Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- +11 vs. Q3 2023
- Shares held
- 5.00M
- +392.6K (+8.5%) vs. Q3 2023
- Total value
- $55.0M
- +$6.56M (+13.5%) vs. Q3 2023
- New holders
- 14
- 22 more added
- Sold out
- 3
- 10 more reduced
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,517,270 | $16.7M | 0.00% | −58,288−3.7% | Reduced |
| Mangrove Partners | 505,251 | $5.55M | 0.48% | +72,188+16.7% | Added |
| Bank of America Corp | 271,319 | $2.98M | 0.00% | +52,504+24.0% | Added |
| Janney Montgomery Scott LLC | 268,295 | $2.95M | 0.01% | +886+0.3% | Added |
| National Asset Management, Inc. | 211,669 | $2.33M | 0.06% | +18,219+9.4% | Added |
| Wells Fargo & Company | 177,128 | $1.95M | 0.00% | −8,534−4.6% | Reduced |
| Royal Bank of Canada | 158,383 | $1.74M | 0.00% | +8,659+5.8% | Added |
| Clough Capital Partners L P | 140,400 | $1.54M | 0.17% | +140,400 | New |
| Advisor Group Holdings, Inc. | 127,391 | $1.40M | 0.00% | −74,987−37.1% | Reduced |
| Principal Securities, Inc. | 114,972 | $1.26M | 0.05% | +114,972 | New |
| Envestnet Asset Management Inc | 114,579 | $1.26M | 0.00% | +13,724+13.6% | Added |
| LPL Financial LLC | 100,584 | $1.11M | 0.00% | +19,137+23.5% | Added |
| Baird Financial Group, Inc. | 99,889 | $1.10M | 0.00% | +1,889+1.9% | Added |
| Tennessee Valley Asset Management Partners | 95,497 | $1.05M | 0.28% | +25,996+37.4% | Added |
| Nations Financial Group Inc, | 88,450 | $972.1K | 0.09% | +18,932+27.2% | Added |
| Landscape Capital Management, L.L.C. | 87,889 | $965.9K | 0.09% | +73,402+506.7% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $738.4K | 0.08% | 00.0% | Unchanged |
| Quarry LP | 58,700 | $645.1K | 0.33% | +58,700 | New |
| NWF Advisory Services Inc. | 56,627 | $622.3K | 0.12% | −1,400−2.4% | Reduced |
| GWM Advisors LLC | 54,975 | $612.0K | 0.01% | +3,100+6.0% | Added |
| AEGON USA Investment Management, LLC | 50,165 | $551.3K | 0.39% | +15,229+43.6% | Added |
| Raymond James & Associates | 44,336 | $487.3K | 0.00% | +12,516+39.3% | Added |
| Oppenheimer & Co Inc | 40,232 | $442.1K | 0.01% | +1,052+2.7% | Added |
| Elequin Capital LP | 35,927 | $394.8K | 0.12% | +34,892+3,371.2% | Added |
| CSS LLC | 33,827 | $371.8K | 0.03% | +824+2.5% | Added |
| Shaker Financial Services, LLC | 33,153 | $364.4K | 0.15% | −15,321−31.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 33,000 | $362.7K | 0.03% | +9,500+40.4% | Added |
| Commonwealth Equity Services, LLC | 30,723 | $338.0K | 0.00% | −2,984−8.9% | Reduced |
| BlackDiamond Wealth Management Inc. | 28,936 | $336.5K | 0.25% | +28,936 | New |
| U.S. Capital Wealth Advisors, LLC | 29,819 | $327.7K | 0.01% | −3,785−11.3% | Reduced |
| Private Advisor Group, LLC | 29,416 | $323.3K | 0.00% | +514+1.8% | Added |
| Wedbush Securities Inc | 29,076 | $320.0K | 0.01% | +2,809+10.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 24,732 | $271.8K | 0.00% | +24,732 | New |
| Wolverine Asset Management LLC | 24,545 | $269.7K | 0.00% | +24,545 | New |
| Sigma Planning Corp | 23,331 | $256.4K | 0.02% | −18,815−44.6% | Reduced |
| SeaCrest Wealth Management, LLC | 22,448 | $251.0K | 0.03% | −9,711−30.2% | Reduced |
| Channel Wealth LLC | 22,121 | $243.1K | 0.11% | −4,275−16.2% | Reduced |
| Westside Investment Management, Inc. | 21,200 | $233.0K | 0.06% | 00.0% | Unchanged |
| UBS Group AG | 19,678 | $216.3K | 0.00% | +4,160+26.8% | Added |
| Susquehanna International Group, LLP | 16,259 | $178.7K | 0.00% | +16,259 | New |
| HighTower Advisors, LLC | 12,500 | $137.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 12,425 | $136.6K | 0.01% | +1,600+14.8% | Added |
| Atria Wealth Solutions, Inc. | 12,223 | $134.3K | 0.00% | +12,223 | New |
| Moloney Securities Asset Management, LLC | 12,147 | $133.5K | 0.02% | +12,147 | New |
| Transcend Wealth Collective, LLC | 12,054 | $132.5K | 0.01% | +12,054 | New |
| CIBC Private Wealth Group, LLC | 11,790 | $129.6K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 7,082 | $77.8K | 0.01% | +7,082 | New |
| Blue Bell Private Wealth Management, LLC | 4,486 | $49.3K | 0.01% | +4,486 | New |
| Advisory Services Network, LLC | 2,907 | $31.9K | 0.00% | +2,907 | New |
| National Bank of Canada | 2,639 | $28.9K | 0.00% | +2,639 | New |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $26.4K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.41K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 42 | $0 | 0.00% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −254,307−100.0% | Sold out |
| Benjamin F. Edwards & Company, Inc. | 0 | $0 | 0.00% | −6,819−100.0% | Sold out |
| NBC Securities, Inc. | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |