Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,023 | $128.0B |
| Q1 2025 | 2,903 | $109.0B |
| Q4 2024 | 3,010 | $123.4B |
| Q3 2024 | 2,838 | $133.6B |
| Q2 2024 | 2,713 | $114.5B |
| Q1 2024 | 2,714 | $127.6B |
| Q4 2023 | 2,583 | $104.6B |
| Q3 2023 | 2,409 | $97.3B |
| Q2 2023 | 2,329 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| JJJ Advisors Inc. | 299 | $65.0K | 0.02% | 00.0% | Unchanged |
| Aspire Private Capital, LLC | 297 | $65.0K | 0.02% | +200+206.2% | Added |
| Smith Asset Management Group LP | 300 | $65.0K | 0.00% | +300 | New |
| Estabrook Capital Management | 300 | $65.3K | 0.01% | −200−40.0% | Reduced |
| Coastal Capital Group, Inc. | 305 | $66.0K | 0.02% | +1+0.3% | Added |
| tru Independence LLC | 303 | $66.0K | 0.02% | +303 | New |
| Ten Capital Wealth Advisors, LLC | 306 | $67.0K | 0.02% | 00.0% | Unchanged |
| Evoke Wealth, LLC | 319 | $69.0K | 0.00% | −29−8.3% | Reduced |
| JNBA Financial Advisors | 319 | $69.0K | 0.01% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 321 | $70.0K | 0.04% | −12−3.6% | Reduced |
| Capital Analysts, LLC | 322 | $71.0K | 0.00% | −16−4.7% | Reduced |
| Pin Oak Investment Advisors Inc | 332 | $72.0K | 0.07% | 00.0% | Unchanged |
| Duncker Streett & Co Inc | 345 | $75.0K | 0.01% | 00.0% | Unchanged |
| Larson Financial Group LLC | 346 | $75.0K | 0.02% | 00.0% | Unchanged |
| Heritage Wealth Management, LLC | 346 | $75.0K | 0.03% | +58+20.1% | Added |
| Providence Capital Advisors, LLC | 345 | $75.0K | 0.02% | +100+40.8% | Added |
| Dividend Assets Capital, LLC | 344 | $75.0K | 0.01% | +189+121.9% | Added |
| Baron Financial Group, LLC | 350 | $76.2K | 0.05% | −50−12.5% | Reduced |
| Phoenix Wealth Advisors | 364 | $78.0K | 0.06% | 00.0% | Unchanged |
| McClarren Financial Advisors, Inc. | 362 | $78.0K | 0.06% | 00.0% | Unchanged |
| Key Financial Inc | 375 | $78.0K | 0.04% | +125+50.0% | Added |
| Simon Quick Advisors, LLC | 359 | $78.0K | 0.02% | +109+43.6% | Added |
| Paradigm, Strategies in Wealth Management, LLC | 375 | $82.0K | 0.07% | 00.0% | Unchanged |
| Financial Insights, Inc. | 389 | $84.7K | 0.07% | +389 | New |
| Prudent Man Advisors, LLC | 390 | $85.0K | 0.03% | 00.0% | Unchanged |
| Private Ocean, LLC | 400 | $87.0K | 0.01% | −100−20.0% | Reduced |
| Sage Financial Group Inc | 400 | $87.0K | 0.01% | 00.0% | Unchanged |
| Old North State Trust, LLC | 400 | $87.0K | 0.07% | 00.0% | Unchanged |
| Filbrandt Wealth Management, LLC | 400 | $87.0K | 0.05% | 00.0% | Unchanged |
| Moisand Fitzgerald Tamayo, LLC | 402 | $87.0K | 0.03% | +160+66.1% | Added |
| JTC Employer Solutions Trusteee Ltd | 400 | $87.0K | 0.01% | +400 | New |
| HighMark Wealth Management LLC | 391 | $88.0K | 0.06% | −48−10.9% | Reduced |
| Investors Towarzystwo Funduszy Inwestycyjnych Spolka Akcyjna | 405 | $88.1K | 0.02% | 00.0% | Unchanged |
| Centerpoint Advisors, LLC | 407 | $89.0K | 0.04% | +67+19.7% | Added |
| Liberty Wealth Management LLC | 408 | $89.0K | 0.03% | +48+13.3% | Added |
| Joseph P. Lucia & Associates, LLC | 419 | $91.0K | 0.05% | 00.0% | Unchanged |
| SOA Wealth Advisors, LLC. | 430 | $93.0K | 0.02% | +3+0.7% | Added |
| AllSquare Wealth Management LLC | 448 | $97.0K | 0.06% | 00.0% | Unchanged |
| Front Row Advisors LLC | 481 | $98.0K | 0.04% | −7−1.4% | Reduced |
| Financial Management Professionals, Inc. | 452 | $98.0K | 0.03% | +42+10.2% | Added |
| Wagner Wealth Management, LLC | 453 | $99.0K | 0.07% | +300+196.1% | Added |
| State of Wyoming | 453 | $99.0K | 0.06% | +453 | New |
| Farmers & Merchants Trust Co of Chambersburg PA | 460 | $100.0K | 0.07% | +440+2,200.0% | Added |
| DB Wealth Management Group, LLC | 506 | $110.0K | 0.07% | 00.0% | Unchanged |
| Glassman Wealth Services | 524 | $114.0K | 0.02% | +40+8.3% | Added |
| Close Asset Management Ltd | 540 | $118.0K | 0.01% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 570 | $124.0K | 0.03% | 00.0% | Unchanged |
| Piscataqua Savings Bank | 571 | $124.0K | 0.11% | 00.0% | Unchanged |
| Red Door Wealth Management, LLC | 572 | $124.0K | 0.05% | +572 | New |
| Truehand, Inc | 577 | $126.0K | 0.07% | 00.0% | Unchanged |
| Pacifica Partners Inc. | 590 | $127.0K | 0.10% | 00.0% | Unchanged |
| Parisi Gray Wealth Management | 583 | $127.0K | 0.05% | +583 | New |
| BerganKDV Wealth Management, LLC | 589 | $128.0K | 0.02% | +200+51.4% | Added |
| West Branch Capital LLC | 595 | $129.0K | 0.06% | −800−57.3% | Reduced |
| NVWM, LLC | 600 | $131.0K | 0.05% | 00.0% | Unchanged |
| SRS Capital Advisors, Inc. | 614 | $134.0K | 0.02% | +614 | New |
| Pacific Center for Financial Services | 646 | $141.0K | 0.06% | +3+0.5% | Added |
| Endurance Wealth Management, Inc. | 660 | $143.0K | 0.02% | 00.0% | Unchanged |
| Ade, LLC | 656 | $143.0K | 0.13% | +50+8.3% | Added |
| Dark Forest Capital Management LP | 660 | $144.0K | 0.06% | +660 | New |
| Sound Income Strategies, LLC | 676 | $147.0K | 0.02% | −48−6.6% | Reduced |
| Atticus Wealth Management, LLC | 674 | $147.0K | 0.06% | −10−1.5% | Reduced |
| Pinnacle Bancorp, Inc. | 676 | $147.0K | 0.07% | 00.0% | Unchanged |
| Peoples Financial Services Corp. | 675 | $147.0K | 0.06% | 00.0% | Unchanged |
| Holloway Wealth Management, LLC | – | $147.0K | 0.04% | – | – |
| Fieldpoint Private Securities, LLC | 707 | $151.0K | 0.03% | +5+0.7% | Added |
| Newbridge Financial Services Group, Inc. | 712 | $155.0K | 0.09% | +144+25.4% | Added |
| Enterprise Financial Services Corp | 711 | $156.0K | 0.02% | −206−22.5% | Reduced |
| Eubel Brady & Suttman Asset Management Inc | 678 | $157.0K | 0.01% | −678−50.0% | Reduced |
| Accel Wealth Management | 727 | $158.0K | 0.10% | −98−11.9% | Reduced |
| Gemmer Asset Management LLC | 726 | $158.0K | 0.02% | +1+0.1% | Added |
| Global Wealth Management Investment Advisory, Inc. | 730 | $159.0K | 0.05% | 00.0% | Unchanged |
| Disciplined Investments, LLC | 740 | $161.0K | 0.08% | +200+37.0% | Added |
| Sageworth Trust Co | 750 | $163.0K | 0.01% | 00.0% | Unchanged |
| Hoese & Co LLP | 750 | $164.0K | 0.18% | 00.0% | Unchanged |
| Eagle Bay Advisors LLC | 747 | $164.0K | 0.13% | +747 | New |
| Wealth Advisors, Inc. | 785 | $166.0K | 0.06% | −105−11.8% | Reduced |
| Riverview Trust Co | 768 | $167.0K | 0.18% | 00.0% | Unchanged |
| Atlas Capital Advisors LLC | 782 | $170.2K | 0.03% | +465+146.7% | Added |
| Carolinas Wealth Consulting LLC | 795 | $173.0K | 0.04% | −8−1.0% | Reduced |
| Grace Capital | 800 | $174.0K | 0.12% | −350−30.4% | Reduced |
| Addison Advisors LLC | 798 | $174.0K | 0.14% | +798 | New |
| Assetmark, Inc | 829 | $180.0K | 0.00% | +48+6.1% | Added |
| TSFG, LLC | 831 | $181.0K | 0.07% | +108+14.9% | Added |
| Elgethun Capital Management | 854 | $186.0K | 0.06% | +2+0.2% | Added |
| Prentice Wealth Management LLC | 872 | $190.0K | 0.10% | +203+30.3% | Added |
| KB Financial Partners, LLC | 894 | $195.0K | 0.07% | −616−40.8% | Reduced |
| Sargent Bickham Lagudis LLC | 906 | $197.0K | 0.02% | −1−0.1% | Reduced |
| D'Orazio & Associates, Inc. | 904 | $197.0K | 0.05% | 00.0% | Unchanged |
| LVW Advisors, LLC | 917 | $200.0K | 0.04% | 00.0% | Unchanged |
| Renasant Bank | 919 | $200.0K | 0.15% | +919 | New |
| Fortress Wealth Group, LLC | 920 | $200.0K | 0.18% | +920 | New |
| Citizens & Northern Corp | 925 | $201.0K | 0.08% | 00.0% | Unchanged |
| Boston Family Office LLC | 922 | $201.0K | 0.01% | +922 | New |
| Boothbay Fund Management, LLC | 923 | $201.0K | 0.01% | +923 | New |
| Halbert Hargrove Global Advisors, LLC | 929 | $202.0K | 0.01% | +39+4.4% | Added |
| Capital Directions Investment Advisors, LLC | 928 | $202.0K | 0.06% | +928 | New |
| Cohen & Steers, Inc. | 934 | $203.0K | 0.00% | −353−27.4% | Reduced |
| Blueprint Investment Partners LLC | 932 | $203.0K | 0.16% | −9−1.0% | Reduced |
| Aristotle Capital Management, LLC | 932 | $203.0K | 0.00% | 00.0% | Unchanged |