Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +2 vs. Q2 2022
- Shares held
- 2.72M
- +146.0K (+5.7%) vs. Q2 2022
- Total value
- $33.1M
- −$3.20M (−8.8%) vs. Q2 2022
- New holders
- 3
- 15 more added
- Sold out
- 1
- 10 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Morgan Stanley | 1,390,596 | $16.9M | 0.00% | +17,111+1.2% | Added |
| Janney Montgomery Scott LLC | 233,144 | $2.84M | 0.01% | −8,266−3.4% | Reduced |
| National Asset Management, Inc. | 187,654 | $2.29M | 0.07% | +187,654 | New |
| Advisor Group Holdings, Inc. | 121,393 | $1.48M | 0.00% | +9,147+8.1% | Added |
| Royal Bank of Canada | 105,591 | $1.29M | 0.00% | −9,404−8.2% | Reduced |
| Nations Financial Group Inc, | 69,266 | $844.0K | 0.12% | +3,257+4.9% | Added |
| GWM Advisors LLC | 58,000 | $706.0K | 0.01% | +500+0.9% | Added |
| Tennessee Valley Asset Management Partners | 55,627 | $678.0K | 0.27% | +22,591+68.4% | Added |
| Bank of America Corp | 53,671 | $654.0K | 0.00% | −2,961−5.2% | Reduced |
| Sigma Planning Corp | 43,415 | $529.0K | 0.02% | +11,779+37.2% | Added |
| Wells Fargo & Company | 43,035 | $525.0K | 0.00% | +1,501+3.6% | Added |
| LPL Financial LLC | 36,495 | $445.0K | 0.00% | −742−2.0% | Reduced |
| Commonwealth Equity Services, LLC | 33,341 | $406.0K | 0.00% | −1,289−3.7% | Reduced |
| SeaCrest Wealth Management, LLC | 32,957 | $401.0K | 0.06% | −1,573−4.6% | Reduced |
| U.S. Capital Wealth Advisors, LLC | 29,720 | $362.0K | 0.02% | +5,050+20.5% | Added |
| Raymond James & Associates | 24,568 | $299.0K | 0.00% | +456+1.9% | Added |
| Private Advisor Group, LLC | 21,149 | $258.0K | 0.00% | +6,287+42.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $250.0K | 0.03% | 00.0% | Unchanged |
| BDO Wealth Advisors, LLC | 19,393 | $236.0K | 0.03% | −6,000−23.6% | Reduced |
| Oppenheimer & Co Inc | 17,104 | $208.0K | 0.00% | +702+4.3% | Added |
| Ford Financial Group, LLC | 16,328 | $198.0K | 0.08% | +79+0.5% | Added |
| Wedbush Securities Inc | 14,946 | $182.0K | 0.01% | +523+3.6% | Added |
| UBS Group AG | 14,432 | $176.0K | 0.00% | +3,256+29.1% | Added |
| CSS LLC | 12,500 | $152.0K | 0.01% | −10,500−45.7% | Reduced |
| HighTower Advisors, LLC | 12,500 | $152.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 11,999 | $146.0K | 0.00% | 00.0% | Unchanged |
| CoreCap Advisors, LLC | 11,900 | $145.0K | 0.01% | +3,100+35.2% | Added |
| WSFS Capital Management, LLC | 10,633 | $130.0K | 0.05% | −1,194−10.1% | Reduced |
| Landscape Capital Management, L.L.C. | 10,631 | $129.0K | 0.02% | +10,631 | New |
| Benjamin F. Edwards & Company, Inc. | 6,765 | $82.0K | 0.00% | −2,653−28.2% | Reduced |
| Wagner Wealth Management, LLC | 769 | $9.00K | 0.01% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 310 | $3.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −93,036−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |