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Caterpillar Inc

CAT
Exchange
NYSE
Industry
Construction Machinery & Equip
SEC CIK
0000018230

In the last 90 days, Caterpillar Inc insiders filed 0 open-market purchases and 1 sale; 4,070 institutions reported holding it in 13F filings for Q2 2026, worth $351.1B in total; 5 superinvestors hold it, including Gates Foundation Trust and Markel Group.

13F holders, Q1 2021

Institutional positions in Caterpillar Inc as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
2,015
No complete 13F data for Q4 2020
Shares held
379.9M
No complete 13F data for Q4 2020
Total value
$88.0B
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting CAT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 2,015 institutions
Q1 2021: 2,015 institutionsQ2 2021: 2,028 institutionsQ3 2021: 1,943 institutionsQ4 2021: 2,161 institutionsQ1 2022: 2,176 institutionsQ2 2022: 2,077 institutionsQ3 2022: 1,992 institutionsQ4 2022: 2,287 institutionsQ1 2023: 2,284 institutionsQ2 2023: 2,329 institutionsQ3 2023: 2,409 institutionsQ4 2023: 2,583 institutionsQ1 2024: 2,714 institutionsQ2 2024: 2,713 institutionsQ3 2024: 2,838 institutionsQ4 2024: 3,010 institutionsQ1 2025: 2,903 institutionsQ2 2025: 3,023 institutionsQ3 2025: 3,151 institutionsQ4 2025: 3,543 institutionsQ1 2026: 3,773 institutionsQ2 2026: 4,070 institutions
Value heldQ1 2021: $88.0B
Q1 2021: $88.0BQ2 2021: $82.0BQ3 2021: $71.1BQ4 2021: $74.9BQ1 2022: $82.0BQ2 2022: $65.6BQ3 2022: $59.2BQ4 2022: $87.1BQ1 2023: $82.6BQ2 2023: $88.0BQ3 2023: $97.3BQ4 2023: $104.6BQ1 2024: $127.6BQ2 2024: $114.5BQ3 2024: $133.6BQ4 2024: $123.4BQ1 2025: $109.0BQ2 2025: $128.0BQ3 2025: $159.0BQ4 2025: $188.7BQ1 2026: $232.0BQ2 2026: $351.1B
Institutions holding CAT and their total value by quarter
QuarterHoldersValue
Q2 20264,070$351.1B
Q1 20263,773$232.0B
Q4 20253,543$188.7B
Q3 20253,151$159.0B
Q2 20253,023$128.0B
Q1 20252,903$109.0B
Q4 20243,010$123.4B
Q3 20242,838$133.6B
Q2 20242,713$114.5B
Q1 20242,714$127.6B
Q4 20232,583$104.6B
Q3 20232,409$97.3B
Q2 20232,329$88.0B
Q1 20232,284$82.6B
Q4 20222,287$87.1B
Q3 20221,992$59.2B
Q2 20222,077$65.6B
Q1 20222,176$82.0B
Q4 20212,161$74.9B
Q3 20211,943$71.1B
Q2 20212,028$82.0B
Q1 20212,015$88.0B

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Caterpillar Inc.

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding CAT in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
SNS Financial Group, LLC3,907$906.0K0.13%––
Wade G W & Inc3,892$902.0K0.05%––
IVC Wealth Advisors LLC3,883$900.0K0.71%––
Royal Fund Management, LLC3,862$895.0K0.16%––
Ballast Advisors LLC3,815$885.0K0.41%––
Capital International Sarl3,792$879.0K0.08%––
Woodward Diversified Capital, LLC3,789$878.0K0.52%––
WD Rutherford LLC3,784$877.0K0.55%––
Fukoku Mutual Life Insurance Co3,780$876.0K0.08%––
Summit Financial Group Inc3,767$873.0K0.36%––
Menard Financial Group LLC3,757$871.0K0.94%––
Empirical Financial Services, LLC d.b.a. Empirical Wealth Management3,751$870.0K0.07%––
Weil Company, Inc.3,746$869.0K0.49%––
Polar Asset Management Partners Inc.3,732$865.0K0.01%––
Cutter & CO Brokerage, Inc.3,717$862.0K0.21%––
Gradient Investments LLC3,719$862.0K0.03%––
E&G Advisors, LP3,700$858.0K0.25%––
Lake Street Advisors Group, LLC3,702$858.0K0.07%––
Werlinich Asset Management, LLC3,700$857.9K0.75%––
RNC Capital Management LLC3,688$855.0K0.05%––
Circle Wealth Management, LLC3,689$855.0K0.14%––
Arvest Bank Trust Division3,683$854.0K0.05%––
Insight Advisors, LLC3,725$850.0K0.27%––
Teamwork Financial Advisors, LLC3,648$846.0K0.20%––
Rikoon Group, LLC3,644$845.0K0.22%––
Blackhawk Capital Partners LLC.4,645$845.0K0.64%––
Baker Tilly Wealth Management, LLC3,639$844.0K0.17%––
Carmichael Hill & Associates, Inc.3,636$843.0K0.51%––
Cambridge Trust Co3,625$841.0K0.03%––
Hancock Whitney Corp3,616$839.0K0.03%––
Southeast Asset Advisors Inc.3,608$836.0K0.15%––
White Lighthouse Investment Management Inc.3,600$835.0K0.26%––
Applied Capital LLC3,595$834.0K0.90%––
South State Corp.3,593$833.0K0.08%––
Principal Street Partners, LLC3,575$829.0K0.11%––
Mosaic Advisors LLC3,576$829.0K0.70%––
Ashton Thomas Private Wealth, LLC3,571$828.0K0.14%––
Wharton Business Group, LLC3,570$828.0K0.06%––
SignalPoint Asset Management, LLC3,572$828.0K0.29%––
Quadrant Private Wealth Management, LLC3,564$826.0K0.36%––
Western Wealth Management, LLC3,561$826.0K0.11%––
Taurus Asset Management, LLC3,558$825.0K0.10%––
TD Ameritrade Investment Management, LLC4,514$822.0K0.01%––
Monticello Wealth Management, LLC3,546$822.0K0.09%––
Wealth Alliance3,544$822.0K0.23%––
Auxier Asset Management3,540$821.0K0.14%––
Boston Research & Management Inc3,542$821.0K0.26%––
Westhampton Capital, LLC3,540$821.0K0.57%––
Montecito Bank & Trust3,535$820.0K0.17%––
Montis Financial, LLC3,520$819.0K0.76%––
Nicolet Bankshares Inc3,518$816.0K0.23%––
Dumont & Blake Investment Advisors LLC3,514$815.0K0.25%––
CRA Financial Services, LLC3,512$814.0K0.32%––
Texas Capital Bancshares Inc3,502$812.0K0.65%––
Krane Funds Advisors LLC3,501$812.0K0.03%––
HHM Wealth Advisors, LLC3,500$812.0K0.25%––
Delta Investment Management, LLC3,499$811.0K0.26%––
Diamant Asset Management, Inc.3,480$807.0K0.71%––
Old Mission Investment Co LLC3,478$806.4K0.38%––
Rehmann Capital Advisory Group3,475$805.8K0.08%––
Adviser Investments LLC3,470$804.0K0.06%––
Gleason Group, Inc.3,466$804.0K0.32%––
Orion Portfolio Solutions, LLC3,438$797.0K0.03%––
Charter Research & Investment Group, Inc.3,400$788.0K0.69%––
Concentric Wealth Management, LLC3,400$788.0K0.26%––
Caas Capital Management LP3,400$788.0K0.02%––
Kercheville Advisors, LLC3,400$788.0K0.40%––
Van Cleef Asset Management,Inc3,395$787.0K0.12%––
Fernwood Investment Management, LLC3,390$786.0K0.29%––
Kore Private Wealth LLC3,388$786.0K0.11%––
Fortem Financial Group, LLC3,380$784.0K0.45%––
Founders Financial Alliance, LLC3,280$784.0K0.39%––
Davis R M Inc3,373$782.0K0.02%––
Quad-Cities Investment Group, LLC3,366$780.0K0.59%––
Laurel Wealth Advisors, Inc.3,360$779.0K0.12%––
Pinnacle Wealth Planning Services, Inc.3,347$776.0K0.20%––
Sullivan, Bruyette, Speros & Blaney, LLC3,342$775.0K0.03%––
Wealth Architects, LLC3,342$775.0K0.17%––
First National Bank of Hutchinson3,326$771.0K0.38%––
Mechanics Bank Trust Department3,318$769.0K0.13%––
Warren Averett Asset Management, LLC3,271$769.0K0.08%––
GPS Wealth Strategies Group, LLC3,319$769.0K0.23%––
Pathway Financial Advisors LLC3,263$767.0K0.30%––
AF Advisors, Inc.3,300$767.0K0.41%––
Clear Street Markets LLC3,300$765.0K0.23%––
Cynosure Management, LLC3,300$765.0K0.60%––
WMS Partners, LLC3,280$761.0K0.17%––
Vanguard Capital Wealth Advisors3,291$758.4K0.65%––
Intersect Capital LLC3,260$756.0K0.15%––
Cape Cod Five Cents Savings Bank3,241$752.0K0.08%––
Patton Albertson Miller Group, LLC3,238$751.0K0.18%––
Field & Main Bank3,235$750.0K0.54%––
IPG Investment Advisors LLC3,225$747.8K0.15%––
King Wealth3,215$746.0K0.17%––
Dynamic Advisor Solutions LLC3,219$746.0K0.07%––
Texas Yale Capital Corp.3,210$744.0K0.05%––
TownSquare Capital, LLC3,205$743.0K0.03%––
Vigilant Capital Management, LLC3,200$742.0K0.07%––
Financial Management Network Inc3,251$742.0K0.38%––
CMG Global Holdings, LLC3,196$741.0K0.64%––