Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2024
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 45
- −4 vs. Q2 2024
- Shares held
- 4.91M
- −229.1K (−4.5%) vs. Q2 2024
- Total value
- $63.1M
- +$2.31M (+3.8%) vs. Q2 2024
- New holders
- 5
- 18 more added
- Sold out
- 9
- 12 more reduced
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sunbelt Securities, Inc. | 10 | $129 | 0.00% | +10 | New |
| AlphaMark Advisors, LLC | 45 | $1.00K | 0.00% | +2+4.7% | Added |
| Geneos Wealth Management Inc. | 310 | $4.00K | 0.00% | 00.0% | Unchanged |
| CWM, LLC | 358 | $5.00K | 0.00% | 00.0% | Unchanged |
| GHP Investment Advisors, Inc. | 2,110 | $27.3K | 0.00% | +2,110 | New |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $31.0K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 2,639 | $34.1K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 7,313 | $94.5K | 0.00% | +193+2.7% | Added |
| Transcend Wealth Collective, LLC | 11,000 | $142.1K | 0.01% | −1,554−12.4% | Reduced |
| CIBC Private Wealth Group, LLC | 11,790 | $152.3K | 0.00% | 00.0% | Unchanged |
| Channel Wealth LLC | 12,371 | $159.8K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $162.0K | 0.00% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 44,000 | $185.4K | 0.00% | +44,000 | New |
| Strategic Financial Concepts, LLC | 15,000 | $193.8K | 0.06% | −165,222−91.7% | Reduced |
| Atria Wealth Solutions, Inc. | 18,904 | $244.2K | 0.00% | +2,998+18.8% | Added |
| Westside Investment Management, Inc. | 21,200 | $273.9K | 0.06% | 00.0% | Unchanged |
| GWM Advisors LLC | 22,300 | $288.1K | 0.00% | −24,500−52.4% | Reduced |
| SeaCrest Wealth Management, LLC | 22,478 | $290.4K | 0.03% | +1,725+8.3% | Added |
| Commonwealth Equity Services, LLC | 23,852 | $308.0K | 0.00% | −6,436−21.2% | Reduced |
| UBS Group AG | 25,502 | $329.5K | 0.00% | +4,568+21.8% | Added |
| CoreCap Advisors, LLC | 25,650 | $331.4K | 0.02% | +1,175+4.8% | Added |
| Private Advisor Group, LLC | 26,422 | $341.4K | 0.00% | −6,851−20.6% | Reduced |
| Wedbush Securities Inc | 26,737 | $345.0K | 0.01% | −64−0.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 29,405 | $379.9K | 0.00% | +5,906+25.1% | Added |
| Sheaff Brock Investment Advisors, LLC | 34,000 | $439.3K | 0.04% | 00.0% | Unchanged |
| Calamos Advisors LLC | 35,317 | $456.3K | 0.00% | +5,046+16.7% | Added |
| Janney Montgomery Scott LLC | 39,406 | $509.0K | 0.00% | −30,132−43.3% | Reduced |
| Oppenheimer & Co Inc | 43,279 | $559.2K | 0.01% | +398+0.9% | Added |
| Raymond James & Associates | 45,317 | $585.5K | 0.00% | −56−0.1% | Reduced |
| NWF Advisory Services Inc. | 57,127 | $738.1K | 0.11% | 00.0% | Unchanged |
| Everstar Asset Management, LLC | 84,346 | $1.09M | 0.75% | +84,346 | New |
| Advisor Group Holdings, Inc. | 88,526 | $1.14M | 0.00% | +2,667+3.1% | Added |
| Nations Financial Group Inc, | 88,842 | $1.15M | 0.08% | −834−0.9% | Reduced |
| Tennessee Valley Asset Management Partners | 94,491 | $1.22M | 0.20% | −2,711−2.8% | Reduced |
| Baird Financial Group, Inc. | 98,915 | $1.28M | 0.00% | +3,520+3.7% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.49M | 0.14% | +603+0.5% | Added |
| Bank of America Corp | 123,134 | $1.59M | 0.00% | −87,887−41.6% | Reduced |
| Principal Securities, Inc. | 155,467 | $2.01M | 0.05% | +21,278+15.9% | Added |
| Envestnet Asset Management Inc | 155,959 | $2.01M | 0.00% | +21,278+15.8% | Added |
| Royal Bank of Canada | 160,889 | $2.08M | 0.00% | +3,540+2.2% | Added |
| Wells Fargo & Company | 227,426 | $2.94M | 0.00% | −7,896−3.4% | Reduced |
| National Asset Management, Inc. | 253,229 | $3.27M | 0.09% | +4,989+2.0% | Added |
| LPL Financial LLC | 326,362 | $4.22M | 0.00% | +27,560+9.2% | Added |
| Penserra Capital Management LLC | 608,675 | $7.86M | 0.17% | +608,675 | New |
| Morgan Stanley | 1,711,115 | $22.1M | 0.00% | +61,295+3.7% | Added |
| Mangrove Partners | 0 | $0 | 0.00% | −515,627−100.0% | Sold out |
| Absolute Investment Advisers LLC | 0 | $0 | 0.00% | −124,506−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −53,170−100.0% | Sold out |
| AEGON USA Investment Management, LLC | 0 | $0 | 0.00% | −50,165−100.0% | Sold out |
| BlackDiamond Wealth Management Inc. | 0 | $0 | 0.00% | −28,273−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −17,008−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Ashton Thomas Private Wealth, LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −106−100.0% | Sold out |