 1,796,746 | $391.0M | 0.11% | −14,046−0.8% | Reduced |
| Deutsche Bank AG | 1,853,870 | $403.5M | 0.20% | +435,955+30.7% | Added |
| Boston Partners | 2,021,509 | $439.9M | 0.56% | −36,250−1.8% | Reduced |
| Sumitomo Mitsui Trust Holdings, Inc. | 2,112,266 | $459.7M | 0.27% | +28,823+1.4% | Added |
| Macquarie Group Ltd | 2,186,930 | $475.9M | 0.39% | −1,150,573−34.5% | Reduced |
| Swiss National Bank | 2,223,741 | $484.0M | 0.30% | +134,499+6.4% | Added |
| Dimensional Fund Advisors LP | 2,447,625 | $532.6M | 0.17% | −9,984−0.4% | Reduced |
| Charles Schwab Investment Management Inc | 2,522,045 | $548.9M | 0.18% | +51,796+2.1% | Added |
| Amundi | 2,587,038 | $563.0M | 0.39% | +2,587,038 | New |