Caterpillar Inc
CAT- Exchange
- NYSE
- Industry
- Construction Machinery & Equip
- SEC CIK
- 0000018230
In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.
13F holders, Q2 2021
Institutional positions in Caterpillar Inc as of Jun 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 2,028
- +34 vs. Q1 2021
- Shares held
- 377.2M
- +779.8K (+0.2%) vs. Q1 2021
- Total value
- $82.0B
- −$5.14B (−5.9%) vs. Q1 2021
- New holders
- 146
- 873 more added
- Sold out
- 112
- 681 more reduced
21 institutions that held it in Q1 2021 haven't filed for Q2 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 4,070 | $351.1B |
| Q1 2026 | 3,772 | $232.0B |
| Q4 2025 | 3,542 | $188.7B |
| Q3 2025 | 3,150 | $159.0B |
| Q2 2025 | 3,022 | $128.0B |
| Q1 2025 | 2,902 | $109.0B |
| Q4 2024 | 3,009 | $123.4B |
| Q3 2024 | 2,837 | $133.6B |
| Q2 2024 | 2,712 | $114.5B |
| Q1 2024 | 2,713 | $127.6B |
| Q4 2023 | 2,582 | $104.6B |
| Q3 2023 | 2,408 | $97.3B |
| Q2 2023 | 2,328 | $88.0B |
| Q1 2023 | 2,284 | $82.6B |
| Q4 2022 | 2,287 | $87.1B |
| Q3 2022 | 1,992 | $59.2B |
| Q2 2022 | 2,077 | $65.6B |
| Q1 2022 | 2,176 | $82.0B |
| Q4 2021 | 2,161 | $74.9B |
| Q3 2021 | 1,943 | $71.1B |
| Q2 2021 | 2,028 | $82.0B |
| Q1 2021 | 2,015 | $88.0B |
Institutions, Q2 2021
Shares, value and share of portfolio for each institution holding Caterpillar Inc; share changes are against Q1 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Whittier Trust Co of Nevada Inc | 31,033 | $6.75M | 0.28% | +413+1.3% | Added |
| Trexquant Investment LP | 31,197 | $6.79M | 0.57% | +28,693+1,145.9% | Added |
| Harbour Investments, Inc. | 31,217 | $6.79M | 0.22% | +155+0.5% | Added |
| Salem Investment Counselors Inc | 31,229 | $6.80M | 0.37% | −1,111−3.4% | Reduced |
| Cannell Peter B & Co Inc | 31,314 | $6.82M | 0.20% | −1,466−4.5% | Reduced |
| Kentucky Retirement Systems | 31,898 | $6.94M | 0.33% | −1,125−3.4% | Reduced |
| Knights of Columbus Asset Advisors LLC | 32,198 | $7.01M | 0.65% | +20,763+181.6% | Added |
| Knuff & Co LLC | 32,200 | $7.01M | 2.61% | 00.0% | Unchanged |
| Teza Capital Management LLC | 32,535 | $7.08M | 1.15% | +32,535 | New |
| Texas Capital Bank Wealth Management Services Inc | 33,341 | $7.26M | 0.91% | +3,439+11.5% | Added |
| Snowden Capital Advisors LLC | 33,471 | $7.28M | 0.37% | −2,813−7.8% | Reduced |
| Navellier & Associates Inc | 34,014 | $7.40M | 1.12% | +29,014+580.3% | Added |
| Aptus Capital Advisors, LLC | 34,049 | $7.41M | 0.34% | +3,770+12.5% | Added |
| Shelter Mutual Insurance Co | 34,200 | $7.44M | 2.08% | 00.0% | Unchanged |
| Louisiana State Employees Retirement System | 34,200 | $7.44M | 0.18% | +400+1.2% | Added |
| Oppenheimer Asset Management Inc. | 34,325 | $7.47M | 0.11% | +133+0.4% | Added |
| Anderson Hoagland & Co | 34,391 | $7.49M | 0.95% | +702+2.1% | Added |
| First Horizon Corp | 34,612 | $7.53M | 0.67% | −1,850−5.1% | Reduced |
| Parsons Capital Management Inc | 34,695 | $7.55M | 0.58% | −115−0.3% | Reduced |
| Folger Nolan Fleming Douglas Capital Management, Inc | 35,105 | $7.64M | 0.89% | +80.0% | Added |
| Gluskin Sheff & Assoc Inc | 35,212 | $7.66M | 0.35% | +4,114+13.2% | Added |
| Advisory Services Network, LLC | 35,421 | $7.71M | 0.24% | +8,675+32.4% | Added |
| Atwater Malick LLC | 36,213 | $7.88M | 4.36% | +1,452+4.2% | Added |
| New Mexico Educational Retirement Board | 36,402 | $7.92M | 0.27% | +2,100+6.1% | Added |
| Allied Investment Advisors, LLC | 36,409 | $7.92M | 2.98% | −1,462−3.9% | Reduced |
| Swarthmore Group Inc | 36,659 | $7.98M | 2.06% | −1,167−3.1% | Reduced |
| B. Metzler seel. Sohn & Co. Holding AG | 36,777 | $8.00M | 0.12% | +4,233+13.0% | Added |
| Wealthfront Advisers LLC | 37,166 | $8.09M | 0.04% | −948−2.5% | Reduced |
| Mariner, LLC | 37,335 | $8.13M | 0.05% | +3,973+11.9% | Added |
| Acadian Asset Management LLC | 37,748 | $8.21M | 0.03% | −13,716−26.7% | Reduced |
| Steel Peak Wealth Management LLC | 37,838 | $8.23M | 0.60% | +997+2.7% | Added |
| Panagora Asset Management Inc | 37,855 | $8.24M | 0.04% | −50.0% | Reduced |
| Quantbot Technologies LP | 37,891 | $8.25M | 0.65% | +37,891 | New |
| Elo Mutual Pension Insurance Co | 38,162 | $8.30M | 0.28% | −1,030−2.6% | Reduced |
| Churchill Management Corp | 38,318 | $8.34M | 0.12% | +131+0.3% | Added |
| Callahan Advisors, LLC | 38,437 | $8.37M | 1.06% | +350+0.9% | Added |
| Dodge & Cox | 38,579 | $8.40M | 0.01% | −1,023−2.6% | Reduced |
| Noesis Capital Mangement Corp | 40,676 | $8.46M | 1.73% | +430+1.1% | Added |
| Westfield Capital Management Co LP | 39,235 | $8.54M | 0.05% | +1,613+4.3% | Added |
| Capital Investment Advisors, LLC | 39,934 | $8.69M | 0.30% | −497−1.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 39,995 | $8.70M | 0.15% | −22−0.1% | Reduced |
| MUFG Securities EMEA plc | 40,000 | $8.71M | 0.09% | +40,000 | New |
| Culbertson A N & Co Inc | 40,169 | $8.74M | 1.82% | +433+1.1% | Added |
| MUFG Americas Holdings Corp | 40,256 | $8.76M | 0.16% | +606+1.5% | Added |
| Jacobs & Co | 40,416 | $8.79M | 1.02% | −275−0.7% | Reduced |
| KCM Investment Advisors LLC | 40,485 | $8.81M | 0.36% | +7,178+21.6% | Added |
| First American Trust, FSB | 40,498 | $8.81M | 1.38% | −935−2.3% | Reduced |
| Dowling & Yahnke LLC | 40,692 | $8.86M | 0.51% | −120.0% | Reduced |
| Maryland State Retirement & Pension System | 41,503 | $8.86M | 0.29% | 00.0% | Unchanged |
| Edmond de Rothschild Holding S.A. | 40,938 | $8.91M | 0.21% | +5,937+17.0% | Added |
| Greenwood Gearhart Inc | 41,046 | $8.93M | 1.44% | +1,053+2.6% | Added |
| Sigma Planning Corp | 41,057 | $8.94M | 0.27% | +9,635+30.7% | Added |
| CIBC World Markets Inc. | 41,195 | $8.96M | 0.03% | −47,542−53.6% | Reduced |
| Ausdal Financial Partners, Inc. | 41,285 | $8.98M | 1.36% | +2,105+5.4% | Added |
| Clifford Swan Investment Counsel LLC | 43,997 | $9.00M | 0.34% | −6,435−12.8% | Reduced |
| Prio Wealth Limited Partnership | 41,630 | $9.06M | 0.31% | +127+0.3% | Added |
| Teachers Retirement System of the State of Kentucky | 41,650 | $9.06M | 0.08% | 00.0% | Unchanged |
| CWM Advisors, LLC | 41,780 | $9.09M | 1.20% | +3,494+9.1% | Added |
| American National Insurance Co | 41,995 | $9.14M | 0.34% | −75−0.2% | Reduced |
| Davenport & Co LLC | 42,749 | $9.30M | 0.07% | +117+0.3% | Added |
| Atria Investments LLC | 42,859 | $9.33M | 0.18% | −1,149−2.6% | Reduced |
| Oppenheimer & Co Inc | 43,503 | $9.47M | 0.17% | +5,025+13.1% | Added |
| Moody National Bank Trust Division | 43,804 | $9.53M | 0.19% | −149−0.3% | Reduced |
| Charter Trust Co | 44,352 | $9.65M | 0.90% | +821+1.9% | Added |
| Adams Asset Advisors, LLC | 44,416 | $9.67M | 1.89% | 00.0% | Unchanged |
| Illinois Municipal Retirement Fund | 44,601 | $9.71M | 0.39% | +24,553+122.5% | Added |
| Erste Asset Management GmbH | 45,118 | $9.73M | 0.19% | −9,100−16.8% | Reduced |
| AE Wealth Management LLC | 44,878 | $9.77M | 0.09% | +530+1.2% | Added |
| American Assets Investment Management, LLC | 45,000 | $9.79M | 1.28% | 00.0% | Unchanged |
| Edge Capital Group, LLC | 45,144 | $9.82M | 0.79% | +6,538+16.9% | Added |
| Prime Capital Investment Advisors, LLC | 46,071 | $10.0M | 0.58% | −2,364−4.9% | Reduced |
| Mastrapasqua Asset Management Inc | 46,391 | $10.1M | 1.07% | +39,891+613.7% | Added |
| Securian Asset Management, Inc | 46,976 | $10.2M | 0.21% | −209−0.4% | Reduced |
| Kovitz Investment Group Partners, LLC | 47,221 | $10.3M | 0.20% | −450−0.9% | Reduced |
| Howe & Rusling Inc | 47,289 | $10.3M | 1.30% | −121−0.3% | Reduced |
| Busey Wealth Management | 47,357 | $10.3M | 0.48% | −1,866−3.8% | Reduced |
| Cetera Investment Advisers | 47,633 | $10.4M | 0.17% | +5,199+12.3% | Added |
| Glenview State Bank Trust Dept. | 47,680 | $10.4M | 3.17% | −712−1.5% | Reduced |
| Cornerstone Advisors, LLC | 48,000 | $10.4M | 0.62% | +12,000+33.3% | Added |
| Richard C. Young & CO., LTD. | 48,039 | $10.5M | 1.33% | +1,994+4.3% | Added |
| Clear Harbor Asset Management, LLC | 49,702 | $10.8M | 1.33% | −407−0.8% | Reduced |
| Central Trust Co | 50,020 | $10.9M | 0.39% | −612−1.2% | Reduced |
| Capital International Inc | 50,626 | $11.0M | 0.10% | −13,314−20.8% | Reduced |
| CIBC Asset Management Inc | 50,855 | $11.1M | 0.04% | +587+1.2% | Added |
| Transform Wealth, LLC | 51,086 | $11.1M | 1.36% | +20,342+66.2% | Added |
| Capstone Investment Advisors, LLC | 51,300 | $11.2M | 0.27% | +49,617+2,948.1% | Added |
| Becker Capital Management Inc | 51,313 | $11.2M | 0.47% | +1,255+2.5% | Added |
| Advisors Asset Management, Inc. | 52,910 | $11.5M | 0.17% | −33,707−38.9% | Reduced |
| Andra AP-fonden | 53,300 | $11.6M | 0.24% | −10,300−16.2% | Reduced |
| ExodusPoint Capital Management, LP | 53,401 | $11.6M | 0.18% | +41,959+366.7% | Added |
| Scotia Capital Inc. | 53,700 | $11.7M | 0.09% | +570+1.1% | Added |
| RiverFront Investment Group, LLC | 53,753 | $11.7M | 0.24% | +744+1.4% | Added |
| Dai-Ichi Life Insurance Company, Ltd | 54,034 | $11.8M | 0.15% | −5,157−8.7% | Reduced |
| Tufton Capital Management | 54,415 | $11.8M | 1.94% | −10,122−15.7% | Reduced |
| Banco Bilbao Vizcaya Argentaria, S.A. | 51,391 | $11.9M | 0.21% | −43,257−45.7% | Reduced |
| James Investment Research Inc | 54,930 | $12.0M | 1.02% | −1,654−2.9% | Reduced |
| D.A. Davidson & Co. | 55,298 | $12.0M | 0.14% | +2,035+3.8% | Added |
| LaFleur & Godfrey LLC | 55,923 | $12.2M | 1.74% | −6,171−9.9% | Reduced |
| Brandywine Global Investment Management, LLC | 55,923 | $12.2M | 0.09% | −5,246−8.6% | Reduced |
| Nissay Asset Management Corp | 57,069 | $12.4M | 0.11% | +6,178+12.1% | Added |