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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Fulton Bank, N.A.3,188$739.0K0.04%––
Vectors Research Management, LLC3,189$739.0K0.20%––
HNP Capital LLC3,189$739.0K0.22%––
Gyon Technologies Capital Management, LP3,176$736.0K0.32%––
Reynders McVeigh Capital Management, LLC3,169$735.0K0.05%––
Stratos Wealth Advisors, LLC3,163$733.0K0.08%––
Pathstone Family Office, LLC3,154$732.0K0.02%––
StoneX Group Inc.3,144$729.0K0.13%––
Somerville Kurt F3,145$729.0K0.12%––
Indiana Trust & Investment Management CO3,146$729.0K0.39%––
Sound View Wealth Advisors Group, LLC3,135$727.0K0.17%––
Capital One Financial Corp3,131$726.0K0.09%––
Waldron Private Wealth LLC3,130$725.0K0.05%––
Old Second National Bank of Aurora3,125$724.0K0.20%––
Arrow Financial Corp3,110$722.0K0.10%––
North Point Portfolio Managers Corp3,113$722.0K0.10%––
Affiance Financial, LLC3,110$721.0K0.32%––
CNB Bank3,100$719.0K0.50%––
Capital Bank & Trust Co3,085$715.0K0.01%––
First Manhattan Co3,068$711.0K0.00%––
Intercontinental Wealth Advisors, LLC3,056$709.0K0.15%––
Patten & Patten Inc3,042$705.0K0.06%––
Almanack Investment Partners, LLC.3,041$705.0K0.07%––
Laird Norton Trust Company, LLC3,850$703.0K0.08%––
Wealth Enhancement Advisory Services, LLC3,043$702.0K0.01%––
Cozad Asset Management Inc3,016$699.0K0.11%––
First Command Bank3,013$699.0K0.15%––
First Command Financial Services, Inc.3,013$699.0K0.15%––
Optas, LLC3,007$697.0K0.22%––
Supplemental Annuity Collective Trust of NJ3,000$696.0K0.24%––
Sippican Capital Advisors3,000$696.0K0.64%––
Cito Capital Group, LLC3,000$696.0K0.34%––
626 Financial, LLC3,124$696.0K0.45%––
Jones Financial Companies LLLP2,993$694.0K0.00%––
Gilbert & Cook, Inc.2,985$692.0K0.14%––
Archford Capital Strategies, LLC2,970$691.0K0.18%––
Ironwood Investment Counsel, LLC2,977$690.0K0.20%––
Archer Investment Corp2,972$689.1K0.28%––
LexAurum Advisors, LLC2,967$688.0K0.24%––
Live Oak Private Wealth LLC2,959$686.0K0.17%––
Brighton Jones LLC2,954$685.0K0.04%––
Northstar Group, Inc.2,950$684.0K0.19%––
Manchester Capital Management LLC2,935$681.0K0.10%––
Atwood & Palmer Inc2,924$678.0K0.07%––
Taylor Hoffman Wealth Management2,924$678.0K0.31%––
Stonebridge Capital Advisors LLC2,921$677.0K0.09%––
Diligent Investors, LLC2,917$676.0K0.25%––
JFS Wealth Advisors, LLC2,912$675.0K0.14%––
Choate Investment Advisors2,900$673.0K0.04%––
Ocean Capital Management, LLC2,500$673.0K0.32%––
Tiedemann Advisors, LLC2,901$671.0K0.03%––
MPS Loria Financial Planners, LLC2,895$671.0K0.31%––
Change Path, LLC2,877$667.0K0.05%––
CWA Asset Management Group, LLC2,871$666.0K0.06%––
First National Bank Sioux Falls2,864$664.0K1.18%––
Marble Harbor Investment Counsel, LLC2,854$662.0K0.09%––
HCR Wealth Advisors2,847$660.0K0.13%––
Steigerwald, Gordon & Koch Inc.2,841$659.0K0.12%––
AGF Investments LLC2,832$657.0K0.08%––
VeraBank, N.A.2,835$657.0K0.43%––
Rodgers Brothers Inc.2,820$654.0K0.14%––
IFG Advisory, LLC2,804$650.0K0.08%––
Peavine Capital, LLC2,800$649.0K0.14%––
Capstone Financial Advisors, Inc.2,801$649.0K0.06%––
Bel Air Investment Advisors LLC2,761$640.0K0.02%––
Golden State Equity Partners2,759$640.0K0.37%––
Benin Management CORP2,756$639.0K0.23%––
Landaas & Co2,748$637.0K0.38%––
Security National Bank2,741$636.0K0.19%––
First Citizens Financial Corp2,743$636.0K0.52%––
Seelaus Asset Management LLC2,740$635.0K0.41%––
Robertson Stephens Wealth Management, LLC2,740$635.0K0.10%––
Telemus Capital, LLC2,695$630.0K0.04%––
Mission Wealth Management, LP2,718$630.0K0.04%––
Total Clarity Wealth Management, Inc.2,704$627.0K0.36%––
Crawford Investment Counsel Inc2,697$625.0K0.01%––
PrairieView Partners, LLC2,691$624.0K0.10%––
Rossmore Private Capital2,693$624.0K0.12%––
Flagship Harbor Advisors, LLC2,686$623.0K0.07%––
WealthShield Partners, LLC2,686$623.0K0.11%––
B. Riley Wealth Management, Inc.2,679$621.0K0.07%––
Rede Wealth, LLC2,672$620.0K0.38%––
NorthRock Partners, LLC2,671$619.0K0.06%––
Opes Wealth Management LLC2,666$618.0K0.24%––
Renaissance Investment Group LLC2,661$617.0K0.17%––
Quadrant Capital Group LLC2,661$617.0K0.10%––
Fosun International Ltd2,625$612.0K0.05%––
Pitcairn Co2,615$607.0K0.04%––
Windsor Capital Management, LLC2,619$607.0K0.21%––
Berman Capital Advisors, LLC2,615$606.0K0.13%––
Sound Financial Strategies Group, LLC2,614$606.0K0.31%––
Montag A & Associates Inc2,600$603.0K0.03%––
Boston Financial Mangement LLC2,600$603.0K0.03%––
Bank of Nova Scotia Trust Co2,600$603.0K0.06%––
LSV Asset Management2,600$602.0K0.00%––
Artisan Partners Limited Partnership2,594$602.0K0.00%––
Perpetual Investment Management Ltd2,600$601.0K0.10%––
Wealthsource Partners, LLC2,593$601.0K0.06%––
North Star Asset Management Inc2,590$600.0K0.04%––
Harbor Financial Services, LLC2,583$599.0K0.28%––