Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q2 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 32
- −3 vs. Q1 2022
- Shares held
- 2.76M
- +47.9K (+1.8%) vs. Q1 2022
- Total value
- $36.3M
- −$6.98M (−16.1%) vs. Q1 2022
- New holders
- 4
- 14 more added
- Sold out
- 7
- 8 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,373,485 | $19.4M | 0.00% | +76,549+5.9% | Added |
| Janney Montgomery Scott LLC | 241,410 | $3.39M | 0.02% | −17,178−6.6% | Reduced |
| Royal Bank of Canada | 114,995 | $1.62M | 0.00% | +7,924+7.4% | Added |
| Advisor Group Holdings, Inc. | 112,246 | $1.58M | 0.00% | +13,655+13.9% | Added |
| Baird Financial Group, Inc. | 93,036 | $1.31M | 0.00% | +3,100+3.4% | Added |
| Nations Financial Group Inc, | 66,009 | $932.0K | 0.13% | +3,312+5.3% | Added |
| GWM Advisors LLC | 57,500 | $812.0K | 0.01% | +3,100+5.7% | Added |
| Bank of America Corp | 56,632 | $800.0K | 0.00% | +39,926+239.0% | Added |
| Wells Fargo & Company | 41,534 | $587.0K | 0.00% | +8,476+25.6% | Added |
| LPL Financial LLC | 37,237 | $526.0K | 0.00% | +102+0.3% | Added |
| Commonwealth Equity Services, LLC | 34,630 | $488.0K | 0.00% | −2,730−7.3% | Reduced |
| SeaCrest Wealth Management, LLC | 34,530 | $488.0K | 0.06% | −584−1.7% | Reduced |
| Tennessee Valley Asset Management Partners | 33,036 | $466.0K | 0.18% | +19,704+147.8% | Added |
| Sigma Planning Corp | 31,636 | $447.0K | 0.02% | +31,636 | New |
| BDO Wealth Advisors, LLC | 25,393 | $359.0K | 0.04% | 00.0% | Unchanged |
| U.S. Capital Wealth Advisors, LLC | 24,670 | $348.0K | 0.02% | 00.0% | Unchanged |
| Raymond James & Associates | 24,112 | $340.0K | 0.00% | −259−1.1% | Reduced |
| CSS LLC | 23,000 | $324.0K | 0.02% | −14,321−38.4% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $289.0K | 0.03% | 00.0% | Unchanged |
| Oppenheimer & Co Inc | 16,402 | $232.0K | 0.00% | +2,145+15.0% | Added |
| Ford Financial Group, LLC | 16,249 | $229.0K | 0.09% | +2,472+17.9% | Added |
| Private Advisor Group, LLC | 14,862 | $210.0K | 0.00% | +1,095+8.0% | Added |
| Wedbush Securities Inc | 14,423 | $204.0K | 0.01% | −1,386−8.8% | Reduced |
| HighTower Advisors, LLC | 12,500 | $177.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $169.0K | 0.00% | −500−4.0% | Reduced |
| WSFS Capital Management, LLC | 11,827 | $167.0K | 0.05% | 00.0% | Unchanged |
| UBS Group AG | 11,176 | $158.0K | 0.00% | −500−4.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 9,418 | $133.0K | 0.01% | +1,125+13.6% | Added |
| CoreCap Advisors, LLC | 8,800 | $124.0K | 0.01% | +8,800 | New |
| Wagner Wealth Management, LLC | 769 | $11.0K | 0.01% | +769 | New |
| Geneos Wealth Management Inc. | 310 | $4.00K | 0.00% | 00.0% | Unchanged |
| B. Riley Wealth Management, Inc. | 186,008 | – | – | +186,008 | New |
| Sit Investment Associates Inc | 0 | $0 | 0.00% | −234,026−100.0% | Sold out |
| Bank of Montreal | 0 | $0 | 0.00% | −35,350−100.0% | Sold out |
| Yakira Capital Management, Inc. | 0 | $0 | 0.00% | −26,686−100.0% | Sold out |
| Next Capital Management LLC | 0 | $0 | 0.00% | −26,179−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −1,238−100.0% | Sold out |
| Ellis Investment Partners, LLC | 0 | $0 | 0.00% | −1,090−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |