Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 166
- +8 vs. Q3 2023
- Shares held
- 29.6M
- +1.08M (+3.8%) vs. Q3 2023
- Total value
- $431.3M
- +$64.0M (+17.4%) vs. Q3 2023
- New holders
- 24
- 64 more added
- Sold out
- 16
- 43 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Trust N.A. | 41,836 | $609.1K | 0.02% | −4,435−9.6% | Reduced |
| Coastal Investment Advisors, Inc. | 44,262 | $644.5K | 0.15% | +1,863+4.4% | Added |
| Independent Financial Group, LLC | 44,367 | $646.0K | 0.03% | +3,828+9.4% | Added |
| Stolper Co | 44,712 | $651.0K | 0.26% | +1,820+4.2% | Added |
| Daymark Wealth Partners, LLC | 49,420 | $719.6K | 0.04% | −1,775−3.5% | Reduced |
| 9258 Wealth Management, LLC | 51,857 | $755.0K | 0.13% | +1,034+2.0% | Added |
| Northwestern Mutual Wealth Management Co | 52,251 | $760.8K | 0.00% | −8,348−13.8% | Reduced |
| Focused Wealth Management, Inc | 53,342 | $776.7K | 0.13% | −833−1.5% | Reduced |
| 1832 Asset Management L.P. | 53,623 | $780.8K | 0.00% | +505+1.0% | Added |
| SOL Capital Management CO | 54,972 | $800.0K | 0.11% | +33,187+152.3% | Added |
| Rockefeller Capital Management L.P. | 55,073 | $801.9K | 0.00% | −1,574−2.8% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 56,307 | $820.0K | 0.00% | −24,789−30.6% | Reduced |
| Shaker Financial Services, LLC | 59,018 | $859.3K | 0.35% | −297,599−83.5% | Reduced |
| Mariner, LLC | 62,336 | $907.6K | 0.00% | +62,336 | New |
| Samalin Investment Counsel, LLC | 62,870 | $915.4K | 0.46% | +12,987+26.0% | Added |
| Mraz, Amerine & Associates, Inc. | 64,838 | $944.0K | 0.20% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 64,918 | $945.2K | 0.01% | +944+1.5% | Added |
| NWF Advisory Services Inc. | 65,408 | $952.3K | 0.19% | +4,855+8.0% | Added |
| Miracle Mile Advisors, LLC | 65,464 | $953.2K | 0.03% | 00.0% | Unchanged |
| Wedbush Securities Inc | 68,903 | $1.00M | 0.04% | +149+0.2% | Added |
| Atria Investments LLC | 82,641 | $1.20M | 0.02% | −5,432−6.2% | Reduced |
| Bulldog Investors, LLP | 83,173 | $1.21M | 0.40% | +52,873+174.5% | Added |
| Kennedy Investment Group | 83,565 | $1.22M | 0.68% | +409+0.5% | Added |
| Benjamin F. Edwards & Company, Inc. | 83,853 | $1.22M | 0.02% | +9,404+12.6% | Added |
| Comerica Bank | 89,734 | $1.31M | 0.01% | −729−0.8% | Reduced |
| Financial Advocates Investment Management | 94,372 | $1.37M | 0.09% | +1,901+2.1% | Added |
| Private Advisor Group, LLC | 106,675 | $1.55M | 0.01% | +3,156+3.0% | Added |
| Accel Wealth Management | 119,464 | $1.74M | 0.87% | −1,931−1.6% | Reduced |
| Atlantic Union Bankshares Corp | 121,177 | $1.76M | 0.16% | −3,113−2.5% | Reduced |
| Gabelli Funds LLC | 124,158 | $1.81M | 0.01% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 141,001 | $1.98M | 0.24% | −3,433−2.4% | Reduced |
| Rpo LLC | 137,362 | $2.00M | 3.15% | −51,141−27.1% | Reduced |
| General American Investors Co Inc | 150,877 | $2.20M | 0.18% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 151,574 | $2.21M | 0.00% | +9,920+7.0% | Added |
| Oppenheimer & Co Inc | 154,549 | $2.25M | 0.04% | +5,474+3.7% | Added |
| RB Capital Management, LLC | 160,230 | $2.33M | 0.68% | −1,525−0.9% | Reduced |
| Advisor Group Holdings, Inc. | 160,268 | $2.33M | 0.00% | −92,961−36.7% | Reduced |
| Rothschild Investment LLC | 161,960 | $2.36M | 0.20% | +161,960 | New |
| Commonwealth Equity Services, LLC | 173,211 | $2.52M | 0.00% | −12,820−6.9% | Reduced |
| Karpus Management, Inc. | 200,510 | $2.92M | 0.09% | +58,242+40.9% | Added |
| Menlo Advisors LLC | 201,516 | $2.93M | 1.81% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 211,821 | $3.08M | 0.01% | 00.0% | Unchanged |
| Landscape Capital Management, L.L.C. | 217,405 | $3.17M | 0.28% | +125,275+136.0% | Added |
| D.A. Davidson & Co. | 220,782 | $3.21M | 0.03% | +6,467+3.0% | Added |
| 1607 Capital Partners, LLC | 226,792 | $3.30M | 0.23% | +9,390+4.3% | Added |
| Lazard Asset Management LLC | 236,857 | $3.45M | 0.00% | 00.0% | Unchanged |
| Cetera Investment Advisers | 241,308 | $3.51M | 0.03% | +28,789+13.5% | Added |
| Waterfront Wealth Inc. | 243,202 | $3.54M | 1.04% | +5,987+2.5% | Added |
| Punch & Associates Investment Management, Inc. | 243,488 | $3.55M | 0.21% | +188,961+346.5% | Added |
| Captrust Financial Advisors | 326,593 | $4.76M | 0.02% | −5,024−1.5% | Reduced |
| Blue Bell Private Wealth Management, LLC | 362,004 | $5.27M | 1.26% | −5,053−1.4% | Reduced |
| Guggenheim Capital LLC | 415,498 | $6.05M | 0.05% | +10,878+2.7% | Added |
| Janney Montgomery Scott LLC | 422,977 | $6.16M | 0.02% | +3,727+0.9% | Added |
| Allspring Global Investments Holdings, LLC | 423,062 | $6.16M | 0.01% | +120,150+39.7% | Added |
| CNH Partners LLC | 514,746 | $7.49M | 0.30% | +117,634+29.6% | Added |
| Advisors Asset Management, Inc. | 609,141 | $8.87M | 0.18% | −66,869−9.9% | Reduced |
| Stifel Financial Corp | 684,741 | $9.97M | 0.01% | +63,923+10.3% | Added |
| LPL Financial LLC | 907,819 | $13.2M | 0.01% | +9,988+1.1% | Added |
| UBS Group AG | 920,854 | $13.4M | 0.01% | −2,842−0.3% | Reduced |
| Cornerstone Advisors, LLC | 938,773 | $13.7M | 0.60% | +316,767+50.9% | Added |
| Royal Bank of Canada | 1,120,210 | $16.3M | 0.00% | +14,055+1.3% | Added |
| Wells Fargo & Company | 1,338,129 | $19.5M | 0.01% | −298,868−18.3% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,506,478 | $21.9M | 0.04% | −54,067−3.5% | Reduced |
| Raymond James & Associates | 1,677,821 | $24.4M | 0.02% | +50,835+3.1% | Added |
| Morgan Stanley | 4,646,134 | $67.6M | 0.01% | +177,234+4.0% | Added |
| Bank of America Corp | 5,727,114 | $83.4M | 0.01% | +827,214+16.9% | Added |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −354,142−100.0% | Sold out |
| Atlas Private Wealth Advisors | 0 | $0 | 0.00% | −109,830−100.0% | Sold out |
| Lokken Investment Group LLC | 0 | $0 | 0.00% | −70,667−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −50,794−100.0% | Sold out |
| Pasadena Private Wealth, LLC | 0 | $0 | 0.00% | −35,900−100.0% | Sold out |
| Sigma Planning Corp | 0 | $0 | 0.00% | −30,979−100.0% | Sold out |
| Avestar Capital, LLC | 0 | $0 | 0.00% | −22,800−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −14,561−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −13,881−100.0% | Sold out |
| Matisse Capital | 0 | $0 | 0.00% | −13,382−100.0% | Sold out |
| Great Valley Advisor Group, Inc. | 0 | $0 | 0.00% | −10,096−100.0% | Sold out |
| Cary Street Partner Investment Advisory LLC | 0 | $0 | 0.00% | −3,697−100.0% | Sold out |
| Anchor Investment Management, LLC | 0 | $0 | 0.00% | −887−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −690−100.0% | Sold out |
| Larson Financial Group LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −250−100.0% | Sold out |
| Rothschild Investment Corp | – | – | – | – | Not filed |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |