Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −4 vs. Q2 2024
- Shares held
- 4.91M
- −229.1K (−4.5%) vs. Q2 2024
- Total value
- $63.1M
- +$2.31M (+3.8%) vs. Q2 2024
- New holders
- 5
- 18 more added
- Sold out
- 9
- 12 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,711,115 | $22.1M | 0.00% | +61,295+3.7% | Added |
| Penserra Capital Management LLC | 608,675 | $7.86M | 0.17% | +608,675 | New |
| LPL Financial LLC | 326,362 | $4.22M | 0.00% | +27,560+9.2% | Added |
| National Asset Management, Inc. | 253,229 | $3.27M | 0.09% | +4,989+2.0% | Added |
| Wells Fargo & Company | 227,426 | $2.94M | 0.00% | −7,896−3.4% | Reduced |
| Royal Bank of Canada | 160,889 | $2.08M | 0.00% | +3,540+2.2% | Added |
| Envestnet Asset Management Inc | 155,959 | $2.01M | 0.00% | +21,278+15.8% | Added |
| Principal Securities, Inc. | 155,467 | $2.01M | 0.05% | +21,278+15.9% | Added |
| Bank of America Corp | 123,134 | $1.59M | 0.00% | −87,887−41.6% | Reduced |
| Marks Group Wealth Management, Inc | 115,399 | $1.49M | 0.14% | +603+0.5% | Added |
| Baird Financial Group, Inc. | 98,915 | $1.28M | 0.00% | +3,520+3.7% | Added |
| Tennessee Valley Asset Management Partners | 94,491 | $1.22M | 0.20% | −2,711−2.8% | Reduced |
| Nations Financial Group Inc, | 88,842 | $1.15M | 0.08% | −834−0.9% | Reduced |
| Advisor Group Holdings, Inc. | 88,526 | $1.14M | 0.00% | +2,667+3.1% | Added |
| Everstar Asset Management, LLC | 84,346 | $1.09M | 0.75% | +84,346 | New |
| NWF Advisory Services Inc. | 57,127 | $738.1K | 0.11% | 00.0% | Unchanged |
| Raymond James & Associates | 45,317 | $585.5K | 0.00% | −56−0.1% | Reduced |
| Oppenheimer & Co Inc | 43,279 | $559.2K | 0.01% | +398+0.9% | Added |
| Janney Montgomery Scott LLC | 39,406 | $509.0K | 0.00% | −30,132−43.3% | Reduced |
| Calamos Advisors LLC | 35,317 | $456.3K | 0.00% | +5,046+16.7% | Added |
| Sheaff Brock Investment Advisors, LLC | 34,000 | $439.3K | 0.04% | 00.0% | Unchanged |
| Raymond James Financial Services Advisors, Inc. | 29,405 | $379.9K | 0.00% | +5,906+25.1% | Added |
| Wedbush Securities Inc | 26,737 | $345.0K | 0.01% | −64−0.2% | Reduced |
| Private Advisor Group, LLC | 26,422 | $341.4K | 0.00% | −6,851−20.6% | Reduced |
| CoreCap Advisors, LLC | 25,650 | $331.4K | 0.02% | +1,175+4.8% | Added |
| UBS Group AG | 25,502 | $329.5K | 0.00% | +4,568+21.8% | Added |
| Commonwealth Equity Services, LLC | 23,852 | $308.0K | 0.00% | −6,436−21.2% | Reduced |
| SeaCrest Wealth Management, LLC | 22,478 | $290.4K | 0.03% | +1,725+8.3% | Added |
| GWM Advisors LLC | 22,300 | $288.1K | 0.00% | −24,500−52.4% | Reduced |
| Westside Investment Management, Inc. | 21,200 | $273.9K | 0.06% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 18,904 | $244.2K | 0.00% | +2,998+18.8% | Added |
| Strategic Financial Concepts, LLC | 15,000 | $193.8K | 0.06% | −165,222−91.7% | Reduced |
| Sequoia Financial Advisors, LLC | 44,000 | $185.4K | 0.00% | +44,000 | New |
| HighTower Advisors, LLC | 12,500 | $162.0K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,371 | $159.8K | 0.05% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 11,790 | $152.3K | 0.00% | 00.0% | Unchanged |
| Transcend Wealth Collective, LLC | 11,000 | $142.1K | 0.01% | −1,554−12.4% | Reduced |
| Farther Finance Advisors, LLC | 7,313 | $94.5K | 0.00% | +193+2.7% | Added |
| National Bank of Canada | 2,639 | $34.1K | 0.00% | 00.0% | Unchanged |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $31.0K | 0.01% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 2,110 | $27.3K | 0.00% | +2,110 | New |
| CWM, LLC | 358 | $5.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $4.00K | 0.00% | 00.0% | Unchanged |
| AlphaMark Advisors, LLC | 45 | $1.00K | 0.00% | +2+4.7% | Added |
| Sunbelt Securities, Inc. | 10 | $129 | 0.00% | +10 | New |
| Mangrove Partners | 0 | $0 | 0.00% | −515,627−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −124,506−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −53,170−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −50,165−100.0% | Sold out |
| BlackDiamond Wealth Management Inc. | 0 | $0 | 0.00% | −28,273−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −17,008−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −106−100.0% | Sold out |