Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2023
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 46
- −1 vs. Q1 2023
- Shares held
- 4.70M
- +173.3K (+3.8%) vs. Q1 2023
- Total value
- $53.7M
- +$2.36M (+4.6%) vs. Q1 2023
- New holders
- 5
- 22 more added
- Sold out
- 6
- 9 more reduced
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,557,059 | $17.8M | 0.00% | +82,980+5.6% | Added |
| Mangrove Partners | 379,395 | $4.34M | 0.44% | +187,404+97.6% | Added |
| Sit Investment Associates Inc | 343,324 | $3.93M | 0.10% | −246,298−41.8% | Reduced |
| Janney Montgomery Scott LLC | 251,639 | $2.88M | 0.01% | −1,725−0.7% | Reduced |
| National Asset Management, Inc. | 236,940 | $2.71M | 0.06% | +9,945+4.4% | Added |
| Bank of America Corp | 205,947 | $2.36M | 0.00% | +3,138+1.5% | Added |
| Wells Fargo & Company | 182,200 | $2.08M | 0.00% | +26,633+17.1% | Added |
| Shaker Financial Services, LLC | 160,715 | $1.84M | 0.80% | −67,031−29.4% | Reduced |
| Royal Bank of Canada | 135,519 | $1.55M | 0.00% | +23,991+21.5% | Added |
| Advisor Group Holdings, Inc. | 120,027 | $1.37M | 0.00% | +5,668+5.0% | Added |
| Baird Financial Group, Inc. | 81,773 | $935.5K | 0.00% | +25,167+44.5% | Added |
| Nations Financial Group Inc, | 77,586 | $887.6K | 0.09% | +2,698+3.6% | Added |
| Envestnet Asset Management Inc | 71,194 | $814.5K | 0.00% | +71,194 | New |
| Tennessee Valley Asset Management Partners | 68,752 | $786.5K | 0.25% | +3,747+5.8% | Added |
| Marks Group Wealth Management, Inc | 67,188 | $768.6K | 0.09% | 00.0% | Unchanged |
| LPL Financial LLC | 62,040 | $709.7K | 0.00% | +40,624+189.7% | Added |
| NWF Advisory Services Inc. | 58,027 | $663.8K | 0.15% | 00.0% | Unchanged |
| GWM Advisors LLC | 57,500 | $657.8K | 0.01% | −200−0.3% | Reduced |
| Sigma Planning Corp | 41,963 | $480.1K | 0.02% | +179+0.4% | Added |
| U.S. Capital Wealth Advisors, LLC | 36,704 | $419.9K | 0.02% | +8,149+28.5% | Added |
| Oppenheimer & Co Inc | 34,257 | $391.9K | 0.01% | +8,277+31.9% | Added |
| SeaCrest Wealth Management, LLC | 33,065 | $378.3K | 0.05% | +418+1.3% | Added |
| CSS LLC | 33,003 | $377.6K | 0.03% | +1,001+3.1% | Added |
| Commonwealth Equity Services, LLC | 32,415 | $371.0K | 0.00% | −1,246−3.7% | Reduced |
| Raymond James & Associates | 31,281 | $357.9K | 0.00% | −194−0.6% | Reduced |
| AEGON USA Investment Management, LLC | 30,565 | $349.7K | 0.20% | +7,901+34.9% | Added |
| Landscape Capital Management, L.L.C. | 30,428 | $348.1K | 0.05% | −38,012−55.5% | Reduced |
| Private Advisor Group, LLC | 28,435 | $325.3K | 0.00% | +5,734+25.3% | Added |
| Cornerstone Advisors, LLC | 25,459 | $291.3K | 0.01% | +25,459 | New |
| Channel Wealth LLC | 25,316 | $289.6K | 0.17% | −3,000−10.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 23,500 | $268.8K | 0.03% | 00.0% | Unchanged |
| Westside Investment Management, Inc. | 21,200 | $242.5K | 0.07% | 00.0% | Unchanged |
| Wedbush Securities Inc | 17,198 | $197.0K | 0.01% | +23+0.1% | Added |
| UBS Group AG | 17,179 | $196.5K | 0.00% | −5,213−23.3% | Reduced |
| Quarry LP | 16,503 | $188.8K | 0.12% | +10,903+194.7% | Added |
| Clough Capital Partners L P | 16,503 | $188.8K | 0.02% | +16,503 | New |
| Perennial Investment Advisors, LLC | 16,328 | $186.8K | 0.03% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 12,500 | $143.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $137.3K | 0.00% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 11,569 | $132.3K | 0.04% | +11,569 | New |
| CoreCap Advisors, LLC | 10,825 | $123.8K | 0.01% | +10,825 | New |
| BDO Wealth Advisors, LLC | 10,570 | $120.9K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,819 | $78.0K | 0.00% | +929+15.8% | Added |
| Oliver Lagore Vanvalin Investment Group | 2,400 | $27.5K | 0.01% | 00.0% | Unchanged |
| CWM, LLC | 581 | $7.00K | 0.00% | +314+117.6% | Added |
| Geneos Wealth Management Inc. | 310 | $3.55K | 0.00% | 00.0% | Unchanged |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −36,885−100.0% | Sold out |
| Nomura Holdings Inc | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −3,069−100.0% | Sold out |
| Elequin Capital LP | 0 | $0 | 0.00% | −2,817−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −2,178−100.0% | Sold out |
| Ameritas Advisory Services, LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |