Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −2 vs. Q4 2023
- Shares held
- 4.94M
- −63.9K (−1.3%) vs. Q4 2023
- Total value
- $59.2M
- +$4.16M (+7.6%) vs. Q4 2023
- New holders
- 4
- 18 more added
- Sold out
- 6
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,596,001 | $19.2M | 0.00% | +78,731+5.2% | Added |
| Mangrove Partners | 515,627 | $6.21M | 0.54% | +10,376+2.1% | Added |
| Bank of America Corp | 263,324 | $3.17M | 0.00% | −7,995−2.9% | Reduced |
| Janney Montgomery Scott LLC | 231,824 | $2.79M | 0.01% | −36,471−13.6% | Reduced |
| Wells Fargo & Company | 201,078 | $2.42M | 0.00% | +23,950+13.5% | Added |
| National Asset Management, Inc. | 193,450 | $2.03M | 0.06% | −18,219−8.6% | Reduced |
| Royal Bank of Canada | 159,709 | $1.92M | 0.00% | +1,326+0.8% | Added |
| Absolute Investment Advisers LLC | 126,956 | $1.53M | 0.21% | +126,956 | New |
| LPL Financial LLC | 126,281 | $1.52M | 0.00% | +25,697+25.5% | Added |
| Envestnet Asset Management Inc | 124,921 | $1.50M | 0.00% | +10,342+9.0% | Added |
| Principal Securities, Inc. | 121,314 | $1.46M | 0.05% | +6,342+5.5% | Added |
| Advisor Group Holdings, Inc. | 114,160 | $1.37M | 0.00% | −13,231−10.4% | Reduced |
| Baird Financial Group, Inc. | 101,967 | $1.23M | 0.00% | +2,078+2.1% | Added |
| Tennessee Valley Asset Management Partners | 95,800 | $1.15M | 0.28% | +303+0.3% | Added |
| Nations Financial Group Inc, | 88,450 | $1.06M | 0.09% | 00.0% | Unchanged |
| Marks Group Wealth Management, Inc | 67,188 | $808.9K | 0.08% | 00.0% | Unchanged |
| NWF Advisory Services Inc. | 57,127 | $687.8K | 0.11% | +500+0.9% | Added |
| Quarry LP | 54,217 | $652.8K | 0.27% | −4,483−7.6% | Reduced |
| AEGON USA Investment Management, LLC | 50,165 | $604.0K | 0.41% | 00.0% | Unchanged |
| GWM Advisors LLC | 45,075 | $542.7K | 0.00% | −9,900−18.0% | Reduced |
| Raymond James & Associates | 44,705 | $538.2K | 0.00% | +369+0.8% | Added |
| Oppenheimer & Co Inc | 41,975 | $505.4K | 0.01% | +1,743+4.3% | Added |
| CSS LLC | 34,595 | $416.5K | 0.03% | +768+2.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 33,000 | $397.3K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 31,450 | $378.7K | 0.00% | +2,034+6.9% | Added |
| Commonwealth Equity Services, LLC | 29,665 | $357.0K | 0.00% | −1,058−3.4% | Reduced |
| Wedbush Securities Inc | 28,984 | $349.0K | 0.01% | −92−0.3% | Reduced |
| Landscape Capital Management, L.L.C. | 28,892 | $347.9K | 0.03% | −58,997−67.1% | Reduced |
| BlackDiamond Wealth Management Inc. | 28,007 | $337.2K | 0.24% | −929−3.2% | Reduced |
| Calamos Advisors LLC | 23,722 | $285.6K | 0.00% | +23,722 | New |
| Shaker Financial Services, LLC | 23,504 | $283.0K | 0.11% | −9,649−29.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 23,437 | $282.2K | 0.00% | −1,295−5.2% | Reduced |
| SeaCrest Wealth Management, LLC | 21,975 | $264.6K | 0.03% | −473−2.1% | Reduced |
| Westside Investment Management, Inc. | 21,200 | $255.2K | 0.06% | 00.0% | Unchanged |
| Sigma Planning Corp | 20,725 | $249.5K | 0.01% | −2,606−11.2% | Reduced |
| CoreCap Advisors, LLC | 20,575 | $247.7K | 0.01% | +8,150+65.6% | Added |
| UBS Group AG | 19,678 | $236.9K | 0.00% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 19,060 | $229.5K | 0.01% | −10,759−36.1% | Reduced |
| Channel Wealth LLC | 14,621 | $176.0K | 0.07% | −7,500−33.9% | Reduced |
| Atria Wealth Solutions, Inc. | 14,567 | $175.4K | 0.00% | +2,344+19.2% | Added |
| Strategic Financial Concepts, LLC | 14,100 | $169.8K | 0.04% | +14,100 | New |
| Transcend Wealth Collective, LLC | 12,554 | $151.2K | 0.01% | +500+4.1% | Added |
| Moloney Securities Asset Management, LLC | 12,549 | $151.1K | 0.02% | +402+3.3% | Added |
| HighTower Advisors, LLC | 12,500 | $151.0K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,790 | $141.8K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 6,855 | $82.5K | 0.01% | −227−3.2% | Reduced |
| Plante Moran Financial Advisors, LLC | 3,757 | $45.2K | 0.00% | +3,757 | New |
| National Bank of Canada | 2,639 | $32.1K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $28.9K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.73K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 42 | $1.00K | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −4,486−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −140,400−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −35,927−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −24,545−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −16,259−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,907−100.0% | Sold out |