Rivernorth Opportunities Fund, Inc.
RIV- Exchange
- NYSE
- SEC CIK
- 0001501072
No open-market purchases or sales by Rivernorth Opportunities Fund, Inc. insiders were filed in the last 90 days; 60 institutions reported holding it in 13F filings for Q2 2026, worth $111.9M in total; no superinvestor holds it.
Other share classesRIV.PA
13F holders, Q3 2022
Institutional positions in Rivernorth Opportunities Fund, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 33
- +2 vs. Q2 2022
- Shares held
- 2.72M
- +146.0K (+5.7%) vs. Q2 2022
- Total value
- $33.1M
- −$3.20M (−8.8%) vs. Q2 2022
- New holders
- 3
- 15 more added
- Sold out
- 1
- 10 more reduced
1 institution that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RIV on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 60 | $111.9M |
| Q1 2026 | 57 | $107.5M |
| Q4 2025 | 58 | $118.7M |
| Q3 2025 | 52 | $70.8M |
| Q2 2025 | 48 | $62.7M |
| Q1 2025 | 47 | $60.8M |
| Q4 2024 | 49 | $57.7M |
| Q3 2024 | 45 | $63.1M |
| Q2 2024 | 49 | $60.8M |
| Q1 2024 | 52 | $59.2M |
| Q4 2023 | 54 | $55.0M |
| Q3 2023 | 43 | $48.5M |
| Q2 2023 | 46 | $53.7M |
| Q1 2023 | 47 | $51.4M |
| Q4 2022 | 39 | $50.0M |
| Q3 2022 | 33 | $33.1M |
| Q2 2022 | 32 | $36.3M |
| Q1 2022 | 35 | $43.3M |
| Q4 2021 | 41 | $54.0M |
| Q3 2021 | 33 | $35.0M |
| Q2 2021 | 28 | $35.8M |
| Q1 2021 | 29 | $29.7M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Rivernorth Opportunities Fund, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $0 | 0.00% | +1 | New |
| Geneos Wealth Management Inc. | 310 | $3.00K | 0.00% | 00.0% | Unchanged |
| Wagner Wealth Management, LLC | 769 | $9.00K | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 6,765 | $82.0K | 0.00% | −2,653−28.2% | Reduced |
| Landscape Capital Management, L.L.C. | 10,631 | $129.0K | 0.02% | +10,631 | New |
| WSFS Capital Management, LLC | 10,633 | $130.0K | 0.05% | −1,194−10.1% | Reduced |
| CoreCap Advisors, LLC | 11,900 | $145.0K | 0.01% | +3,100+35.2% | Added |
| Stifel Financial Corp | 11,999 | $146.0K | 0.00% | 00.0% | Unchanged |
| CSS LLC | 12,500 | $152.0K | 0.01% | −10,500−45.7% | Reduced |
| HighTower Advisors, LLC | 12,500 | $152.0K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 14,432 | $176.0K | 0.00% | +3,256+29.1% | Added |
| Wedbush Securities Inc | 14,946 | $182.0K | 0.01% | +523+3.6% | Added |
| Ford Financial Group, LLC | 16,328 | $198.0K | 0.08% | +79+0.5% | Added |
| Oppenheimer & Co Inc | 17,104 | $208.0K | 0.00% | +702+4.3% | Added |
| BDO Wealth Advisors, LLC | 19,393 | $236.0K | 0.03% | −6,000−23.6% | Reduced |
| Sheaff Brock Investment Advisors, LLC | 20,500 | $250.0K | 0.03% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 21,149 | $258.0K | 0.00% | +6,287+42.3% | Added |
| Raymond James & Associates | 24,568 | $299.0K | 0.00% | +456+1.9% | Added |
| U.S. Capital Wealth Advisors, LLC | 29,720 | $362.0K | 0.02% | +5,050+20.5% | Added |
| SeaCrest Wealth Management, LLC | 32,957 | $401.0K | 0.06% | −1,573−4.6% | Reduced |
| Commonwealth Equity Services, LLC | 33,341 | $406.0K | 0.00% | −1,289−3.7% | Reduced |
| LPL Financial LLC | 36,495 | $445.0K | 0.00% | −742−2.0% | Reduced |
| Wells Fargo & Company | 43,035 | $525.0K | 0.00% | +1,501+3.6% | Added |
| Sigma Planning Corp | 43,415 | $529.0K | 0.02% | +11,779+37.2% | Added |
| Bank of America Corp | 53,671 | $654.0K | 0.00% | −2,961−5.2% | Reduced |
| Tennessee Valley Asset Management Partners | 55,627 | $678.0K | 0.27% | +22,591+68.4% | Added |
| GWM Advisors LLC | 58,000 | $706.0K | 0.01% | +500+0.9% | Added |
| Nations Financial Group Inc, | 69,266 | $844.0K | 0.12% | +3,257+4.9% | Added |
| Royal Bank of Canada | 105,591 | $1.29M | 0.00% | −9,404−8.2% | Reduced |
| Advisor Group Holdings, Inc. | 121,393 | $1.48M | 0.00% | +9,147+8.1% | Added |
| National Asset Management, Inc. | 187,654 | $2.29M | 0.07% | +187,654 | New |
| Janney Montgomery Scott LLC | 233,144 | $2.84M | 0.01% | −8,266−3.4% | Reduced |
| Morgan Stanley | 1,390,596 | $16.9M | 0.00% | +17,111+1.2% | Added |
| Baird Financial Group, Inc. | 0 | $0 | 0.00% | −93,036−100.0% | Sold out |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |