Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q1 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- −2 vs. Q4 2023
- Shares held
- 4.94M
- −63.9K (−1.3%) vs. Q4 2023
- Total value
- $59.2M
- +$4.16M (+7.6%) vs. Q4 2023
- New holders
- 4
- 18 more added
- Sold out
- 6
- 17 more reduced
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| AlphaMark Advisors, LLC | 42 | $1.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.73K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 358 | $4.00K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $28.9K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $32.1K | 0.00% | 00.0% | Unchanged |
| Plante Moran Financial Advisors, LLC | 3,757 | $45.2K | 0.00% | +3,757 | New |
| Farther Finance Advisors, LLC | 6,855 | $82.5K | 0.01% | −227−3.2% | Reduced |
| CIBC Private Wealth Group, LLC | 11,790 | $141.8K | 0.00% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $151.0K | 0.00% | 00.0% | Unchanged |
| Moloney Securities Asset Management, LLC | 12,549 | $151.1K | 0.02% | +402+3.3% | Added |
| Transcend Wealth Collective, LLC | 12,554 | $151.2K | 0.01% | +500+4.1% | Added |
| Strategic Financial Concepts, LLC | 14,100 | $169.8K | 0.04% | +14,100 | New |
| Atria Wealth Solutions, Inc. | 14,567 | $175.4K | 0.00% | +2,344+19.2% | Added |
| Channel Wealth LLC | 14,621 | $176.0K | 0.07% | −7,500−33.9% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 19,060 | $229.5K | 0.01% | −10,759−36.1% | Reduced |
| UBS Group AG | 19,678 | $236.9K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 20,575 | $247.7K | 0.01% | +8,150+65.6% | Added |
| Sigma Planning Corp | 20,725 | $249.5K | 0.01% | −2,606−11.2% | Reduced |
| Westside Investment Management, Inc. | 21,200 | $255.2K | 0.06% | 00.0% | Unchanged |
| SeaCrest Wealth Management, LLC | 21,975 | $264.6K | 0.03% | −473−2.1% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 23,437 | $282.2K | 0.00% | −1,295−5.2% | Reduced |
| Shaker Financial Services, LLC | 23,504 | $283.0K | 0.11% | −9,649−29.1% | Reduced |
| Calamos Advisors LLC | 23,722 | $285.6K | 0.00% | +23,722 | New |
| BlackDiamond Wealth Management Inc. | 28,007 | $337.2K | 0.24% | −929−3.2% | Reduced |
| Landscape Capital Management, L.L.C. | 28,892 | $347.9K | 0.03% | −58,997−67.1% | Reduced |
| Wedbush Securities Inc | 28,984 | $349.0K | 0.01% | −92−0.3% | Reduced |
| Commonwealth Equity Services, LLC | 29,665 | $357.0K | 0.00% | −1,058−3.4% | Reduced |
| Private Advisor Group, LLC | 31,450 | $378.7K | 0.00% | +2,034+6.9% | Added |
| Sheaff Brock Investment Advisors, LLC | 33,000 | $397.3K | 0.03% | 00.0% | Unchanged |
| CSS LLC | 34,595 | $416.5K | 0.03% | +768+2.3% | Added |
| Oppenheimer & Co Inc | 41,975 | $505.4K | 0.01% | +1,743+4.3% | Added |
| Raymond James & Associates | 44,705 | $538.2K | 0.00% | +369+0.8% | Added |
| GWM Advisors LLC | 45,075 | $542.7K | 0.00% | −9,900−18.0% | Reduced |
| AEGON USA Investment Management, LLC | 50,165 | $604.0K | 0.41% | 00.0% | Unchanged |
| Quarry LP | 54,217 | $652.8K | 0.27% | −4,483−7.6% | Reduced |
| NWF Advisory Services Inc. | 57,127 | $687.8K | 0.11% | +500+0.9% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $808.9K | 0.08% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 88,450 | $1.06M | 0.09% | 00.0% | Unchanged |
| Tennessee Valley Asset Management Partners | 95,800 | $1.15M | 0.28% | +303+0.3% | Added |
| Baird Financial Group, Inc. | 101,967 | $1.23M | 0.00% | +2,078+2.1% | Added |
| Advisor Group Holdings, Inc. | 114,160 | $1.37M | 0.00% | −13,231−10.4% | Reduced |
| Principal Securities, Inc. | 121,314 | $1.46M | 0.05% | +6,342+5.5% | Added |
| Envestnet Asset Management Inc | 124,921 | $1.50M | 0.00% | +10,342+9.0% | Added |
| LPL Financial LLC | 126,281 | $1.52M | 0.00% | +25,697+25.5% | Added |
| Absolute Investment Advisers LLC | 126,956 | $1.53M | 0.21% | +126,956 | New |
| Royal Bank of Canada | 159,709 | $1.92M | 0.00% | +1,326+0.8% | Added |
| National Asset Management, Inc. | 193,450 | $2.03M | 0.06% | −18,219−8.6% | Reduced |
| Wells Fargo & Company | 201,078 | $2.42M | 0.00% | +23,950+13.5% | Added |
| Janney Montgomery Scott LLC | 231,824 | $2.79M | 0.01% | −36,471−13.6% | Reduced |
| Bank of America Corp | 263,324 | $3.17M | 0.00% | −7,995−2.9% | Reduced |
| Mangrove Partners | 515,627 | $6.21M | 0.54% | +10,376+2.1% | Added |
| Morgan Stanley | 1,596,001 | $19.2M | 0.00% | +78,731+5.2% | Added |
| Blue Bell Private Wealth Management, LLC | 0 | $0 | 0.00% | −4,486−100.0% | Sold out |
| Clough Capital Partners L P | 0 | $0 | 0.00% | −140,400−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −35,927−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −24,545−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −16,259−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −2,907−100.0% | Sold out |