Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q4 2025
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 58
- +6 vs. Q3 2025
- Shares held
- 10.1M
- +4.21M (+71.3%) vs. Q3 2025
- Total value
- $118.7M
- +$47.9M (+67.6%) vs. Q3 2025
- New holders
- 11
- 20 more added
- Sold out
- 5
- 17 more reduced
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sit Investment Associates Inc | 2,771,040 | $32.5M | 0.64% | +2,583,139+1,374.7% | Added |
| Morgan Stanley | 1,732,561 | $20.3M | 0.00% | −48,649−2.7% | Reduced |
| Penserra Capital Management LLC | 664,632 | $7.80M | 0.09% | +61,482+10.2% | Added |
| LPL Financial LLC | 501,019 | $5.88M | 0.00% | −15,111−2.9% | Reduced |
| Yakira Capital Management, Inc. | 446,668 | $5.24M | 1.76% | +446,668 | New |
| Absolute Investment Advisers LLC | 384,389 | $4.56M | 0.52% | +384,389 | New |
| Arete Wealth Advisors, LLC | 377,169 | $4.43M | 0.31% | +377,169 | New |
| Bank of America Corp | 311,461 | $3.66M | 0.00% | +264,473+562.9% | Added |
| Wells Fargo & Company | 276,789 | $3.25M | 0.00% | +20,241+7.9% | Added |
| Royal Bank of Canada | 197,925 | $2.32M | 0.00% | +7,289+3.8% | Added |
| Readystate Asset Management LP | 194,655 | $2.29M | 0.10% | +194,655 | New |
| Envestnet Asset Management Inc | 184,890 | $2.17M | 0.00% | −7,823−4.1% | Reduced |
| Principal Securities, Inc. | 175,883 | $2.06M | 0.03% | −7,823−4.3% | Reduced |
| Quarry LP | 153,570 | $1.80M | 0.30% | +75,570+96.9% | Added |
| Tennessee Valley Asset Management Partners | 137,835 | $1.62M | 0.21% | −7,603−5.2% | Reduced |
| Everstar Asset Management, LLC | 135,467 | $1.59M | 0.85% | +19,902+17.2% | Added |
| Baird Financial Group, Inc. | 120,777 | $1.42M | 0.00% | +6,125+5.3% | Added |
| Advisor Group Holdings, Inc. | 119,803 | $1.41M | 0.00% | +6,159+5.4% | Added |
| Marks Group Wealth Management, Inc | 115,399 | $1.35M | 0.13% | 00.0% | Unchanged |
| Nations Financial Group Inc, | 87,852 | $1.03M | 0.05% | −315−0.4% | Reduced |
| Stifel Financial Corp | 87,299 | $1.02M | 0.00% | −39,738−31.3% | Reduced |
| Nomura Holdings Inc | 83,864 | $984.6K | 0.00% | −16,136−16.1% | Reduced |
| Opal Wealth Advisors, LLC | 69,843 | $820.0K | 0.21% | +28,057+67.1% | Added |
| Raymond James Financial Inc | 59,710 | $701.0K | 0.00% | −7,507−11.2% | Reduced |
| Advisor OS, LLC | 59,496 | $698.5K | 0.06% | +6,023+11.3% | Added |
| CSS LLC | 59,275 | $695.9K | 0.04% | +59,275 | New |
| Allworth Financial LP | 51,793 | $608.0K | 0.00% | +2,338+4.7% | Added |
| Oppenheimer & Co Inc | 51,569 | $605.4K | 0.01% | +1,304+2.6% | Added |
| NWF Advisory Services Inc. | 51,227 | $601.4K | 0.07% | −5,800−10.2% | Reduced |
| Shaker Financial Services, LLC | 38,476 | $451.7K | 0.14% | +38,476 | New |
| Kovack Advisors, Inc. | 37,385 | $438.9K | 0.02% | +37,385 | New |
| Janney Montgomery Scott LLC | 31,279 | $367.0K | 0.00% | −199−0.6% | Reduced |
| Total Wealth Planning & Management, Inc. | 28,705 | $337.0K | 0.27% | +28,705 | New |
| Wedbush Securities Inc | 26,489 | $311.0K | 0.01% | +1,579+6.3% | Added |
| Private Advisor Group, LLC | 26,130 | $306.8K | 0.00% | +57+0.2% | Added |
| SeaCrest Wealth Management, LLC | 21,885 | $259.1K | 0.03% | −127−0.6% | Reduced |
| UBS Group AG | 21,707 | $254.8K | 0.00% | +1,821+9.2% | Added |
| Westside Investment Management, Inc. | 20,000 | $234.8K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 19,280 | $226.3K | 0.00% | 00.0% | Unchanged |
| GWM Advisors LLC | 19,100 | $224.2K | 0.00% | −600−3.0% | Reduced |
| Commonwealth Equity Services, LLC | 18,723 | $219.8K | 0.00% | −5,422−22.5% | Reduced |
| CoreCap Advisors, LLC | 15,652 | $183.8K | 0.01% | +267+1.7% | Added |
| BlackRock, Inc. | 15,373 | $180.5K | 0.00% | +12,609+456.2% | Added |
| Sequoia Financial Advisors, LLC | 14,000 | $164.4K | 0.00% | 00.0% | Unchanged |
| WealthTrust Asset Management, LLC | 13,302 | $156.2K | 0.11% | +365+2.8% | Added |
| Cetera Investment Advisers | 12,424 | $145.9K | 0.00% | +687+5.9% | Added |
| Tactive Advisors, LLC | 11,908 | $139.8K | 0.04% | +11,908 | New |
| Channel Wealth LLC | 11,621 | $136.4K | 0.03% | −750−6.1% | Reduced |
| Jane Street Group, LLC | 11,132 | $130.7K | 0.00% | −8,936−44.5% | Reduced |
| CIBC Private Wealth Group, LLC | 11,000 | $129.1K | 0.00% | −300−2.7% | Reduced |
| Gateway Wealth Partners, LLC | 10,123 | $118.8K | 0.01% | +10,123 | New |
| National Bank of Canada | 2,639 | $30.9K | 0.00% | 00.0% | Unchanged |
| Pinnacle Wealth Planning Services, Inc. | 2,000 | $23.5K | 0.00% | +2,000 | New |
| CWM, LLC | 623 | $7.00K | 0.00% | 00.0% | Unchanged |
| Luminist Capital LLC | 537 | $6.30K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.64K | 0.00% | 00.0% | Unchanged |
| Highline Wealth Partners LLC | 180 | $2.11K | 0.00% | 00.0% | Unchanged |
| Farther Finance Advisors, LLC | 83 | $974 | 0.00% | 00.0% | Unchanged |
| Boothbay Fund Management, LLC | 0 | $0 | 0.00% | −120,500−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −118,000−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −58,603−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −10,800−100.0% | Sold out |
| SOA Wealth Advisors, LLC. | 0 | $0 | 0.00% | −2,021−100.0% | Sold out |